Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHWESTERN CORPNWE · Entity 112257 | Director | January 06, 2023 | January 06, 2023 |
| NorthWestern Energy Group, Inc.NWE · Entity 4012 | Director | October 01, 2026 | October 05, 2026 |
| XCEL ENERGY INCXEL · Entity 3042 | EVP, Group Pres, Operations | March 05, 2020 | March 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHWESTERN CORP
Report date January 06, 2023 · Filed January 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,896 |
Reported balance
After 2023-01-06 transaction · row 1
1 source rowRow 1 · 2023-01-06 · Grant · Acquired 2,750 · Balance 4,896 F1: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors.
NorthWestern Energy Group, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,589 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 548 · Balance 12,589 F1: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors.
XCEL ENERGY INC
Report date March 05, 2020 · Filed March 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,796.855 |
Reported balance
After 2020-03-05 transaction · row 1
1 source rowRow 1 · 2020-03-05 · Sale · Disposed 20,000 · Balance 50,796.855 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.11 to $69.51, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 3,911.533 |
Reported balance
Holding disclosure · report date 2020-03-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,911.533 F2: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated March 2, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.11 to $69.51, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated March 2, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 21:18 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 548 | $68.38 | $37,472.24 |
DisclosureSEC source: 0001530618-26-000010 · wk-form4_1791235088.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,589 F1 · shares: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 15:24 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 524 | $71.62 | $37,528.88 |
DisclosureSEC source: 0001530618-26-000007 · wk-form4_1783956276.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,041 F1 · shares: Third quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| April 07, 2026 Filed Apr 7, 2026 16:55 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 569 | $65.94 | $37,519.86 |
DisclosureSEC source: 0001530618-26-000004 · wk-form4_1775580926.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,517 F1 · shares: Second quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:35 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 581 | $64.54 | $37,497.74 |
DisclosureSEC source: 0001530618-26-000002 · wk-form4_1767735297.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,948 F1 · shares: First quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| October 06, 2025 Filed Oct 7, 2025 14:02 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 640 | $58.61 | $37,510.40 |
DisclosureSEC source: 0001530618-25-000004 · wk-form4_1759845731.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,367 F1 · shares: Fourth quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 22:22 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 731 | $51.30 | $37,500.30 |
DisclosureSEC source: 0001993004-25-000115 · wk-form4_1751926945.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,727 F1 · shares: Third quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 19:23 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 648 | $57.87 | $37,499.76 |
DisclosureSEC source: 0001993004-25-000077 · wk-form4_1744053823.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,996 F1 · shares: Second quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| January 06, 2025 Filed Jan 6, 2025 17:34 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 702 | $53.46 | $37,528.92 |
DisclosureSEC source: 0001993004-25-000008 · wk-form4_1736184843.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,348 F1 · shares: First quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:54 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 688 | $57.22 | $39,367.36 |
DisclosureSEC source: 0001993004-24-000099 · wk-form4_1727906038.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,646 F1 · shares: Fourth quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| July 02, 2024 Filed Jul 2, 2024 20:41 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 688 | $50.08 | $34,455.04 |
DisclosureSEC source: 0001993004-24-000060 · wk-form4_1719952889.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,958 F1 · shares: Third quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| April 02, 2024 Filed Apr 2, 2024 20:08 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 687 | $50.93 | $34,988.91 |
DisclosureSEC source: 0000073088-24-000075 · wk-form4_1712088473.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,270 F1 · shares: Second quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| January 08, 2024 Filed Jan 8, 2024 18:18 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 687 | $50.89 | $34,961.43 |
DisclosureSEC source: 0000073088-24-000012 · wk-form4_1704737912.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,583 F1 · security: On October 2, 2023, NorthWestern Corporation ("NW Corp") implemented a holding company reorganization pursuant to which (a) NorthWestern Energy Group, Inc. ("NWE"), became the successor issuer to NW Corp pursuant to 12g-3(a) of the Securities Exchange Act of 1934, and (b) all shares of outstanding NW Corp common stock automatically converted to shares of NWE common stock. F2 · shares: First quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. Read SEC document |
| January 06, 2023 Filed Jan 6, 2023 16:41 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $59.34 | $163,185.00 |
DisclosureSEC source: 0000073088-23-000014 · wf-form4_167304127845161.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,896 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. Read SEC document |
| August 09, 2022 Filed Aug 9, 2022 12:51 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,146 | $55.85 | $119,854.10 |
DisclosureSEC source: 0000073088-22-000125 · wf-form4_166006387267919.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,146 F1 · balance_after: Includes 1,000 shares for the initial stock grant provided to each new board member and 1,146 shares for a pro-rata portion of the 2022 annual board retainer provided to each board member. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:22 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 20,000 | $69.30 | $1,386,094.00 |
DisclosureSEC source: 0001567619-20-005922 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,796.855 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.11 to $69.51, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:48 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 15,000 | $64.80 | $971,932.50 |
DisclosureSEC source: 0001567619-20-005656 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,796.855 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.7802 to $64.8400, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:14 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 6,729.052 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004512 · doc1.xml · derivative · entry 5 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,729.052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,155 units. F5 · derivative.exercise_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. F5 · derivative.expiration_date: Award vested on December 31, 2019 but was settled in shares of common stock on February 18, 2020. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:14 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 9,496.19 | $70.26 | $667,202.31 |
DisclosureSEC source: 0001567619-20-004512 · doc1.xml · nonDerivative · entry 3 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,796.855 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:14 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 6,729.052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-004512 · doc1.xml · nonDerivative · entry 2 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,293.045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 00:14 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 12,784.138 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004512 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,563.993 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:57 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 4,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000478 · doc1.xml · derivative · entry 2 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,008 Underlying: Common Stock · 4,008 shares Expires 2022-12-31 F2 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F3 · derivative.exercise_date: Award vests on December 31, 2022. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 16:42 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 25,000 | $64.25 | $1,606,150.00 |
DisclosureSEC source: 0001567619-19-017748 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,354 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.18 to $64.34, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 20, 2019 Filed May 22, 2019 18:53 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 5,000 | $58.43 | $292,151.00 |
DisclosureSEC source: 0001567619-19-011846 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,354 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.40 to $58.46, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:46 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 7,580.734 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005173 · doc1.xml · derivative · entry 5 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,580.734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,891 units. F5 · derivative.exercise_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. F5 · derivative.expiration_date: Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:46 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 13,708.677 | $53.46 | $732,865.87 |
DisclosureSEC source: 0001567619-19-005173 · doc1.xml · nonDerivative · entry 3 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,354 F2 · balance_after: Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:46 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 7,580.734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-005173 · doc1.xml · nonDerivative · entry 2 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,062.677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:46 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 22,740.943 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005173 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,481.943 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:53 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 5,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000320 · doc1.xml · derivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,185 Underlying: Common Stock · 5,185 shares Expires 2021-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2021. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:10 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 1,056.576 | $43.28 | $45,728.61 |
DisclosureSEC source: 0001140361-18-012076 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,741 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:16 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 6,424.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009722 · doc1.xml · derivative · entry 6 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,424.02 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,814 units. F8 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F8 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018. F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 5,814 units. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:16 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 10,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009722 · doc1.xml · derivative · entry 5 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,013.961 Underlying: Common Stock · 10,349 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:16 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 14,863.582 | $44.68 | $664,104.84 |
DisclosureSEC source: 0001140361-18-009722 · doc1.xml · nonDerivative · entry 3 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,797.576 F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:16 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 6,424.02 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-009722 · doc1.xml · nonDerivative · entry 2 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,661.158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 02:16 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 24,981.562 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009722 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,237.138 F1 · balance_after: This amount also includes 34.919 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 01:42 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 5,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000939 · doc1.xml · derivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,229 Underlying: Common Stock · 5,229 shares Expires 2020-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2020. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 7,000 | $47.23 | $330,631.70 |
DisclosureSEC source: 0001140361-17-029637 · doc1.xml · nonDerivative · entry 2 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,220.657 F1 · balance_after: Includes 35.515 shares of stock acquired pursuant to reinvestment of dividends. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:17 UTC | XCEL ENERGY INC XEL · Entity 3042 | SaleCommon Stock | 3,000 | $47.28 | $141,828.30 |
DisclosureSEC source: 0001140361-17-029637 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,220.657 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:24 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 2,419.905 | $43.71 | $105,774.05 |
DisclosureSEC source: 0001140361-17-010527 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,184.541 F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of an award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program that were included in the common stock holdings reported by the reporting person on Form 4 filed on February 23, 2017. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 7,110.512 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008947 · doc1.xml · derivative · entry 6 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,110.512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F7 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,400 units. F8 · derivative.exercise_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F8 · derivative.expiration_date: Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017. F7 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,400 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 7,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008947 · doc1.xml · derivative · entry 5 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,583.059 Underlying: Common Stock · 7,438 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. F5 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F5 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan"). F6 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 17,833.138 | $42.00 | $748,991.80 |
DisclosureSEC source: 0001140361-17-008947 · doc1.xml · nonDerivative · entry 3 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,604.446 F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 7,110.512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008947 · doc1.xml · nonDerivative · entry 2 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,439.885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units and phantom shares are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:55 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 29,126.326 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008947 · doc1.xml · nonDerivative · entry 1 Larson Kent T · CIK 0001530618 · EVP & Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,329.373 F1 · balance_after: This amount also includes 173.508 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:30 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 6,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000793 · doc1.xml · derivative · entry 1 Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,155 Underlying: Common Stock · 6,155 shares Expires 2019-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on December 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.