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Nasdaq · USD

XEL

XCEL ENERGY INC

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3042
SEC CIK
0000072903
Parsed reports
828

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 23, 2018 02:11 UTC Exercise / conversionRestricted Stock Units · Derivative 3,131.405 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009715 · doc1.xml · derivative · entry 4

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,131.405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,963 units.

F5 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F5 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:11 UTC Tax withholdingCommon Stock 9,532.902 $44.68 $425,930.06
Disclosure

SEC source: 0001140361-18-009715 · doc1.xml · nonDerivative · entry 3

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,674.022

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:11 UTC Exercise / conversionCommon Stock 3,131.405 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009715 · doc1.xml · nonDerivative · entry 2

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,206.924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:11 UTC GrantCommon Stock 25,281.497 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009715 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,075.519

F1 · balance_after: This amount also includes 174.022 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:11 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 112,642.072 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009714 · doc1.xml · derivative · entry 7

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112,642.072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F7 · derivative.exercise_date: On Feb. 20, 2013, the reporting person was granted 141,300 restricted stock units, one-third of which vested on Feb. 20, 2016, and the remaining two-thirds vested on Feb. 20, 2018.

F7 · derivative.expiration_date: On Feb. 20, 2013, the reporting person was granted 141,300 restricted stock units, one-third of which vested on Feb. 20, 2016, and the remaining two-thirds vested on Feb. 20, 2018.

F8 · derivative.underlying_shares: Includes 6,937.63 additional restricted units acquired pursuant to reinvestment of dividend equivalents credited on outstanding restricted stock units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:11 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 33,038.284 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009714 · doc1.xml · derivative · entry 6

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,038.284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · derivative.exercise_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F5 · derivative.expiration_date: Award vested on December 31, 2017 but was settled in shares of common stock on February 20, 2018.

F6 · derivative.underlying_shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 29,901 units.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:11 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
Tax withholdingCommon Stock 170,876.239 $44.68 $7,634,750.36
Disclosure

SEC source: 0001140361-18-009714 · doc1.xml · nonDerivative · entry 4

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,810.289

F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:11 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 112,642.072 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009714 · doc1.xml · nonDerivative · entry 3

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,686.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:11 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 33,038.284 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-009714 · doc1.xml · nonDerivative · entry 2

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,044.458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 23, 2018 02:11 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
GrantCommon Stock 219,536.885 $44.68 $9,808,908.02
Disclosure

SEC source: 0001140361-18-009714 · doc1.xml · nonDerivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,006.174

F1 · balance_after: This amount also includes 688.880 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 20, 2018 Filed Mar 10, 2018 01:45 UTC Amendment
O'Connor Timothy JohnSenior VP and CNO
GrantCommon Stock 474.444 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012923 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,353.639

F1 · shares: Corrected to reflect 237.222 additional shares acquired in the previously reported transaction. Subsequent reports on Form 4 were not affected.

F2 · balance_after: This amount also includes 50.195 shares of stock acquired between March 13, 2017 and December 28, 2017 pursuant to the reinvestment of dividends.

Read SEC document
February 20, 2018 Filed Mar 10, 2018 01:42 UTC Amendment
Wilensky Scott MEVP & General Counsel
GrantPhantom Stock · Derivative 17,773 $44.68 Strike: $0.00 $794,097.64
Disclosure

SEC source: 0001140361-18-012922 · doc1.xml · derivative · entry 4

Wilensky Scott M · CIK 0001530606 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,380.06

Underlying: Common Stock · 17,773 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom shares are settled in common stock on a one-for-one basis.

F1 · shares: Corrected to reflect 15,234 shares acquired as phantom stock and .869 shares settled in cash.

F6 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F6 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").

F1 · derivative.underlying_shares: Corrected to reflect 15,234 shares acquired as phantom stock and .869 shares settled in cash.

F7 · balance_after: The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.

Read SEC document
February 20, 2018 Filed Mar 10, 2018 01:42 UTC Amendment
Wilensky Scott MEVP & General Counsel
Tax withholdingCommon Stock 7,917.022 $44.68 $353,732.54
Disclosure

SEC source: 0001140361-18-012922 · doc1.xml · nonDerivative · entry 2

Wilensky Scott M · CIK 0001530606 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,355.577

F4 · balance_after: A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.

Read SEC document
February 20, 2018 Filed Mar 10, 2018 01:42 UTC Amendment
Wilensky Scott MEVP & General Counsel
GrantCommon Stock 10,828.152 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012922 · doc1.xml · nonDerivative · entry 1

Wilensky Scott M · CIK 0001530606 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,071.729

F1 · shares: Corrected to reflect 15,234 shares acquired as phantom stock and .869 shares settled in cash.

F2 · balance_after: This amount also includes 3,231.691 shares of stock acquired between March 13, 2017 and December 28, 2017 pursuant to the reinvestment of dividends.

Read SEC document
February 20, 2018 Filed Mar 10, 2018 01:38 UTC Amendment
Eves David LEVP & Grp Pres, Utilities
GrantCommon Stock 13,123.158 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012921 · doc1.xml · nonDerivative · entry 1

Eves David L · CIK 0001384582 · EVP & Grp Pres, Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,118.019

F1 · shares: Corrected to reflect 6,561.579 additional shares acquired in the previously reported transaction.

Read SEC document
February 20, 2018 Filed Mar 10, 2018 01:09 UTC Amendment GrantCommon Stock 26,623.497 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012918 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,417.519

F1 · shares: Corrected to reflect 1,342 additional shares acquired in the previously reported transaction. Subsequent reports on Form 4 were not affected.

F2 · balance_after: This amount also includes 174.022 shares of stock acquired between March 13, 2017 and December 28, 2017 pursuant to the reinvestment of dividends.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 16:28 UTC
O'Connor Timothy JohnSenior VP and CNO
OtherPhantom Stock · Derivative 25,500 $44.68 $1,139,340.00
Disclosure

SEC source: 0001140361-18-008942 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,446.133

Underlying: Common Stock · 25,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:43 UTC
FOWKE BENJAMIN G S IIIDirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 29,806 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000941 · doc1.xml · derivative · entry 1

FOWKE BENJAMIN G S III · CIK 0001206908 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,806

Underlying: Common Stock · 29,806 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:43 UTC GrantRestricted Stock Units · Derivative 6,004 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000940 · doc1.xml · derivative · entry 1

Frenzel Robert · CIK 0001672519 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004

Underlying: Common Stock · 6,004 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:42 UTC
Larson Kent TEVP, Group Pres, Operations
GrantRestricted Stock Units · Derivative 5,229 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000939 · doc1.xml · derivative · entry 1

Larson Kent T · CIK 0001530618 · EVP, Group Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,229

Underlying: Common Stock · 5,229 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:41 UTC
McDaniel Marvin E. Jr.EVP, Group Pres, & CAO
GrantRestricted Stock Units · Derivative 5,229 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000936 · doc1.xml · derivative · entry 1

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Group Pres, & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,229

Underlying: Common Stock · 5,229 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:40 UTC
Wilensky Scott MEVP & General Counsel
GrantRestricted Stock Units · Derivative 4,184 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000933 · doc1.xml · derivative · entry 1

Wilensky Scott M · CIK 0001530606 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,184

Underlying: Common Stock · 4,184 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:39 UTC
O'Connor Timothy JohnSenior VP and CNO
GrantRestricted Stock Units · Derivative 3,661 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000931 · doc1.xml · derivative · entry 1

O'Connor Timothy John · CIK 0001570155 · Senior VP and CNO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,661

Underlying: Common Stock · 3,661 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:39 UTC
Poferl Judy M.SVP, Corp Sec & Exec Svcs
GrantRestricted Stock Units · Derivative 1,465 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000929 · doc1.xml · derivative · entry 1

Poferl Judy M. · CIK 0001471190 · SVP, Corp Sec & Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465

Underlying: Common Stock · 1,465 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:38 UTC
Savage Jeffrey SSVP & Controller
GrantRestricted Stock Units · Derivative 1,256 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000928 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256

Underlying: Common Stock · 1,256 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on December 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:37 UTC
Eves David LPresident, PSCO
GrantRestricted Stock Units · Derivative 1,632 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000927 · doc1.xml · derivative · entry 1

Eves David L · CIK 0001384582 · President, PSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632

Underlying: Common Stock · 1,632 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:37 UTC
Clark Christopher BPresident, NSPM
GrantRestricted Stock Units · Derivative 1,465 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000926 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465

Underlying: Common Stock · 1,465 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:36 UTC
Hudson David TPresident, SPS
GrantRestricted Stock Units · Derivative 921 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000925 · doc1.xml · derivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 921 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2020.

Read SEC document
January 02, 2018 Filed Jan 5, 2018 01:35 UTC
Stoering Mark EPresident, NSPW
GrantRestricted Stock Units · Derivative 921 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000924 · doc1.xml · derivative · entry 1

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

Underlying: Common Stock · 921 shares

Expires 2020-12-31

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.

F2 · derivative.exercise_date: Award vests on Dec. 31, 2020.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 23:52 UTC
Savage Jeffrey SSVP & Controller
GrantPhantom Stock · Derivative 5.196 $48.11 $249.98
Disclosure

SEC source: 0001140361-18-000569 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,080.667

Underlying: Common Stock · 5.196 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 23:50 UTC
Clark Christopher BPresident, NSPM
GrantPhantom Stock · Derivative 8.834 $48.11 $425.00
Disclosure

SEC source: 0001140361-18-000566 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311.826

Underlying: Common Stock · 8.834 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 22:34 UTC
Williams KimDirector
GrantStock Equivalent Units · Derivative 737.448 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-000237 · doc1.xml · derivative · entry 1

Williams Kim · CIK 0001375725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,540.997

Underlying: Common Stock · 737.448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 737.448 stock equivalent units, 614.540 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 122.908 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 737.448 stock equivalent units, 614.540 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 122.908 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 559.152 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 22:33 UTC GrantStock Equivalent Units · Derivative 658.996 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-000235 · doc1.xml · derivative · entry 1

WESTERLUND DAVID A · CIK 0001205948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,354.614

Underlying: Common Stock · 658.996 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 658.996 stock equivalent units, 549.163 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 109.833 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 658.996 stock equivalent units, 549.163 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 109.833 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 791.158 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 22:20 UTC GrantStock Equivalent Units · Derivative 784.519 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-000226 · doc1.xml · derivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,680.049

Underlying: Common Stock · 784.519 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 784.519 stock equivalent units, 653.766 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 130.753 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 784.519 stock equivalent units, 653.766 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 130.753 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 544.959 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 22:17 UTC GrantStock Equivalent Units · Derivative 753.138 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-000223 · doc1.xml · derivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,936.224

Underlying: Common Stock · 753.138 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 753.138 stock equivalent units, 627.615 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 125.523 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 753.138 stock equivalent units, 627.615 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 125.523 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 307.809 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 22:14 UTC GrantStock Equivalent Units · Derivative 690.377 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001140361-18-000218 · doc1.xml · derivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,473.053

Underlying: Common Stock · 690.377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F2 · shares: Of the 690.377 stock equivalent units, 575.314 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 115.063 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F2 · price: Of the 690.377 stock equivalent units, 575.314 were granted at a price of $47.80 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 115.063 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F1 · derivative.exercise_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F1 · derivative.expiration_date: Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.

F3 · balance_after: Includes 348.905 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 23:31 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
GiftCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-046590 · doc1.xml · nonDerivative · entry 1

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,935.331

Read SEC document
December 15, 2017 Filed Dec 18, 2017 23:18 UTC
Savage Jeffrey SSVP & Controller
GrantPhantom Stock · Derivative 4.923 $50.78 $249.99
Disclosure

SEC source: 0001140361-17-046587 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,075.595

Underlying: Common Stock · 4.923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 23:13 UTC
Clark Christopher BPresident, NSPM
GrantPhantom Stock · Derivative 8.369 $50.78 $424.98
Disclosure

SEC source: 0001140361-17-046584 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303.002

Underlying: Common Stock · 8.369 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 22:37 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
GiftCommon Stock 855 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045918 · doc1.xml · nonDerivative · entry 1

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,060.331

Read SEC document
December 07, 2017 Filed Dec 8, 2017 22:30 UTC
Poferl Judy M.SVP, Corp Secretary, Exec Svcs
OtherPhantom Stock · Derivative 1,966.955 $50.84 $99,999.99
Disclosure

SEC source: 0001140361-17-045524 · doc1.xml · derivative · entry 1

Poferl Judy M. · CIK 0001471190 · SVP, Corp Secretary, Exec Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,264.7

Underlying: Common Stock · 1,966.955 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 16:19 UTC
McDaniel Marvin E. Jr.EVP, Grp Pres, Utilities & CAO
SaleCommon Stock 576 $51.05 $29,404.80
Disclosure

SEC source: 0001140361-17-045269 · doc1.xml · nonDerivative · entry 2

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,794.824

F1 · balance_after: Includes 49.814 shares of stock acquired pursuant to reinvestment of dividends.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 16:19 UTC
McDaniel Marvin E. Jr.EVP, Grp Pres, Utilities & CAO
SaleCommon Stock 4,600 $51.07 $234,922.00
Disclosure

SEC source: 0001140361-17-045269 · doc1.xml · nonDerivative · entry 1

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,370.824

Read SEC document
December 06, 2017 Filed Dec 7, 2017 16:19 UTC
McDaniel Marvin E. Jr.EVP, Grp Pres, Utilities & CAO
SaleCommon Stock 576 $51.05 $29,404.80
Disclosure

SEC source: 0001140361-17-045268 · doc1.xml · nonDerivative · entry 2

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,794.824

F1 · balance_after: Includes 49.814 shares of stock acquired pursuant to reinvestment of dividends.

Read SEC document
December 06, 2017 Filed Dec 7, 2017 16:19 UTC
McDaniel Marvin E. Jr.EVP, Grp Pres, Utilities & CAO
SaleCommon Stock 4,600 $51.07 $234,922.00
Disclosure

SEC source: 0001140361-17-045268 · doc1.xml · nonDerivative · entry 1

McDaniel Marvin E. Jr. · CIK 0001471084 · EVP, Grp Pres, Utilities & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,370.824

Read SEC document
November 30, 2017 Filed Dec 4, 2017 15:30 UTC
Savage Jeffrey SSVP & Controller
GrantPhantom Stock · Derivative 4.844 $51.61 $250.00
Disclosure

SEC source: 0001140361-17-044716 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,069.323

Underlying: Common Stock · 4.844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 15:25 UTC
Clark Christopher BPresident, NSPM
GrantPhantom Stock · Derivative 8.235 $51.61 $425.01
Disclosure

SEC source: 0001140361-17-044714 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294.585

Underlying: Common Stock · 8.235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:41 UTC
Savage Jeffrey SSVP & Controller
GrantPhantom Stock · Derivative 4.885 $51.18 $250.01
Disclosure

SEC source: 0001140361-17-043137 · doc1.xml · derivative · entry 1

Savage Jeffrey S · CIK 0001530607 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,064.835

Underlying: Common Stock · 4.885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 23:32 UTC
Clark Christopher BPresident, NSPM
GrantPhantom Stock · Derivative 8.304 $51.18 $425.00
Disclosure

SEC source: 0001140361-17-043135 · doc1.xml · derivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286.377

Underlying: Common Stock · 8.304 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F3 · balance_after: The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 23:21 UTC
Stoering Mark EPresident, NSPW
SaleCommon Stock 20,187 $49.66 $1,002,391.54
Disclosure

SEC source: 0001140361-17-041463 · doc1.xml · nonDerivative · entry 1

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,424

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.