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Davis Richard Loren

Disclosed activity across 1 company

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77759
SEC CIK
0001623821

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Triumph Financial, Inc.TFIN · Entity 4635DirectorJuly 01, 2025July 02, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Triumph Financial, Inc.

Report date July 01, 2025 · Filed July 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect55,280 Reported balance After 2025-07-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-07-01 · Grant · Acquired 613 · Balance 55,280

F1: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2: Consists of (i) 17,740 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Common StockSEC Table I · non-derivativeIndirectBy Rick Davis 2006 Family Trust74,079 Reported balance Holding disclosure · report date 2025-07-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 74,079

F3: These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Sheree Davis 2006 Children's Trust74,079 Reported balance Holding disclosure · report date 2025-07-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 74,079

F4: These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Depository SharesSEC Table I · non-derivativeDirect20,000 Reported balance Holding disclosure · report date 2025-07-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 20,000

F5: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2: Consists of (i) 17,740 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

F3: These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2025 Filed Jul 2, 2025 20:10 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-033967 · wk-form4_1751487001.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,280

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 17,740 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:06 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004026 · wk-form4_1738789602.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,667

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 17,127 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:05 UTC Triumph Financial, Inc. TFIN · Entity 4635 GiftCommon Stock 1,088 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-052325 · wk-form4_1734987912.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,174

F1 · shares: Represents a gift by the reporting person to a 501(c)(3) charitable organization

F2 · balance_after: Consists of (i) 16,634 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:04 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031171 · wk-form4_1720040640.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,262

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 16,634 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:04 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003053 · wk-form4_1706907884.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,794

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 16,166 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:17 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024457 · wf-form4_168867461334621.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,256

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 15,628 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:05 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006765 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,685

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 15,057 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:05 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 546 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041061 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,085

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 14,457 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis.

Read SEC document
December 27, 2021 Filed Feb 3, 2022 21:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 9,049 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006742 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,140

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 21:00 UTC Triumph Financial, Inc. TBK · Entity 4635 SaleCommon Stock 1,900 $125.21 $237,899.00
Disclosure

SEC source: 0001209191-21-063359 · doc4.xml · nonDerivative · entry 3

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sheree Davis 2006 Children's Trust

Disclosed balance after: 74,079

F3 · balance_after: These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 21:00 UTC Triumph Financial, Inc. TBK · Entity 4635 SaleCommon Stock 1,900 $125.20 $237,880.00
Disclosure

SEC source: 0001209191-21-063359 · doc4.xml · nonDerivative · entry 2

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rick Davis 2006 Family Trust

Disclosed balance after: 74,079

F2 · balance_after: These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 21:00 UTC Triumph Financial, Inc. TBK · Entity 4635 SaleCommon Stock 1,573 $124.68 $196,121.64
Disclosure

SEC source: 0001209191-21-063359 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,189

F1 · balance_after: Consists of (i) 13,512 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 301 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045386 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,762

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 15,085 shares of beneficially owned by reporting person and (ii) 47,677 shares of common stock jointly held with reporting person spouse Sheree Davis.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 387 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004707 · doc4.xml · nonDerivative · entry 3

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,121

F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F3 · balance_after: Consists of (i) 21,734 shares of beneficially owned by reporting person and (ii) 41,387 shares of common stock jointly held with reporting person spouse Sheree Davis.

Read SEC document
February 01, 2021 Filed Feb 3, 2022 21:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006742 · doc4.xml · nonDerivative · entry 2

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,539

F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F3 · balance_after: Consists of (i) 13,911 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis.

Read SEC document
December 18, 2020 Filed Feb 3, 2021 22:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004707 · doc4.xml · nonDerivative · entry 2

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,734

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

F1 · price: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 21:16 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 1,035 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-029521 · doc4.xml · nonDerivative · entry 2

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,989

F2 · kind: The transaction reported involved a gift by the reporting person to a 501(c)(3) charitable organization.

F3 · balance_after: Consists of (i) 21,347 shares beneficially owned by the reporting person and (ii) 41,642 shares of common stock jointly held with reporting persons spouse Sheree Davis.

Read SEC document
October 27, 2020 Filed Oct 28, 2020 21:16 UTC Triumph Financial, Inc. TBK · Entity 4635 SaleCommon Stock 5,000 $44.60 $223,000.00
Disclosure

SEC source: 0000899243-20-029521 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,024

F1 · balance_after: Consists of (i) 21,347 shares beneficially owned by reporting person, and (ii) 42,677 shares of common stock held jointly with reporting person's spouse Sheree Davis.

Read SEC document
October 27, 2020 Filed Feb 3, 2021 22:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004707 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,929

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

F1 · price: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:05 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 963 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040997 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,024

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 21,347 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:00 UTC Triumph Financial, Inc. TBK · Entity 4635 PurchaseDepository Shares 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001209191-20-037894 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · security: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.

F1 · kind: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006972 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,061

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 20,384 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:49 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040999 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,494

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 19,817 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:38 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007437 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,985

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 19,308 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 22:11 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 4,757 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060940 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,500

F1 · shares: Represents a bone fide gift to the Rick & Sheree Davis Family Foundation, a 501(c)(3) charitable organization.

F2 · balance_after: Consists of (i) 18,823 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:32 UTC Triumph Financial, Inc. TBK · Entity 4635 PurchaseCommon Stock 1,500 $35.31 $52,965.00
Disclosure

SEC source: 0001209191-18-056687 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,257

F1 · balance_after: Consists of (i) 18,823 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 52,434 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse, Sheree Davis.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 17:45 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 368 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040683 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,757

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 18,823 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 50,934 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse, Sheree Davis.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:30 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006887 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,389

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 17,960 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 50,934 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse, Sheree Davis, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 21:15 UTC Triumph Financial, Inc. TBK · Entity 4635 OtherCommon Stock 9,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-060874 · doc4.xml · nonDerivative · entry 4

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sheree Davis 2006 Children's Trust

Disclosed balance after: 75,979

F3 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F3 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F6 · balance_after: These 75,979 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 13, 2017 Filed Nov 15, 2017 21:15 UTC Triumph Financial, Inc. TBK · Entity 4635 OtherCommon Stock 9,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-060874 · doc4.xml · nonDerivative · entry 3

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rick Davis 2006 Family Trust

Disclosed balance after: 75,979

F3 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F3 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F5 · balance_after: These 75,979 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 13, 2017 Filed Nov 15, 2017 21:15 UTC Triumph Financial, Inc. TBK · Entity 4635 OtherCommon Stock 6,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-060874 · doc4.xml · nonDerivative · entry 2

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

F3 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F3 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F4 · balance_after: Consists of (i) 17,571 shares beneficially owned by reporting person, (ii) 50,934 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

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November 09, 2017 Filed Nov 15, 2017 21:15 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 2,569 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060874 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,495

F1 · shares: Represents a bone fide gift to the Rick & Sheree Davis Family Foundation, a 501(c)(3) charitable organization.

F2 · balance_after: Consists of (i) 17,571 shares beneficially owned by reporting person, (ii) 44,429 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

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July 01, 2017 Filed Jul 5, 2017 22:09 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043611 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,064

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 17,571 shares beneficially owned by reporting person, (ii) 46,998 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

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January 31, 2017 Filed Feb 2, 2017 22:04 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 462 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007163 · doc4.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,555

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 16,569 shares beneficially owned by reporting person, (ii) 46,998 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.