Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| XCEL ENERGY INCXEL · Entity 3042 | EVP & CAO | March 01, 2018 | March 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
XCEL ENERGY INC
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,714 |
Reported balance
After 2018-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-01 · Tax withholding · Disposed 987.241 · Balance 102,714 F1: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 9,469.934 |
Reported balance
Holding disclosure · report date 2018-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,469.934 F2: Amount reflects aggregate holdings as of March 1, 2018 and includes adjustments made by the Plan administrator to previously reported holdings, which were reported on a filing dated February 22, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.
F2: Amount reflects aggregate holdings as of March 1, 2018 and includes adjustments made by the Plan administrator to previously reported holdings, which were reported on a filing dated February 22, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2018 Filed Mar 5, 2018 23:01 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 987.241 | $43.28 | $42,727.79 |
DisclosureSEC source: 0001140361-18-012064 · doc1.xml · nonDerivative · entry 1 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,714 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:13 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 6,424.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009718 · doc1.xml · derivative · entry 5 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,424.02 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,814 units. F6 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F6 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F5 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,814 units. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:13 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 18,867.123 | $44.68 | $842,983.06 |
DisclosureSEC source: 0001140361-18-009718 · doc1.xml · nonDerivative · entry 3 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,701.241 F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:13 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 6,424.02 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-009718 · doc1.xml · nonDerivative · entry 2 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,568.364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:13 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 35,332.103 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009718 · doc1.xml · nonDerivative · entry 1 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,144.344 F1 · balance_after: This amount also includes 17.417 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 01:41 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 5,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000936 · doc1.xml · derivative · entry 1 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Group Pres, & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,229 Underlying: Common Stock · 5,229 shares Expires 2020-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2020. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 576 | $51.05 | $29,404.80 |
DisclosureSEC source: 0001140361-17-045269 · doc1.xml · nonDerivative · entry 2 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,794.824 F1 · balance_after: Includes 49.814 shares of stock acquired pursuant to reinvestment of dividends. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 4,600 | $51.07 | $234,922.00 |
DisclosureSEC source: 0001140361-17-045269 · doc1.xml · nonDerivative · entry 1 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,370.824 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 576 | $51.05 | $29,404.80 |
DisclosureSEC source: 0001140361-17-045268 · doc1.xml · nonDerivative · entry 2 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,794.824 F1 · balance_after: Includes 49.814 shares of stock acquired pursuant to reinvestment of dividends. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 4,600 | $51.07 | $234,922.00 |
DisclosureSEC source: 0001140361-17-045268 · doc1.xml · nonDerivative · entry 1 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,370.824 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:23 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 2,322.772 | $43.71 | $101,528.36 |
DisclosureSEC source: 0001140361-17-010526 · doc1.xml · nonDerivative · entry 1 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,979.051 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of an award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program that were included in the common stock holdings reported by the reporting person on Form 4 filed on February 23, 2017. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 5,987.272 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008948 · doc1.xml · derivative · entry 5 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,987.272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,389 units. F6 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F6 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F5 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,389 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 17,555.52 | $42.00 | $737,331.84 |
DisclosureSEC source: 0001140361-17-008948 · doc1.xml · nonDerivative · entry 3 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,301.823 F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 5,987.272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008948 · doc1.xml · nonDerivative · entry 2 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,858.476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 30,793.381 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008948 · doc1.xml · nonDerivative · entry 1 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,871.204 F1 · balance_after: This amount also includes 226.670 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:32 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 6,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000795 · doc1.xml · derivative · entry 1 McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Group Pres, & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,155 Underlying: Common Stock · 6,155 shares Expires 2019-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.