Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Otter Tail CorpOTTR · Entity 4087 | Director | April 13, 2026 | April 14, 2026 |
| XCEL ENERGY INCXEL · Entity 3042 | President, NSPM | May 04, 2021 | May 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Otter Tail Corp
Report date April 13, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,900 |
Reported balance
After 2026-04-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-13 · Grant · Acquired 1,900 · Balance 1,900 F1: Shares of Common Stock acquired under the 2023 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on April 13, 2026 will vest in near-equal installments of one-third per year beginning April 8, 2027. F2: This grant has a fair market value of $91.15. F3: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Common Stock acquired under the 2023 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on April 13, 2026 will vest in near-equal installments of one-third per year beginning April 8, 2027.
F2: This grant has a fair market value of $91.15.
F3: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.
XCEL ENERGY INC
Report date May 04, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,974.953 |
Reported balance
After 2021-05-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-04 · Sale · Disposed 6,000 · Balance 18,974.953 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.38 to $71.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: The amount also includes 4.125 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 1,190.412 |
Reported balance
Holding disclosure · report date 2021-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,190.412 F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated April 29, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.38 to $71.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: The amount also includes 4.125 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated April 29, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2026 Filed Apr 14, 2026 15:28 UTC | Otter Tail Corp OTTR · Entity 4087 | GrantCommon Stock | 1,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001629899-26-000005 · wk-form4_1776180480.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,900 F1 · kind: Shares of Common Stock acquired under the 2023 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on April 13, 2026 will vest in near-equal installments of one-third per year beginning April 8, 2027. F2 · price: This grant has a fair market value of $91.15. F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions. Read SEC document |
| May 04, 2021 Filed May 4, 2021 21:35 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 6,000 | $71.46 | $428,742.00 |
DisclosureSEC source: 0001567619-21-009004 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,974.953 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.38 to $71.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: The amount also includes 4.125 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 642.961 | $58.59 | $37,671.08 |
DisclosureSEC source: 0001567619-21-005584 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,970.828 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,593.032 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004451 · doc1.xml · derivative · entry 5 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,593.032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,465 units. F6 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021. F6 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 5,091.836 | $61.54 | $313,351.59 |
DisclosureSEC source: 0001567619-21-004451 · doc1.xml · nonDerivative · entry 3 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,613.789 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,593.032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-004451 · doc1.xml · nonDerivative · entry 2 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,705.625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 8,754.804 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004451 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,112.593 F1 · balance_after: The amount also includes 51.212 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:40 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000566 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112 Underlying: Common Stock · 1,112 shares Expires 2023-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2023. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:39 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 1,051.217 | $62.32 | $65,511.84 |
DisclosureSEC source: 0001567619-20-005629 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,306.577 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:12 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Unit · Derivative | 1,777.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004510 · doc1.xml · derivative · entry 5 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,777.65 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,626 units. F6 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F6 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:12 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 4,595.108 | $70.26 | $322,852.29 |
DisclosureSEC source: 0001567619-20-004510 · doc1.xml · nonDerivative · entry 3 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,357.794 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:12 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,777.65 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004510 · doc1.xml · nonDerivative · entry 2 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,952.902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:12 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 7,561.458 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004510 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,175.252 F1 · balance_after: The amount also includes 53.404 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:33 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000456 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123 Underlying: Common Stock · 1,123 shares Expires 2022-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2022. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 17:18 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 2,500 | $62.38 | $155,957.50 |
DisclosureSEC source: 0001567619-19-018141 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,560.39 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.330 to $62.415, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 16:37 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 2,000 | $64.25 | $128,492.00 |
DisclosureSEC source: 0001567619-19-017746 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,060.39 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.18 to $64.34, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: This amount also includes 58.544 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 820.332 | $54.86 | $45,003.41 |
DisclosureSEC source: 0001567619-19-006194 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,001.846 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:27 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 22.719 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005641 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,176.519 Underlying: Common Stock · 22.719 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,633.637 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005188 · doc1.xml · derivative · entry 5 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,633.637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,485 units. F6 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. F6 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 4,029.691 | $53.46 | $215,427.28 |
DisclosureSEC source: 0001567619-19-005188 · doc1.xml · nonDerivative · entry 3 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,822.178 F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,633.637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-005188 · doc1.xml · nonDerivative · entry 2 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,851.869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 9,907.054 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005188 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,218.232 F1 · balance_after: This amount also includes 145.385 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:18 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000353 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452 Underlying: Common Stock · 1,452 shares Expires 2021-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2021. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 268.954 | $43.28 | $11,640.33 |
DisclosureSEC source: 0001140361-18-012083 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,165.793 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 3,578.753 | $44.77 Strike: $0.00 | $160,220.77 |
DisclosureSEC source: 0001140361-18-010611 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,763.76 Underlying: Common Stock · 3,578.753 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. F4 · balance_after: Amount reflects aggregate holdings as of February 26, 2018 and includes adjustments made by the Plan administrator to previously reported holdings, which were reported on a filing dated February 22, 2018. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,469.545 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009723 · doc1.xml · derivative · entry 6 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,469.545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,330 units. F8 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F8 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,330 units. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 7,885 | $44.68 Strike: $0.00 | $352,301.80 |
DisclosureSEC source: 0001140361-18-009723 · doc1.xml · derivative · entry 5 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,199.388 Underlying: Common Stock · 7,885 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 638.632 | $44.68 | $28,534.08 |
DisclosureSEC source: 0001140361-18-009723 · doc1.xml · nonDerivative · entry 3 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,434.747 F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,469.545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-009723 · doc1.xml · nonDerivative · entry 2 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,073.379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 2,780.087 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009723 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,603.834 F1 · balance_after: This amount also includes 84.616 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 01:37 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000926 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,465 Underlying: Common Stock · 1,465 shares Expires 2020-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on Dec. 31, 2020. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 23:50 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.834 | $48.11 | $425.00 |
DisclosureSEC source: 0001140361-18-000566 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311.826 Underlying: Common Stock · 8.834 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:13 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.369 | $50.78 | $424.98 |
DisclosureSEC source: 0001140361-17-046584 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303.002 Underlying: Common Stock · 8.369 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 15:25 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.235 | $51.61 | $425.01 |
DisclosureSEC source: 0001140361-17-044714 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294.585 Underlying: Common Stock · 8.235 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:32 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.304 | $51.18 | $425.00 |
DisclosureSEC source: 0001140361-17-043135 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286.377 Underlying: Common Stock · 8.304 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:35 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.633 | $49.23 | $425.00 |
DisclosureSEC source: 0001140361-17-040941 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278.11 Underlying: Common Stock · 8.633 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 22:01 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.743 | $48.61 | $425.00 |
DisclosureSEC source: 0001140361-17-038798 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267.785 Underlying: Common Stock · 8.743 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 22:43 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.981 | $47.32 | $424.98 |
DisclosureSEC source: 0001140361-17-037174 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259.014 Underlying: Common Stock · 8.981 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 22:03 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.659 | $49.08 | $424.98 |
DisclosureSEC source: 0001140361-17-035818 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250.036 Underlying: Common Stock · 8.659 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 18:04 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.586 | $49.50 | $425.01 |
DisclosureSEC source: 0001140361-17-034259 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241.465 Underlying: Common Stock · 8.586 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 21:41 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.684 | $48.94 | $424.99 |
DisclosureSEC source: 0001140361-17-032735 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232.848 Underlying: Common Stock · 8.684 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 15:56 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.983 | $47.31 | $424.99 |
DisclosureSEC source: 0001140361-17-029790 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224.215 Underlying: Common Stock · 8.983 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 9.215 | $46.12 | $425.00 |
DisclosureSEC source: 0001140361-17-028197 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213.797 Underlying: Common Stock · 9.215 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:38 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 9.263 | $45.88 | $424.99 |
DisclosureSEC source: 0001140361-17-027084 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204.57 Underlying: Common Stock · 9.263 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 21:28 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.93 | $47.59 | $424.98 |
DisclosureSEC source: 0001140361-17-025393 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195.348 Underlying: Common Stock · 8.93 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 19:00 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 8.871 | $47.91 | $425.01 |
DisclosureSEC source: 0001140361-17-023298 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186.41 Underlying: Common Stock · 8.871 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:21 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 9.326 | $45.57 | $424.99 |
DisclosureSEC source: 0001140361-17-021157 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177.587 Underlying: Common Stock · 9.326 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| April 28, 2017 Filed May 3, 2017 01:33 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 9.434 | $45.05 | $425.00 |
DisclosureSEC source: 0001140361-17-017980 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168.238 Underlying: Common Stock · 9.434 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:25 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 9.428 | $45.08 | $425.01 |
DisclosureSEC source: 0001140361-17-016205 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157.803 Underlying: Common Stock · 9.428 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 23:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 9.561 | $44.45 | $424.99 |
DisclosureSEC source: 0001140361-17-014711 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148.385 Underlying: Common Stock · 9.561 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.