Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| XCEL ENERGY INCXEL · Entity 3042 | President, SPS | May 17, 2021 | May 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
XCEL ENERGY INC
Report date May 17, 2021 · Filed May 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,955.895 |
Reported balance
After 2021-05-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-17 · Sale · Disposed 9,602.798 · Balance 3,955.895 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.075 to $71.23, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: The amount also includes 87.629 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 716.756 |
Reported balance
Holding disclosure · report date 2021-05-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 716.756 F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated May 10, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.075 to $71.23, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: The amount also includes 87.629 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated May 10, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2021 Filed May 18, 2021 20:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 9,602.798 | $71.14 | $683,143.05 |
DisclosureSEC source: 0001567619-21-010629 · doc1.xml · nonDerivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,955.895 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.075 to $71.23, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: The amount also includes 87.629 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 5,373 | $61.54 | $330,654.42 |
DisclosureSEC source: 0001567619-21-004460 · doc1.xml · derivative · entry 6 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,812.247 Underlying: Common Stock · 5,373 shares Expires not disclosed F7 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F8 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F8 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F9 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,001.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004460 · doc1.xml · derivative · entry 5 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,001.49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 921 units. F6 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021. F6 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 510.817 | $61.54 | $31,435.68 |
DisclosureSEC source: 0001567619-21-004460 · doc1.xml · nonDerivative · entry 3 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,471.064 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,001.49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-004460 · doc1.xml · nonDerivative · entry 2 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,981.881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 129.327 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004460 · doc1.xml · nonDerivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,980.391 F1 · balance_after: The amount also includes 323.473 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:48 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 747 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000585 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747 Underlying: Common Stock · 747 shares Expires 2023-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2023. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:46 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 85.097 | $62.32 | $5,303.25 |
DisclosureSEC source: 0001567619-20-005635 · doc1.xml · nonDerivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,527.591 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 2,197 | $70.26 Strike: $0.00 | $154,361.22 |
DisclosureSEC source: 0001567619-20-004519 · doc1.xml · derivative · entry 6 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,946.463 Underlying: Common Stock · 2,197 shares Expires not disclosed F7 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F8 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F8 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F9 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,185.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004519 · doc1.xml · derivative · entry 5 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,185.101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,084 units. F6 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F6 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 1,189.422 | $70.26 | $83,568.79 |
DisclosureSEC source: 0001567619-20-004519 · doc1.xml · nonDerivative · entry 3 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,612.688 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,185.101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004519 · doc1.xml · nonDerivative · entry 2 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,802.11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:19 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 1,803.321 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004519 · doc1.xml · nonDerivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,617.009 F1 · balance_after: The amount also includes 282.275 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000472 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770 Underlying: Common Stock · 770 shares Expires 2022-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2022. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 17:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | OtherPhantom Stock · Derivative | 10,508.816 | $60.03 | $630,844.22 |
DisclosureSEC source: 0001567619-19-013443 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,367.269 Underlying: Common Stock · 10,508.816 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:53 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 83.402 | $54.86 | $4,575.43 |
DisclosureSEC source: 0001567619-19-006197 · doc1.xml · nonDerivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,531.413 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:42 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,233.204 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005193 · doc1.xml · derivative · entry 6 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,233.204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,121 units. F8 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. F8 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:42 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 6,319 | $53.46 Strike: $0.00 | $337,813.74 |
DisclosureSEC source: 0001567619-19-005193 · doc1.xml · derivative · entry 5 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,681.738 Underlying: Common Stock · 6,319 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:42 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 444.29 | $53.46 | $23,751.74 |
DisclosureSEC source: 0001567619-19-005193 · doc1.xml · nonDerivative · entry 3 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,614.815 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:42 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,233.204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-005193 · doc1.xml · nonDerivative · entry 2 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,059.105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:42 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 152.086 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005193 · doc1.xml · nonDerivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,825.901 F1 · balance_after: This amount also includes 303.027 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:29 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 954 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000368 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954 Underlying: Common Stock · 954 shares Expires 2021-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2021. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:20 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 385.565 | $43.28 | $16,687.25 |
DisclosureSEC source: 0001140361-18-012097 · doc1.xml · nonDerivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,370.788 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:14 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,224.253 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009720 · doc1.xml · derivative · entry 6 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,224.253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,108 units. F8 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F8 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,108 units. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:14 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 3,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009720 · doc1.xml · derivative · entry 5 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,734.26 Underlying: Common Stock · 3,285 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the issuers Deferred Compensation Plan (the "Plan"). F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the issuers Deferred Compensation Plan (the "Plan"). F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:14 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 1,481.373 | $44.68 | $66,187.75 |
DisclosureSEC source: 0001140361-18-009720 · doc1.xml · nonDerivative · entry 3 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,756.353 F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:14 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,224.253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-009720 · doc1.xml · nonDerivative · entry 2 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,237.726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:14 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 3,444.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009720 · doc1.xml · nonDerivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,013.473 F1 · balance_after: This amount also includes 199.826 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 01:36 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 921 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000925 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921 Underlying: Common Stock · 921 shares Expires 2020-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on Dec. 31, 2020. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 23:13 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 3,755.855 | $43.31 Strike: $0.00 | $162,666.08 |
DisclosureSEC source: 0001140361-17-009768 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,952.51 Underlying: Common Stock · 3,755.855 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:54 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,123.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008946 · doc1.xml · derivative · entry 6 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,123.24 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,011 units. F8 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F8 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,011 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:54 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 5,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008946 · doc1.xml · derivative · entry 5 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,144.87 Underlying: Common Stock · 5,646 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F6 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the issuers Deferred Compensation Plan (the "Plan"). F6 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the issuers Deferred Compensation Plan (the "Plan"). F9 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:54 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 441.959 | $42.00 | $18,562.28 |
DisclosureSEC source: 0001140361-17-008946 · doc1.xml · nonDerivative · entry 3 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700.9 F4 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:54 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,123.24 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008946 · doc1.xml · nonDerivative · entry 2 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,143.705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:54 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 1,041.565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008946 · doc1.xml · nonDerivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,020.465 F1 · price: Of the 1,041.565 shares, 762 were issued at a price of $42.00 per share in connection with the reporting person's election to receive a portion of his annual incentive award in restricted shares, and the rest were issued at no cost as a 20% premium on the annual incentive received in shares and in settlement of performance share units. F2 · balance_after: This amount also includes 119.13 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:29 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000791 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084 Underlying: Common Stock · 1,084 shares Expires 2019-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on Dec. 31, 2019. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 18:20 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 14.332 | $40.70 | $583.31 |
DisclosureSEC source: 0001140361-17-000295 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,446.237 Underlying: Common Stock · 14.332 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 23:18 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 14.503 | $40.22 | $583.31 |
DisclosureSEC source: 0001140361-16-090297 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,431.718 Underlying: Common Stock · 14.503 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:51 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 14.953 | $39.01 Strike: $0.00 | $583.32 |
DisclosureSEC source: 0001140361-16-088644 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,418.252 Underlying: Common Stock · 14.953 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 17:37 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 14.953 | $39.01 Strike: $0.00 | $583.32 |
DisclosureSEC source: 0001140361-16-087186 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,403.298 Underlying: Common Stock · 14.953 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 14.276 | $40.86 Strike: $0.00 | $583.32 |
DisclosureSEC source: 0001140361-16-084671 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,387.805 Underlying: Common Stock · 14.276 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 13:46 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 14.565 | $40.05 Strike: $0.00 | $583.33 |
DisclosureSEC source: 0001140361-16-082914 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320.816 Underlying: Common Stock · 14.565 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 22:08 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 14.179 | $41.14 Strike: $0.00 | $583.32 |
DisclosureSEC source: 0001140361-16-081765 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,306.374 Underlying: Common Stock · 14.179 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:39 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 14.276 | $40.86 Strike: $0.00 | $583.32 |
DisclosureSEC source: 0001140361-16-080166 · doc1.xml · derivative · entry 1 Hudson David T · CIK 0001595056 · President, SPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,292.023 Underlying: Common Stock · 14.276 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as the number of shares reflected in such report as attributable to the reporting person in the Plan's unitized Company stock fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.