O'Connor Timothy John

SEC source: 0000072903-25-000037 · form4.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,993.207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of 429.207 dividend equivalents since the original grant of 4,564 units on January 3, 2022.

F6 · derivative.exercise_date: Award vested on December 31, 2024 but was settled in shares of common stock on February 25, 2025.

F6 · derivative.expiration_date: Award vested on December 31, 2024 but was settled in shares of common stock on February 25, 2025.

SEC source: 0000072903-25-000037 · form4.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,857

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2022-2024 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

SEC source: 0000072903-25-000037 · form4.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,560.207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0000072903-25-000037 · form4.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,567

F1 · shares: Represents the settlement of performance share unit awards for the 2022-2024 performance period.

SEC source: 0000072903-25-000006 · form4.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,629

F1 · shares: Represents restricted stock units that vest on December 31, 2027 if the reporting person continues to be employed by Xcel Energy as of such date. Upon vesting, the restricted stock units will be settled in shares of Xcel Energy common stock on a one-for-one basis.

SEC source: 0000072903-24-000177 · form4.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,608.276

Underlying: Common Stock · 25,003.493 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0000072903-24-000101 · form4.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.74 to $55.83, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0000072903-24-000043 · form4.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,061.037 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of 413.037 dividend equivalents since the original grants of 3,504 units on January 4, 2021 and 1,144 units on August 18, 2021.

F6 · derivative.exercise_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

F6 · derivative.expiration_date: Award vested on December 31, 2023 but was settled in shares of common stock on February 20, 2024.

SEC source: 0000072903-24-000043 · form4.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,563

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2021-2023 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

SEC source: 0000072903-24-000043 · form4.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,966.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0000072903-24-000043 · form4.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,905.903

F1 · shares: Represents the settlement of performance share unit awards for the 2021-2023 performance period.

SEC source: 0000072903-24-000020 · form4.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,188

Underlying: Common Stock · 11,188 shares

Expires 2026-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, at the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2026.

SEC source: 0000072903-23-000133 · form4.xml · derivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,153.388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% of which vested on August 31, 2023.

F4 · derivative.expiration_date: On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% of which vested on August 31, 2023.

SEC source: 0000072903-23-000133 · form4.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,911

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.

SEC source: 0000072903-23-000133 · form4.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,651.388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

F2 · balance_after: The amount includes 94.644 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

SEC source: 0000072903-23-000037 · form4.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,498

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.455 to $69.825, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-23-004230 · doc1.xml · derivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,058.744

Underlying: Common Stock · 9,088.116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% vests on August 31, 2023.

F4 · derivative.expiration_date: On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% vests on August 31, 2023.

F5 · balance_after: Includes 171.144 additional restricted units acquired pursuant to reinvestment of dividend equivalents credited on outstanding restricted stock units.

SEC source: 0001567619-23-004230 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,123

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes.

SEC source: 0001567619-23-004230 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,268.116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

F2 · balance_after: The amount includes 256.716 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report.

SEC source: 0001567619-23-003641 · doc1.xml · derivative · entry 6

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,918.875

Underlying: Common Stock · 10,256 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F8 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F9 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001567619-23-003641 · doc1.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,821.699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 3,143 units granted on January 2, 2020 and (b) 384 units granted on March 31, 2020.

F6 · derivative.exercise_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

F6 · derivative.expiration_date: Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.

SEC source: 0001567619-23-003641 · doc1.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,180

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.

SEC source: 0001567619-23-003641 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,248.555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-23-003641 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,426.856

F1 · shares: Represents the settlement of performance share unit awards for the 2020-2022 performance period.

SEC source: 0001567619-23-000549 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,423

Underlying: Common Stock · 6,423 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2025.

SEC source: 0001567619-22-009623 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,496.357

Underlying: Common Stock · 24,379.478 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001567619-22-005538 · doc1.xml · derivative · entry 6

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,388.188

Underlying: Common Stock · 19,499 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F8 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F9 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001567619-22-005538 · doc1.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,039.933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 3,734 units.

F6 · derivative.exercise_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

F6 · derivative.expiration_date: Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022.

SEC source: 0001567619-22-005538 · doc1.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,180

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash.

SEC source: 0001567619-22-005538 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,899.208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-22-005538 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,859.275

F1 · shares: Represents the settlement of performance share unit awards for the 2019-2021 performance period.

SEC source: 0001567619-22-000521 · doc1.xml · derivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,719

Underlying: Common Stock · 14,719 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F3 · derivative.exercise_date: Award vests as to (i) 60% of the restricted stock units on February 28, 2023 and (ii) 40% of the restricted stock units on August 31, 2023, if Mr. O'Connor continues to provide service to Xcel Energy as of such dates.

F3 · derivative.expiration_date: Award vests as to (i) 60% of the restricted stock units on February 28, 2023 and (ii) 40% of the restricted stock units on August 31, 2023, if Mr. O'Connor continues to provide service to Xcel Energy as of such dates.

SEC source: 0001567619-22-000521 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,564

Underlying: Common Stock · 4,564 shares

Expires 2024-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2024.

SEC source: 0001567619-21-016128 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

Underlying: Common Stock · 1,144 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

SEC source: 0001567619-21-009014 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,390

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.095 to $70.40, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001567619-21-004452 · doc1.xml · derivative · entry 6

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,416.601

Underlying: Common Stock · 14,088 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F7 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F7 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001567619-21-004452 · doc1.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,980.949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 3,661 units.

F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

SEC source: 0001567619-21-004452 · doc1.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,390

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

SEC source: 0001567619-21-004452 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,849.932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-21-004452 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,868.983

SEC source: 0001567619-21-000597 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,504

Underlying: Common Stock · 3,504 shares

Expires 2023-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2023.

SEC source: 0001567619-20-007366 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Underlying: Common Stock · 384 shares

Expires 2022-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2022.

SEC source: 0001567619-20-005638 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,043

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

SEC source: 0001567619-20-005098 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,305.418

Underlying: Common Stock · 26,703.112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Issuer stock account due to the unitized nature of the Plan's Issuer stock fund.

SEC source: 0001567619-20-004928 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,004.204

Underlying: Common Stock · 178.675 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: Reflects the correction to phantom share holdings reported on February 20, 2020 that, due to a clerical error, inadvertently underreported the shares held by 3,000. The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001567619-20-004523 · doc1.xml · derivative · entry 6

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,825.529

Underlying: Common Stock · 5,420 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F8 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F9 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

SEC source: 0001567619-20-004523 · doc1.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,710.881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,309 units.

F6 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

F6 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020.

SEC source: 0001567619-20-004523 · doc1.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,309.103

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.

SEC source: 0001567619-20-004523 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,818.503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

SEC source: 0001567619-20-004523 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · SVP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,107.622

F1 · balance_after: The amount also includes 15.222 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.