Policinski Christopher J.

SEC source: 0001476403-26-000012 · wk-form4_1790975967.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,981.976

F1 · shares: Represents phantom stock units for deferrals under the Hormel Foods Corporation Nonemployee Director Deferred Stock Subplan pursuant to the Hormel Foods Corporation 2026 Equity and Incentive Compensation Plan (the "2026 Equity and Incentive Compensation Plan"). Each phantom stock unit is the equivalent of one share of common stock. The phantom stock units become payable in shares of common stock in one lump sum, or in up to ten annual installments, at the election of the Reporting Person, on February 15 of the year following termination of service as a director, or such later date as is elected by the Reporting Person. In addition, the phantom stock units become payable in shares of common stock in one lump sum immediately upon a director's separation from service within six months following a change in control (as defined in the 2026 Equity and Incentive Compensation Plan).

F2 · balance_after: Includes phantom stock units received by the Reporting Person upon conversion of dividend equivalents under the Hormel Foods Corporation Nonemployee Director Deferred Stock Subplan since the date of the Reporting Person's last filing through the date of the reported transaction.

SEC source: 0001476403-26-000010 · ownership.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,768.4952

F1 · shares: Represents stock units acquired pursuant to the Issuer's Stock Accumulation and Deferred Compensation Plan for Directors under which non-employee directors may elect to defer the payment of all or a specified portion of their cash compensation to be settled in CTVA common stock on a one-for-one basis on a future date selected by the Reporting Person at the time of his or her deferral election. Cash compensation deferred in the form of stock units is calculated based on the closing price of CTVA common stock on the date the cash compensation would have otherwise been payable.

F2 · balance_after: Includes acquisition of 5.5871 shares pursuant to dividend reinvestment.

SEC source: 0001476403-26-000008 · ownership.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,350

SEC source: 0001476403-26-000004 · wk-form4_1775162248.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,912.326

F1 · shares: Represents phantom stock units for deferrals under the Hormel Foods Corporation Nonemployee Director Deferred Stock Subplan pursuant to the Hormel Foods Corporation 2026 Equity and Incentive Compensation Plan (the "2026 Equity and Incentive Compensation Plan"). Each phantom stock unit is the equivalent of one share of common stock. The phantom stock units become payable in shares of common stock in one lump sum, or in up to ten annual installments, at the election of the Reporting Person, on February 15 of the year following termination of service as a director, or such later date as is elected by the Reporting Person. In addition, the phantom stock units become payable in shares of common stock in one lump sum immediately upon a director's separation from service within six months following a change in control (as defined in the 2026 Equity and Incentive Compensation Plan).

F2 · balance_after: Includes phantom stock units received by the Reporting Person upon conversion of dividend equivalents under the Hormel Foods Corporation Nonemployee Director Deferred Stock Subplan since the date of the Reporting Person's last filing through the date of the reported transaction.

SEC source: 0001476403-26-000002 · wk-form4_1770241073.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,880.576

F1 · kind: Award of restricted shares to non-employee director pursuant to the Hormel Foods Corporation 2026 Equity and Incentive Compensation Plan. The restricted shares are subject to a restricted period, which expires upon the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Includes phantom stock units received by the Reporting Person upon conversion of dividend equivalents under the Hormel Foods Corporation Nonemployee Director Deferred Stock Subplan since the date of the Reporting Person's last filing through the date of the reported transaction.

SEC source: 0001476403-25-000007 · wk-form4_1759435998.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,801.166

F1 · shares: Represents phantom stock units for deferrals under the Hormel Foods Corporation Nonemployee Director Deferred Stock Subplan pursuant to the Hormel Foods Corporation 2018 Incentive Compensation Plan (the "2018 Incentive Compensation Plan"). Each phantom stock unit is the equivalent of one share of common stock. The phantom stock units become payable in shares of common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the phantom stock units become payable in shares of common stock in one lump sum immediately upon a director's separation from service within six months following a change in control (as defined in the 2018 Incentive Compensation Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from March 31, 2025 through the date of the reported transaction.

SEC source: 0001415889-25-009498 · form4-04022025_010422.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,744.486

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from September 30, 2024 to the present.

SEC source: 0000072903-25-000065 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,041.772

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 649.163 stock equivalent units 540.969 were granted at a price of $69.32 per unit in lieu of the reporting person's quarterly cash retainer, and 108.194 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 1,118.259 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001415889-25-002925 · form4-02042025_080221.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,543.406

SEC source: 0000072903-24-000221 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,274.35

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 660.405 stock equivalent units, 550.337 were granted at a price of $68.14 per unit in lieu of the reporting person's quarterly cash retainer, and 110.068 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 1,143.143 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001415889-24-024329 · form4-10022024_041007.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,786.146

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from March 31, 2024 to the present.

SEC source: 0000072903-24-000190 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,470.802

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 696.918 stock equivalent units, 580.765 were granted at a price of $64.57 per unit in lieu of the reporting person's quarterly cash retainer, and 116.153 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 1,291.999 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

F4 · balance_after: Includes 6.884 stock equivalent units that were inadvertently omitted from the reporting person's prior filing due to an administrative error.

SEC source: 0000072903-24-000163 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,475.001

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 835.655 stock equivalent units, 696.379 were granted at a price of $53.85 per unit in lieu of the reporting person's quarterly cash retainer, and 139.276 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0000072903-24-000127 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,639.346

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 1,287.752 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001415889-24-009645 · form4-04022024_040405.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,432.476

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from September 30, 2023 to the present.

SEC source: 0000072903-24-000067 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,289.634

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 843.012 stock equivalent units, 702.51 were granted at a price of $53.38 per unit in lieu of the reporting person's quarterly cash retainer, and 140.502 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 1,086.455 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001415889-24-002552 · form4-02052024_090226.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,502.996

SEC source: 0000072903-24-000012 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,360.167

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 731.232 stock equivalent units, 609.36 were granted at a price of $61.54 per unit in lieu of the reporting person's quarterly cash retainer, and 121.872 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 1,081.048 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001415889-23-013713 · form4-10022023_071056.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,050.286

F1 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from March 31, 2023 to the present.

SEC source: 0000072903-23-000153 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,547.887

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of the reporting person's service as a director and fractional units are payable at such time in cash.

F2 · price: Of the 786.576 stock equivalent units, 655.48 were granted at a price of $57.21 per unit in lieu of the reporting person's quarterly cash retainer, and 131.096 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 993.091 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0000072903-23-000104 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,768.22

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 706.701 stock equivalent units, 588.918 were granted at a price of $62.44 per unit in lieu of the reporting person's quarterly cash retainer, and 117.783 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0000072903-23-000059 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,061.519

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 861.317 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001415889-23-005850 · form4-04042023_010409.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,151.956

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from September 30, 2022 to the present.

SEC source: 0001140361-23-014965 · form4.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,590.038

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 666.258 stock equivalent units, 555.215 were granted at a price of $65.29 per unit in lieu of the reporting person's quarterly cash retainer, and 111.043 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 832.274 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001415889-23-001934 · form4-02032023_090239.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,563.856

SEC source: 0001567619-22-022148 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,091.506

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 607.797 stock equivalent units, 506.498 were granted at a price of $71.57 per unit in lieu of the reporting person's quarterly cash retainer, and 101.299 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 909.083 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001415889-22-010181 · form4-10042022_091030.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,879.156

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from March 31, 2022 to the present.

SEC source: 0001567619-22-018003 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,574.626

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 636.244 stock equivalent units, 530.203 were granted at a price of $68.37 per unit in lieu of of the reporting person's quarterly cash retainer, and 106.041 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 796.555 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-22-013548 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,141.827

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 627.434 stock equivalent units, 522.862 were granted at a price of $69.33 per unit in lieu of the reporting person's quarterly cash retainer, and 104.572 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001415889-22-006928 · form4-06272022_060612.xml · derivative · entry 3

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,600 shares

Expires 2022-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-006928 · form4-06272022_060612.xml · nonDerivative · entry 2

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,254.136

F1 · price: Reflects the weighted average price of 2,110 shares of common stock of Hormel Foods Corporation sold by the reporting person in multiple transactions on June 23, 2022, with sale prices ranging from $46.26 to $46.2801 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001415889-22-006928 · form4-06272022_060612.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,364.136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-22-011580 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,514.393

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 710.355 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001415889-22-003687 · form4-04042022_110434.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,764.136

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from September 30, 2021 to the present.

SEC source: 0001567619-22-007715 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,667.571

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 615.276 stock equivalent units, 512.73 were granted at a price of $70.700 per unit in lieu of of the reporting person's quarterly cash retainer, and 102.546 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 723.176 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001179110-22-000830 · edgar.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,428.266

SEC source: 0001567619-21-022685 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,329.119

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 651.003 stock equivalent units, 542.502 were granted at a price of $66.82 per unit in lieu of the reporting person's quarterly cash retainer, and 108.501 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 748.845 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001179110-21-009095 · edgar.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,890.516

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from March 31, 2021 to the present.

SEC source: 0001567619-21-017672 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,929.271

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 650.602 stock equivalent units, 542.168 were granted at a price of $62.25 per unit in lieu of the reporting person's quarterly cash retainer, and 108.434 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 703.45 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-21-012792 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,575.219

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 603.577 stock equivalent units, 502.981 were granted at a price of $67.10 per unit in lieu of the reporting person's quarterly cash retainer, and 100.596 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

SEC source: 0001567619-21-011082 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,971.642

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director, and fractional units are payable at such time in cash.

F2 · balance_after: Includes 659.239 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001179110-21-004011 · edgar.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,138.616

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from September 30, 2020 to the present.

SEC source: 0001567619-21-007229 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,186.854

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 613.636 stock equivalent units, 511.363 were granted at a price of $66.00 per unit in lieu of the reporting person's quarterly cash retainer, and 102.273 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 666.365 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001179110-21-001161 · edgar.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,733.186

SEC source: 0001567619-20-021653 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,906.853

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 626.644 stock equivalent units, 522.203 were granted at a price of $64.63 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 104.441 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 594.374 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001179110-20-010090 · edgar.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,226.336

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from March 31, 2020 to the present.

SEC source: 0001567619-20-017211 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,685.835

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 591.241 stock equivalent units, 492.701 were granted at a price of $68.50 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 98.540 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 633.511 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001567619-20-012669 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,461.083

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 649.976 stock equivalent units, 541.647 were granted at a price of $62.31 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 108.329 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.

SEC source: 0001567619-20-011220 · doc1.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,811.107

F1 · shares: Represents stock equivalent units. Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · balance_after: Includes 901.457 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

SEC source: 0001179110-20-004477 · edgar.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,774.476

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from September 30, 2019 to the present.