Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| XCEL ENERGY INCXEL · Entity 3042 | President, NSPW | February 16, 2021 | February 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
XCEL ENERGY INC
Report date February 16, 2021 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,560.593 |
Reported balance
After 2021-02-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-16 · Grant · Acquired 3,000.593 · Balance 56,560.593 |
| Common StockSEC Table I · non-derivative | Direct | 57,562.083 |
Reported balance
After 2021-02-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-02-16 · Exercise / conversion · Acquired 1,001.49 · Balance 57,562.083 F1: Restricted stock units are settled in common stock on a one-for-one basis. |
| Common StockSEC Table I · non-derivative | Direct | 55,608 |
Reported balance
After 2021-02-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-02-16 · Tax withholding · Disposed 1,954.083 · Balance 55,608 F2: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-02-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-02-16 · Exercise / conversion · Disposed 1,001.49 · Balance 0 F1: Restricted stock units are settled in common stock on a one-for-one basis. F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 921 units. F5: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 939.487 |
Reported balance
Holding disclosure · report date 2021-02-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 939.487 F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated February 12, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units are settled in common stock on a one-for-one basis.
F2: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated February 12, 2021.
F4: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 921 units.
F5: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2021 Filed Feb 18, 2021 23:25 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,001.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004465 · doc1.xml · derivative · entry 5 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,001.49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 921 units. F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021. F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:25 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 1,954.083 | $61.54 | $120,254.27 |
DisclosureSEC source: 0001567619-21-004465 · doc1.xml · nonDerivative · entry 3 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,608 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:25 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,001.49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-004465 · doc1.xml · nonDerivative · entry 2 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,562.083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:25 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 3,000.593 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-004465 · doc1.xml · nonDerivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,560.593 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:58 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 716 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000608 · doc1.xml · derivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716 Underlying: Common Stock · 716 shares Expires 2023-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2023. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 15:05 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 30.506 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004931 · doc1.xml · derivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987.117 Underlying: Common Stock · 30.506 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:25 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,185.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004528 · doc1.xml · derivative · entry 5 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,185.101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,084 units. F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:25 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 1,672.28 | $70.26 | $117,494.39 |
DisclosureSEC source: 0001567619-20-004528 · doc1.xml · nonDerivative · entry 3 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,560 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:25 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,185.101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004528 · doc1.xml · nonDerivative · entry 2 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,232.28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:25 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 2,250.179 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004528 · doc1.xml · nonDerivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,047.179 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:14 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 738 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000486 · doc1.xml · derivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738 Underlying: Common Stock · 738 shares Expires 2022-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2022. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 20:42 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 4,882 | $64.87 | $316,680.69 |
DisclosureSEC source: 0001567619-19-018058 · doc1.xml · nonDerivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,797 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.810 to $64.905, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:31 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 43.143 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005651 · doc1.xml · derivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932.719 Underlying: Common Stock · 43.143 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:30 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,233.204 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005185 · doc1.xml · derivative · entry 5 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,233.204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,121 units. F5 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. F5 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:30 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 1,558.219 | $53.46 | $83,302.39 |
DisclosureSEC source: 0001567619-19-005185 · doc1.xml · nonDerivative · entry 3 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,679 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:30 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,233.204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-005185 · doc1.xml · nonDerivative · entry 2 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,237.219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:30 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 3,698.015 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005185 · doc1.xml · nonDerivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,004.015 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:32 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 954 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000373 · doc1.xml · derivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954 Underlying: Common Stock · 954 shares Expires 2021-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2021. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:12 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,224.253 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009717 · doc1.xml · derivative · entry 5 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,224.253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,108 units. F5 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F5 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F4 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,108 units. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:12 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 3,072.337 | $44.68 | $137,272.02 |
DisclosureSEC source: 0001140361-18-009717 · doc1.xml · nonDerivative · entry 3 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,306 F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:12 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,224.253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-009717 · doc1.xml · nonDerivative · entry 2 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,378.337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:12 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 6,730.084 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009717 · doc1.xml · nonDerivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,154.084 Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 01:35 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 921 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000924 · doc1.xml · derivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921 Underlying: Common Stock · 921 shares Expires 2020-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on Dec. 31, 2020. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 23:21 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 20,187 | $49.66 | $1,002,391.54 |
DisclosureSEC source: 0001140361-17-041463 · doc1.xml · nonDerivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,424 Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 1,497.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008953 · doc1.xml · derivative · entry 5 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,497.65 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,348 units. F5 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F5 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F4 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,348 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 3,755.123 | $42.00 | $157,715.17 |
DisclosureSEC source: 0001140361-17-008953 · doc1.xml · nonDerivative · entry 3 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,611 F2 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 1,497.65 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008953 · doc1.xml · nonDerivative · entry 2 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,367.759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:58 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 7,698.109 | $42.00 | $323,320.58 |
DisclosureSEC source: 0001140361-17-008953 · doc1.xml · nonDerivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,870.109 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:40 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000803 · doc1.xml · derivative · entry 1 Stoering Mark E · CIK 0001538687 · President, NSPW 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084 Underlying: Common Stock · 1,084 shares Expires 2019-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on Dec. 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.