TFIN

SEC source: 0001209191-17-007177 · doc4.xml · nonDerivative · entry 1

MCCLAIN DEREK R · CIK 0001190866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,539

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 5,915 shares beneficially owned by reporting person, (ii) 8,636 shares of common stock held jointly with reporting person's spouse, Janet A. McClain, and (iii) 988 shares of restricted stock of the reporting person subject to future vesting requirements.

SEC source: 0001209191-17-007192 · doc4.xml · nonDerivative · entry 1

Trail Justin N · CIK 0001623619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,749

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 40,761 shares beneficially owned by reporting person, and (ii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-17-007185 · doc4.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,187

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 12,215 shares of common stock of Issuer beneficially owned by reporting person, (ii) 7,984 shares of common stock held jointly with reporting person's spouse, Linda B. Rafferty, and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements

SEC source: 0001209191-17-007189 · doc4.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,525

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 44,537 shares beneficially owned by reporting person, and (ii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-17-007173 · doc4.xml · nonDerivative · entry 1

Dobrient Robert · CIK 0001621761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,624

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 58,624 shares beneficially owned by reporting person, and (ii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-17-007163 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,555

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 16,569 shares beneficially owned by reporting person, (ii) 46,998 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-17-007160 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,765

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 122,777 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-16-156315 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,303

F1 · kind: Represents a charitable donation of shares by the reporting person.

F2 · balance_after: Consists of (i) 122,315 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-16-156322 · doc4.xml · nonDerivative · entry 2

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,445

F1 · kind: Represents a charitable donation of shares by the reporting person.

F2 · balance_after: Consists of (i) 359,185 shares beneficially owned by reporting person, (ii) 155,026 shares beneficially owned jointly with spouse Susan S. Sepulveda, and (iii) 1,234 shares of restricted stock of the reporting person subject to future vesting requirements.

SEC source: 0001209191-16-156322 · doc4.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,451

F1 · kind: Represents a charitable donation of shares by the reporting person.

SEC source: 0001209191-16-156319 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,222

F1 · kind: Represents a charitable donation of shares by the reporting person.

F2 · balance_after: Consists of (i) 292,751 shares beneficially owned by reporting person, and (ii) 10,471 shares of restricted stock of the reporting person subject to future vesting requirements.

SEC source: 0001209191-16-153514 · doc4.xml · nonDerivative · entry 1

Karas Daniel J. · CIK 0001674229 · EVP & CLO - TBK Bank, SSB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,703

F1 · shares: Represents 547 shares surrendered to satisfy applicable federal income tax withholding associated with the 12/1/16 vesting of 2,000 shares of restricted stock issued to reporting person.

F2 · price: Represents closing price per share of Issuer's common on the date of vesting (12/1/16).

F3 · balance_after: Consists of (i) 6,838 shares of common stock beneficially owned by the reporting person, and (ii) 5,865 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-16-153518 · doc4.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,842

F1 · shares: Represents 1,054 shares surrendered to satisfy applicable federal income tax withholding associated with the 12/1/16 vesting of 3,857 shares of restricted stock issued to reporting person.

F2 · price: Represents closing price per share of Issuer's common stock on the date of vesting (12/1/16).

F3 · balance_after: Consists of (i) 15,144 shares of common stock beneficially owned by the reporting person, and (ii) 4,698 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-16-153516 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,722

F1 · shares: Represents 2,735 shares surrendered to satisfy applicable federal income tax withholding associated with the 12/1/16 vesting of 10,000 shares of restricted stock issued to reporting person.

F2 · price: Represents closing price per share of Issuer's common stock on the date of vesting (12/1/16).

F3 · balance_after: Consists of (i) 295,251 shares beneficially owned by reporting person, and (ii) 10,471 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-16-157073 · doc4.xml · nonDerivative · entry 1

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,750

F1 · shares: Represents 1,671 shares surrendered to satisfy applicable federal income tax withholding associated with the 12/1/16 vesting of 6,111 shares of restricted stock issued to reporting person.

F2 · price: Represents closing price per share of Issuer's common stock on the date of vesting (12/1/16).

F3 · balance_after: Consists of (i) 21,325 shares beneficially owned by reporting person, and (ii) 4,425 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-16-150620 · doc4.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,457

F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F2 · balance_after: Consists of (i) 377,197 shares beneficially owned by reporting person, (ii) 155,026 shares beneficially owned jointly with spouse Susan S Sepulveda, and (iii) 1,234 unvested shares of restricted common stock of Issuer granted to reporting person on 04/01/2015 of which 617 shares will vest on 04/01/2017, and 617 shares will vest on 04/01/2018.

SEC source: 0001209191-16-150623 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,307

F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F2 · balance_after: Consists of (i) 128,319 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-16-150622 · doc4.xml · nonDerivative · entry 1

Trail Justin N · CIK 0001623619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JTHT Enterprises, Ltd.

Disclosed balance after: 32,612

F1 · shares: Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on April 1, 2016.

F1 · price: Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on April 1, 2016.

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

SEC source: 0001209191-16-150621 · doc4.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SBS Equity, LLC

Disclosed balance after: 229,292

F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

SEC source: 0001209191-16-150618 · doc4.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,896

F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F2 · balance_after: Consists of (i) 12,341 shares of common stock beneficially owned by the reporting person, and (ii) 8,555 shares of restricted stock of the reporting person subject to future time vesting requirements.

SEC source: 0001209191-16-150615 · doc4.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,457

F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F2 · balance_after: Consists of (i) 287,986 shares beneficially owned by reporting person, and (ii) 20,471 shares of restricted stock of reporting person subject to future time vesting requirements.

SEC source: 0001209191-16-147932 · doc4.xml · nonDerivative · entry 1

Perpall Frederick · CIK 0001686973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537

F1 · balance_after: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.