Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| XCEL ENERGY INCXEL · Entity 3042 | SVP, Corp Secretary, Exec Svcs | February 25, 2020 | February 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
XCEL ENERGY INC
Report date February 25, 2020 · Filed February 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 41,845.515 |
Reported balance
After 2020-02-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-25 · Other · Disposed 3,094.131 · Balance 41,845.515 F1: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account. F3: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Issuer stock account due to the unitized nature of the Plan's Issuer stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive the cash value of one share of common stock.
F2: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account.
F3: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Issuer stock account due to the unitized nature of the Plan's Issuer stock fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2020 Filed Feb 27, 2020 16:59 UTC | XCEL ENERGY INC XEL · Entity 3042 | OtherPhantom Stock · Derivative | 3,094.131 | $68.84 Strike: $0.00 | $212,999.98 |
DisclosureSEC source: 0001567619-20-004938 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,845.515 Underlying: Common Stock · 3,094.131 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Issuer stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Issuer stock account due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 2,621 | $70.26 Strike: $0.00 | $184,151.46 |
DisclosureSEC source: 0001567619-20-004525 · doc1.xml · derivative · entry 5 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,939.646 Underlying: Common Stock · 2,621 shares Expires not disclosed F5 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F6 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F6 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F7 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,884.789 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004525 · doc1.xml · derivative · entry 4 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,884.789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F3 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,724 units. F4 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F4 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 1,401.198 | $70.26 | $98,448.17 |
DisclosureSEC source: 0001567619-20-004525 · doc1.xml · nonDerivative · entry 3 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,682 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,884.789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004525 · doc1.xml · nonDerivative · entry 2 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,038.198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 957.409 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004525 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,198.409 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:05 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000482 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123 Underlying: Common Stock · 1,123 shares Expires 2022-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2022. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 17:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | OtherPhantom Stock · Derivative | 2,268.145 | $59.52 | $134,999.99 |
DisclosureSEC source: 0001567619-19-013376 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,520.345 Underlying: Common Stock · 2,268.145 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom shares become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| May 28, 2019 Filed May 29, 2019 17:48 UTC | XCEL ENERGY INC XEL · Entity 3042 | GiftCommon Stock | 1,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012298 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,241 Read SEC document |
| March 12, 2019 Filed Mar 12, 2019 22:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | GiftCommon Stock | 905 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006737 · doc1.xml · nonDerivative · entry 2 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,950 Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 22:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 8,953 | $55.86 | $500,105.63 |
DisclosureSEC source: 0001567619-19-006737 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,855 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.83 to $55.91, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 22:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | OtherPhantom Stock · Derivative | 898.15 | $55.67 | $50,000.01 |
DisclosureSEC source: 0001567619-19-006737 · doc1.xml · derivative · entry 3 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,467.175 Underlying: Common Stock · 898.15 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F3 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F4 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 00:16 UTC | XCEL ENERGY INC XEL · Entity 3042 | OtherPhantom Stock · Derivative | 5,434.163 | $54.71 | $297,303.06 |
DisclosureSEC source: 0001567619-19-005446 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,365.374 Underlying: Common Stock · 5,434.163 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 2,157.281 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005197 · doc1.xml · derivative · entry 5 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,157.281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,961 units. F6 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. F6 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 6,318 | $53.46 Strike: $0.00 | $337,760.28 |
DisclosureSEC source: 0001567619-19-005197 · doc1.xml · derivative · entry 4 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,799.537 Underlying: Common Stock · 6,318 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F3 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F3 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F4 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 779.343 | $53.46 | $41,663.68 |
DisclosureSEC source: 0001567619-19-005197 · doc1.xml · nonDerivative · entry 3 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,808 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 2,157.281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-005197 · doc1.xml · nonDerivative · entry 2 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,587.343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 152.062 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005197 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,430.062 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:15 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000347 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452 Underlying: Common Stock · 1,452 shares Expires 2021-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2021. Read SEC document |
| November 29, 2018 Filed Jan 25, 2019 22:45 UTC | XCEL ENERGY INC XEL · Entity 3042 | GiftCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-001682 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,278 Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 16:49 UTC | XCEL ENERGY INC XEL · Entity 3042 | GiftCommon Stock | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002433 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,248 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 200 | $48.71 | $9,742.00 |
DisclosureSEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 10 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,278 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 700 | $48.70 | $34,090.00 |
DisclosureSEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 9 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,478 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 286 | $48.70 | $13,926.77 |
DisclosureSEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 8 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,178 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 1,996 | $48.69 | $97,185.24 |
DisclosureSEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 7 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,464 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 100 | $48.66 | $4,865.50 |
DisclosureSEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 6 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,460 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 1,900 | $48.65 | $92,435.00 |
DisclosureSEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 5 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,560 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 300 | $48.65 | $14,593.50 |
DisclosureSEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 4 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,460 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 1,300 | $48.64 | $63,232.13 |
DisclosureSEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 3 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,760 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 400 | $48.64 | $19,456.00 |
DisclosureSEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 2 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,060 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:34 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 0.331 | $48.69 | $16.12 |
DisclosureSEC source: 0001567619-18-002404 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,460 Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 2,141.339 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009724 · doc1.xml · derivative · entry 5 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,141.339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,938 units. F6 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F6 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F5 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,938 units. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 7,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009724 · doc1.xml · derivative · entry 4 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,116.424 Underlying: Common Stock · 7,579 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F3 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F3 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F4 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 2,813.765 | $44.68 | $125,719.02 |
DisclosureSEC source: 0001140361-18-009724 · doc1.xml · nonDerivative · entry 3 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,460.331 F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 2,141.339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-009724 · doc1.xml · nonDerivative · entry 2 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,274.096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 4,197.426 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009724 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,132.757 Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 01:39 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000929 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Sec & Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,465 Underlying: Common Stock · 1,465 shares Expires 2020-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on Dec. 31, 2020. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:31 UTC | XCEL ENERGY INC XEL · Entity 3042 | GiftCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-046590 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,935.331 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 22:37 UTC | XCEL ENERGY INC XEL · Entity 3042 | GiftCommon Stock | 855 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-045918 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,060.331 Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 22:30 UTC | XCEL ENERGY INC XEL · Entity 3042 | OtherPhantom Stock · Derivative | 1,966.955 | $50.84 | $99,999.99 |
DisclosureSEC source: 0001140361-17-045524 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,264.7 Underlying: Common Stock · 1,966.955 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| May 19, 2017 Filed May 24, 2017 01:59 UTC | XCEL ENERGY INC XEL · Entity 3042 | GiftCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022069 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,915.331 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:50 UTC | XCEL ENERGY INC XEL · Entity 3042 | OtherPhantom Stock · Derivative | 5,442.242 | $45.57 | $248,002.97 |
DisclosureSEC source: 0001140361-17-021411 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,696.126 Underlying: Common Stock · 5,442.242 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 2,619.779 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008951 · doc1.xml · derivative · entry 5 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,619.779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,358 units. F6 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F6 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F5 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,358 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 10,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008951 · doc1.xml · derivative · entry 4 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,683.712 Underlying: Common Stock · 10,414 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F3 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F3 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F4 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 1,130.892 | $42.00 | $47,497.46 |
DisclosureSEC source: 0001140361-17-008951 · doc1.xml · nonDerivative · entry 3 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,469.784 F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 2,619.779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008951 · doc1.xml · nonDerivative · entry 2 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,601.209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:56 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 3,057.099 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008951 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,981.43 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:35 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000799 · doc1.xml · derivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Sec & Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,724 Underlying: Common Stock · 1,724 shares Expires 2019-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on Dec. 31, 2019. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:52 UTC | XCEL ENERGY INC XEL · Entity 3042 | GiftCommon Stock | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-090291 · doc1.xml · nonDerivative · entry 1 Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,924.331 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.