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WESTERLUND DAVID A

Disclosed activity across 1 company

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128654
SEC CIK
0001205948

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
XCEL ENERGY INCXEL · Entity 3042DirectorMarch 28, 2022March 30, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

XCEL ENERGY INC

Report date March 28, 2022 · Filed March 30, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect153,496.363 Reported balance After 2022-03-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-03-28 · Grant · Acquired 530.41 · Balance 153,496.363

F1: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2: Of the 530.41 stock equivalent units, 442.008 were granted at a price of $70.70 per unit in lieu of of the reporting person's quarterly cash retainer, and 88.402 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3: Includes 965.033 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Filing footnotes · ownership attribution and instrument terms

F1: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2: Of the 530.41 stock equivalent units, 442.008 were granted at a price of $70.70 per unit in lieu of of the reporting person's quarterly cash retainer, and 88.402 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3: Includes 965.033 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2022 Filed Mar 30, 2022 20:40 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 530.41 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007717 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,496.363

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 530.41 stock equivalent units, 442.008 were granted at a price of $70.70 per unit in lieu of of the reporting person's quarterly cash retainer, and 88.402 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 965.033 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2021 Filed Dec 30, 2021 21:18 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 561.209 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-022689 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,000.92

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 561.209 stock equivalent units, 467.674 were granted at a price of $66.82 per unit in lieu of the reporting person's quarterly cash retainer, and 93.535 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 1,001.483 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 20:43 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 554.217 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-017674 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,438.228

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 554.217 stock equivalent units, 461.848 were granted at a price of $62.25 per unit in lieu of the reporting person's quarterly cash retainer, and 92.369 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 942.724 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 20:23 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 514.158 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012794 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,941.287

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 514.158 stock equivalent units, 428.465 were granted at a price of $67.10 per unit in lieu of the reporting person's quarterly cash retainer, and 85.693 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

Read SEC document
May 20, 2021 Filed May 24, 2021 22:42 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 2,125.549 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011086 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,427.129

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 890.069 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 22:44 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 522.727 $66.00 $34,499.98
Disclosure

SEC source: 0001567619-21-007231 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,411.511

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 522.727 stock equivalent units, 435.606 were granted at a price of $66.00 per unit in lieu of the reporting person's quarterly cash retainer, and 87.121 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 901.752 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 23:15 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 533.808 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-021655 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,987.032

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 533.808 stock equivalent units, 444.84 were granted at a price of $64.63 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 88.968 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 806.098 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
September 28, 2020 Filed Sep 29, 2020 22:12 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 503.65 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-017213 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,647.126

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 503.65 stock equivalent units, 419.708 were granted at a price of $68.50 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 83.942 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 861.285 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 15:44 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 553.683 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-012671 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,282.191

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 553.683 stock equivalent units, 461.402 were granted at a price of $62.31 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 92.281 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

Read SEC document
May 22, 2020 Filed May 27, 2020 19:37 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 2,484.678 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011228 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,728.508

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: Includes 826.575 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 20:23 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 587.034 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-007187 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,417.255

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 587.034 stock equivalent units, 489.195 were granted at a price of $58.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 97.839 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 791.410 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 17:20 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 549.451 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-023672 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,038.811

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 549.451 stock equivalent units, 457.876 were granted at a price of $62.79 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 91.575 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 799.834 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 15:46 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 526.155 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-018906 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,689.526

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 526.155 stock equivalent units, 438.462 were granted at a price of $65.57 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 87.693 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 833.048 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:19 UTC XCEL ENERGY INC XEL · Entity 3042 GrantCommon Stock 581.984 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-014168 · doc1.xml · nonDerivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,330.323

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 581.984 stock equivalent units, 484.987 were granted at a price of $59.28 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 96.997 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F3 · balance_after: The amount reported includes a balance increase of 124,998.339, which reflects stock equivalent units previously reported on Table II. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following the termination of a reporting person's service as director and fractional units are payable at such time in cash. The reporting person's balance of stock equivalent units was previously reported on Table II and is now being reported on Table I voluntarily pursuant to SEC guidance.

Read SEC document
May 15, 2019 Filed May 17, 2019 15:07 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 2,621.461 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011477 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,998.339

Underlying: Common Stock · 2,621.461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: Includes 895.292 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 18:52 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 606.22 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-007832 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,481.586

Underlying: Common Stock · 606.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 606.220 stock equivalent units, 505.184 were granted at a price of $56.91 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 101.037 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F3 · balance_after: Includes 899.230 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
December 28, 2018 Filed Dec 28, 2018 20:02 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 695.565 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-008775 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,976.136

Underlying: Common Stock · 695.565 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 695.565 stock equivalent units, 579.637 were granted at a price of $49.60 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 115.927 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F3 · balance_after: Includes 910.153 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:44 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 697.257 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-003373 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,370.418

Underlying: Common Stock · 697.257 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 697.257 stock equivalent units, 581.048 were granted at a price of $46.58 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.210 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F3 · balance_after: Includes 960.333 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 19:42 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 689.429 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-030683 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,712.828

Underlying: Common Stock · 689.429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 689.429 stock equivalent units, 574.524 were granted at a price of $45.69 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 114.905 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director and fractional units are payable at such time in cash.

Read SEC document
May 17, 2018 Filed May 18, 2018 19:18 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 3,163.842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024660 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,023.399

Underlying: Common Stock · 3,163.842 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 931.206 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 19:39 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 698.293 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-016196 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,928.351

Underlying: Common Stock · 698.293 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 698.293 stock equivalent units, 581.911 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.382 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 698.293 stock equivalent units, 581.911 were granted at a price of $45.11 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.382 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 875.444 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 22:33 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 658.996 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-000235 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,354.614

Underlying: Common Stock · 658.996 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 658.996 stock equivalent units, 549.163 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 109.833 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 658.996 stock equivalent units, 549.163 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 109.833 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 791.158 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 20:41 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 669.643 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-17-036969 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,904.46

Underlying: Common Stock · 669.643 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 669.643 stock equivalent units, 558.036 were granted at a price of $47.04 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 111.607 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 669.643 stock equivalent units, 558.036 were granted at a price of $47.04 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 111.607 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 824.503 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

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June 28, 2017 Filed Jun 30, 2017 14:41 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 637.11 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-17-026757 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,410.314

Underlying: Common Stock · 637.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 637.110 stock equivalent units,530.925 were granted at a price of $47.01 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 106.185 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 637.110 stock equivalent units,530.925 were granted at a price of $47.01 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 106.185 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

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May 18, 2017 Filed May 19, 2017 21:04 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 3,069.502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-021598 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,773.204

Underlying: Common Stock · 3,069.502 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · balance_after: Includes 821.616 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent units.

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March 28, 2017 Filed Mar 30, 2017 16:14 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 636.587 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-17-013894 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,882.086

Underlying: Common Stock · 636.587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 636.587 stock equivalent units, 530.489 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 106.098 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 636.587 stock equivalent units, 530.489 were granted at a price of $44.77 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 106.098 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 837.389 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

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December 28, 2016 Filed Dec 30, 2016 20:31 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 699.73 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-16-091193 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,408.11

Underlying: Common Stock · 699.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 699.730 stock equivalent units, 583.108 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.622 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 699.730 stock equivalent units, 583.108 were granted at a price of $40.73 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 116.622 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 836.701 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

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September 28, 2016 Filed Sep 30, 2016 21:02 UTC XCEL ENERGY INC XEL · Entity 3042 GrantStock Equivalent Units · Derivative 648.788 $42.37 Strike: $0.00 $27,489.15
Disclosure

SEC source: 0001140361-16-081251 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,871.679

Underlying: Common Stock · 648.788 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 648.788 stock equivalent units, 540.656 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 108.132 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 648.788 stock equivalent units, 540.656 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 108.132 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 759.706 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.