Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | Director | July 01, 2025 | July 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date July 01, 2025 · Filed July 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,280 |
Reported balance
After 2025-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-07-01 · Grant · Acquired 613 · Balance 55,280 F1: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2: Consists of (i) 17,740 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis |
| Common StockSEC Table I · non-derivative | IndirectBy Rick Davis 2006 Family Trust | 74,079 |
Reported balance
Holding disclosure · report date 2025-07-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 74,079 F3: These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Sheree Davis 2006 Children's Trust | 74,079 |
Reported balance
Holding disclosure · report date 2025-07-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 74,079 F4: These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Depository SharesSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2025-07-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 20,000 F5: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
F2: Consists of (i) 17,740 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis
F3: These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2025 Filed Jul 2, 2025 20:10 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-033967 · wk-form4_1751487001.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,280 F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 17,740 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:06 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-004026 · wk-form4_1738789602.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,667 F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 17,127 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 1,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-052325 · wk-form4_1734987912.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,174 F1 · shares: Represents a gift by the reporting person to a 501(c)(3) charitable organization F2 · balance_after: Consists of (i) 16,634 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031171 · wk-form4_1720040640.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,262 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 16,634 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003053 · wk-form4_1706907884.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,794 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 16,166 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:17 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-024457 · wf-form4_168867461334621.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,256 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 15,628 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006765 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,685 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 15,057 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 546 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041061 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,085 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 14,457 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis. Read SEC document |
| December 27, 2021 Filed Feb 3, 2022 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 9,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006742 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,140 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 1,900 | $125.21 | $237,899.00 |
DisclosureSEC source: 0001209191-21-063359 · doc4.xml · nonDerivative · entry 3 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sheree Davis 2006 Children's Trust Disclosed balance after: 74,079 F3 · balance_after: These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 1,900 | $125.20 | $237,880.00 |
DisclosureSEC source: 0001209191-21-063359 · doc4.xml · nonDerivative · entry 2 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rick Davis 2006 Family Trust Disclosed balance after: 74,079 F2 · balance_after: These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 1,573 | $124.68 | $196,121.64 |
DisclosureSEC source: 0001209191-21-063359 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,189 F1 · balance_after: Consists of (i) 13,512 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045386 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,762 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 15,085 shares of beneficially owned by reporting person and (ii) 47,677 shares of common stock jointly held with reporting person spouse Sheree Davis. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004707 · doc4.xml · nonDerivative · entry 3 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,121 F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F3 · balance_after: Consists of (i) 21,734 shares of beneficially owned by reporting person and (ii) 41,387 shares of common stock jointly held with reporting person spouse Sheree Davis. Read SEC document |
| February 01, 2021 Filed Feb 3, 2022 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006742 · doc4.xml · nonDerivative · entry 2 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,539 F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F3 · balance_after: Consists of (i) 13,911 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis. Read SEC document |
| December 18, 2020 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 195 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004707 · doc4.xml · nonDerivative · entry 2 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,734 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. F1 · price: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 21:16 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 1,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-029521 · doc4.xml · nonDerivative · entry 2 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,989 F2 · kind: The transaction reported involved a gift by the reporting person to a 501(c)(3) charitable organization. F3 · balance_after: Consists of (i) 21,347 shares beneficially owned by the reporting person and (ii) 41,642 shares of common stock jointly held with reporting persons spouse Sheree Davis. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 21:16 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 5,000 | $44.60 | $223,000.00 |
DisclosureSEC source: 0000899243-20-029521 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,024 F1 · balance_after: Consists of (i) 21,347 shares beneficially owned by reporting person, and (ii) 42,677 shares of common stock held jointly with reporting person's spouse Sheree Davis. Read SEC document |
| October 27, 2020 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004707 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,929 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. F1 · price: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040997 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,024 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 21,347 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis. Read SEC document |
| June 19, 2020 Filed Jun 19, 2020 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseDepository Shares | 20,000 | $25.00 | $500,000.00 |
DisclosureSEC source: 0001209191-20-037894 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · security: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. F1 · kind: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006972 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,061 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 20,384 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:49 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040999 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,494 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 19,817 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:38 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007437 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,985 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 19,308 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 22:11 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 4,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060940 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,500 F1 · shares: Represents a bone fide gift to the Rick & Sheree Davis Family Foundation, a 501(c)(3) charitable organization. F2 · balance_after: Consists of (i) 18,823 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 21:32 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,500 | $35.31 | $52,965.00 |
DisclosureSEC source: 0001209191-18-056687 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,257 F1 · balance_after: Consists of (i) 18,823 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 52,434 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse, Sheree Davis. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 17:45 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040683 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,757 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 18,823 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 50,934 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse, Sheree Davis. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:30 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006887 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,389 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 17,960 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 50,934 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse, Sheree Davis, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 9,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060874 · doc4.xml · nonDerivative · entry 4 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sheree Davis 2006 Children's Trust Disclosed balance after: 75,979 F3 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F3 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F6 · balance_after: These 75,979 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 9,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060874 · doc4.xml · nonDerivative · entry 3 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rick Davis 2006 Family Trust Disclosed balance after: 75,979 F3 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F3 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F5 · balance_after: These 75,979 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 6,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060874 · doc4.xml · nonDerivative · entry 2 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,000 F3 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F3 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F4 · balance_after: Consists of (i) 17,571 shares beneficially owned by reporting person, (ii) 50,934 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 21:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 2,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060874 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,495 F1 · shares: Represents a bone fide gift to the Rick & Sheree Davis Family Foundation, a 501(c)(3) charitable organization. F2 · balance_after: Consists of (i) 17,571 shares beneficially owned by reporting person, (ii) 44,429 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:09 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043611 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,064 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 17,571 shares beneficially owned by reporting person, (ii) 46,998 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:04 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007163 · doc4.xml · nonDerivative · entry 1 Davis Richard Loren · CIK 0001623821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,555 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 16,569 shares beneficially owned by reporting person, (ii) 46,998 shares of common stock held jointly with reporting person's spouse, Sheree Davis, and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.