Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| XCEL ENERGY INCXEL · Entity 3042 | EVP and General Counsel | March 03, 2020 | March 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
XCEL ENERGY INC
Report date March 03, 2020 · Filed March 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,057.282 |
Reported balance
After 2020-03-03 transaction · row 1
1 source rowRow 1 · 2020-03-03 · Sale · Disposed 29,929 · Balance 76,057.282 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $66.50, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 6,050.988 |
Reported balance
Holding disclosure · report date 2020-03-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,050.988 F2: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated March 2, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $66.50, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated March 2, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2020 Filed Mar 5, 2020 21:07 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 29,929 | $66.31 | $1,984,496.22 |
DisclosureSEC source: 0001567619-20-005734 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,057.282 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $66.50, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:26 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 4,979.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004529 · doc1.xml · derivative · entry 5 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,979.827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,555 units. F6 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F6 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:26 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 7,027.751 | $70.26 | $493,769.79 |
DisclosureSEC source: 0001567619-20-004529 · doc1.xml · nonDerivative · entry 3 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,986.282 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:26 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 4,979.827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004529 · doc1.xml · nonDerivative · entry 2 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,014.033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:26 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 9,460.924 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004529 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,034.206 F1 · balance_after: The amount also includes 609.275 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:18 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 3,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000488 · doc1.xml · derivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,447 Underlying: Common Stock · 3,447 shares Expires 2022-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2022. Read SEC document |
| December 02, 2019 Filed Jan 30, 2020 20:56 UTC | XCEL ENERGY INC XEL · Entity 3042 | GiftCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001730 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,964.007 F1 · balance_after: This amount also includes 628.994 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| August 16, 2019 Filed Aug 19, 2019 18:12 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 15,000 | $61.71 | $925,620.00 |
DisclosureSEC source: 0001567619-19-017251 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,985.013 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.66 to $61.80, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: This amount also includes 747.140 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| May 23, 2019 Filed May 24, 2019 17:47 UTC | XCEL ENERGY INC XEL · Entity 3042 | GiftCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012046 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,237.873 F1 · balance_after: This amount also includes 830.322 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividend equivalents. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:07 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 5,392.652 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005177 · doc1.xml · derivative · entry 6 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,392.652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F6 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,902 units. F7 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. F7 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:07 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 3,949 | $53.46 Strike: $0.00 | $211,113.54 |
DisclosureSEC source: 0001567619-19-005177 · doc1.xml · derivative · entry 5 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,924.315 Underlying: Common Stock · 3,949 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F4 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F4 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F5 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:07 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 8,002.568 | $53.46 | $427,817.29 |
DisclosureSEC source: 0001567619-19-005177 · doc1.xml · nonDerivative · entry 3 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,667.551 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:07 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 5,392.652 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-005177 · doc1.xml · nonDerivative · entry 2 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,670.119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:07 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 12,227.916 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005177 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,277.467 Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 22:52 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 15,004 | $53.07 | $796,262.28 |
DisclosureSEC source: 0001567619-19-004533 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,049.551 F1 · balance_after: This amount also includes 3,697.974 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:59 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 4,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000327 · doc1.xml · derivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,355 Underlying: Common Stock · 4,355 shares Expires 2021-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2021. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 5,200.87 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009721 · doc1.xml · derivative · entry 6 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,200.87 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,707 units. F8 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F8 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,707 units. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 2,539 | $44.68 Strike: $0.00 | $113,442.52 |
DisclosureSEC source: 0001140361-18-009721 · doc1.xml · derivative · entry 5 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,146.998 Underlying: Common Stock · 2,539 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 7,917.891 | $44.68 | $353,771.37 |
DisclosureSEC source: 0001140361-18-009721 · doc1.xml · nonDerivative · entry 3 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,589.577 F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 5,200.87 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-009721 · doc1.xml · nonDerivative · entry 2 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,507.468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 26,063.021 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009721 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,306.598 F1 · balance_after: This amount also includes 3,231.691 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| February 20, 2018 Filed Mar 10, 2018 01:42 UTC Amendment | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 17,773 | $44.68 Strike: $0.00 | $794,097.64 |
DisclosureSEC source: 0001140361-18-012922 · doc1.xml · derivative · entry 4 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,380.06 Underlying: Common Stock · 17,773 shares Expires not disclosed F3 · derivative.exercise_price: Phantom shares are settled in common stock on a one-for-one basis. F1 · shares: Corrected to reflect 15,234 shares acquired as phantom stock and .869 shares settled in cash. F6 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F6 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F1 · derivative.underlying_shares: Corrected to reflect 15,234 shares acquired as phantom stock and .869 shares settled in cash. F7 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 20, 2018 Filed Mar 10, 2018 01:42 UTC Amendment | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 7,917.022 | $44.68 | $353,732.54 |
DisclosureSEC source: 0001140361-18-012922 · doc1.xml · nonDerivative · entry 2 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,355.577 F4 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Mar 10, 2018 01:42 UTC Amendment | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 10,828.152 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012922 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,071.729 F1 · shares: Corrected to reflect 15,234 shares acquired as phantom stock and .869 shares settled in cash. F2 · balance_after: This amount also includes 3,231.691 shares of stock acquired between March 13, 2017 and December 28, 2017 pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 01:40 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 4,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000933 · doc1.xml · derivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,184 Underlying: Common Stock · 4,184 shares Expires 2020-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on Dec. 31, 2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 1,688.127 | $43.71 | $73,788.03 |
DisclosureSEC source: 0001140361-17-010524 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,011.886 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of an award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program that were included in the common stock holdings reported by the reporting person on Form 4 filed on February 23, 2017. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 5,800.622 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008954 · doc1.xml · derivative · entry 5 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,800.622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F6 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,221 units. F7 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F7 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F6 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,221 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 18,417.271 | $42.00 | $773,525.38 |
DisclosureSEC source: 0001140361-17-008954 · doc1.xml · nonDerivative · entry 3 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,700.013 F4 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 5,800.622 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008954 · doc1.xml · nonDerivative · entry 2 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,119.205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 31,393.57 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008954 · doc1.xml · nonDerivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,318.583 F1 · price: Of the 31,393.57 shares, 1,488.85 were issued at a price of $42.00 per share in connection with the reporting person's election to receive a portion of his annual incentive award in shares, and 29,904.72 shares were issued at no cost as a 5% premium on the annual incentive received in shares and in settlement of performance share units. F2 · balance_after: This amount also includes 2,762.377 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:44 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 4,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000807 · doc1.xml · derivative · entry 1 Wilensky Scott M · CIK 0001530606 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,555 Underlying: Common Stock · 4,555 shares Expires 2019-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on Dec. 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.