Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | EVP and General Counsel | August 04, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date August 04, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,755 |
Reported balance
After 2026-08-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-04 · Sale · Disposed 3,750 · Balance 23,755 F1: Consists of (i) 19,294 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of (i) 19,294 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2026 Filed Aug 5, 2026 20:11 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 3,750 | $79.05 | $296,437.50 |
DisclosureSEC source: 0001628280-26-053358 · wk-form4_1785960681.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,755 F1 · balance_after: Consists of (i) 19,294 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2026 Filed May 6, 2026 00:02 UTC Amendment | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 3,432 | $0.00 Strike: $67.55 | $0.00 |
DisclosureSEC source: 0001628280-26-030838 · wk-form4a_1778025730.xml · derivative · entry 4 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,432 Underlying: Common Stock · 3,432 shares Expires 2036-05-01 F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2026 Filed May 6, 2026 00:02 UTC Amendment | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 1,194 | $67.55 | $80,654.70 |
DisclosureSEC source: 0001628280-26-030838 · wk-form4a_1778025730.xml · nonDerivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,505 F4 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards. F5 · balance_after: Consists of (i) 23,044 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2026 Filed May 6, 2026 00:02 UTC Amendment | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 2,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030838 · wk-form4a_1778025730.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,699 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. F3 · shares: This Form 4/A amends the Form 4 filed on May 5, 2026 to correct the number of shares reported in Box 4 from 2,710 shares to 2,017 shares. Read SEC document |
| May 01, 2026 Filed May 6, 2026 00:02 UTC Amendment | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030838 · wk-form4a_1778025730.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,682 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| May 01, 2026 Filed May 5, 2026 20:34 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 3,432 | $0.00 Strike: $67.55 | $0.00 |
DisclosureSEC source: 0001628280-26-030652 · wk-form4_1778013240.xml · derivative · entry 4 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,432 Underlying: Common Stock · 3,432 shares Expires 2036-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2026 Filed May 5, 2026 20:34 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 1,194 | $67.55 | $80,654.70 |
DisclosureSEC source: 0001628280-26-030652 · wk-form4_1778013240.xml · nonDerivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,198 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards. F4 · balance_after: Consists of (i) 23,737 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2026 Filed May 5, 2026 20:34 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 2,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030652 · wk-form4_1778013240.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,392 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2026 Filed May 5, 2026 20:34 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030652 · wk-form4_1778013240.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,682 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 21:15 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 3,000 | $65.18 | $195,540.00 |
DisclosureSEC source: 0001628280-25-058274 · wk-form4_1766178921.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,832 F1 · balance_after: Consists of (i) 20,768 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| August 25, 2025 Filed Aug 26, 2025 20:21 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 3,500 | $60.39 | $211,365.00 |
DisclosureSEC source: 0001621766-25-000004 · wk-form4_1756239675.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,832 F1 · balance_after: Consists of (i) 23,768 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 3,500 | $60.16 | $210,560.00 |
DisclosureSEC source: 0001628280-25-033937 · wk-form4_1751486484.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,332 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 27,268 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:17 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 4,409 | $0.00 Strike: $54.38 | $0.00 |
DisclosureSEC source: 0001628280-25-022317 · wk-form4_1746483413.xml · derivative · entry 4 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,409 Underlying: Common Stock · 4,409 shares Expires 2035-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:17 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 425 | $54.38 | $23,111.50 |
DisclosureSEC source: 0001628280-25-022317 · wk-form4_1746483413.xml · nonDerivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,832 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards. F4 · balance_after: Consists of (i) 30,768 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:17 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-022317 · wk-form4_1746483413.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,257 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:17 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 2,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-022317 · wk-form4_1746483413.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,583 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| July 11, 2024 Filed Jul 12, 2024 20:49 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 4,598 | $26.25 Strike: $26.25 | $120,697.50 |
DisclosureSEC source: 0001628280-24-031792 · wk-form4_1720817384.xml · derivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,598 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| July 11, 2024 Filed Jul 12, 2024 20:49 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 4,598 | $87.27 | $401,267.46 |
DisclosureSEC source: 0001628280-24-031792 · wk-form4_1720817384.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,285 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 29,460 shares beneficially owned by reporting person, and (ii) 2,825 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| July 11, 2024 Filed Jul 12, 2024 20:49 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionCommon Stock | 4,598 | $26.25 | $120,697.50 |
DisclosureSEC source: 0001628280-24-031792 · wk-form4_1720817384.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:03 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,010 | $0.00 Strike: $72.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020270 · wk-form4_1714766604.xml · derivative · entry 4 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,010 Underlying: Common Stock · 2,010 shares Expires 2034-05-01 F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:03 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 898 | $72.00 | $64,656.00 |
DisclosureSEC source: 0001628280-24-020270 · wk-form4_1714766604.xml · nonDerivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,285 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards. F4 · balance_after: Consists of (i) 29,460 shares beneficially owned by reporting person, and (ii) 2,825 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:03 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020270 · wk-form4_1714766604.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,183 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:03 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020270 · wk-form4_1714766604.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,091 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 21:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 4,523 | $25.80 Strike: $25.80 | $116,693.40 |
DisclosureSEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · derivative · entry 6 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,523 shares Expires 2027-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 21:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 4,523 | $80.32 | $363,287.36 |
DisclosureSEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · nonDerivative · entry 4 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,050 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 28,080 shares beneficially owned by reporting person, and (ii) 2,970 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 21:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionCommon Stock | 4,523 | $25.80 | $116,693.40 |
DisclosureSEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · nonDerivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 21:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 500 | $25.80 Strike: $25.80 | $12,900.00 |
DisclosureSEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · derivative · entry 5 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,523 Underlying: Common Stock · 500 shares Expires 2027-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 21:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 500 | $80.00 | $40,000.00 |
DisclosureSEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,050 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 21:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionCommon Stock | 500 | $25.80 | $12,900.00 |
DisclosureSEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:03 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 10,539 | $15.87 Strike: $15.87 | $167,253.93 |
DisclosureSEC source: 0001628280-23-041060 · wk-form4_1701982973.xml · derivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,539 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:03 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 10,539 | $70.53 | $743,315.67 |
DisclosureSEC source: 0001628280-23-041060 · wk-form4_1701982973.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,050 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 28,080 shares beneficially owned by reporting person, and (ii) 2,970 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:03 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Exercise / conversionCommon Stock | 10,539 | $15.87 | $167,253.93 |
DisclosureSEC source: 0001628280-23-041060 · wk-form4_1701982973.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:38 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,976 | $0.00 Strike: $51.25 | $0.00 |
DisclosureSEC source: 0001628280-23-015247 · wf-form4_168314626403283.xml · derivative · entry 4 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,976 Underlying: Common Stock · 2,976 shares Expires 2033-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:38 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 2,279 | $51.25 | $116,798.75 |
DisclosureSEC source: 0001628280-23-015247 · wf-form4_168314626403283.xml · nonDerivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,050 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards. F4 · balance_after: Consists of (i) 28,080 shares beneficially owned by reporting person, and (ii) 2,970 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:38 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 5,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015247 · wf-form4_168314626403283.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,329 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:38 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015247 · wf-form4_168314626403283.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,901 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 6,364 | $64.17 | $408,377.88 |
DisclosureSEC source: 0001209191-23-011118 · doc4.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,438 F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards. F3 · balance_after: Consists of (i) 23,905 shares beneficially owned by reporting person, and (ii) 2,533 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 17,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011118 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,802 F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:41 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,187 | $0.00 Strike: $69.44 | $0.00 |
DisclosureSEC source: 0001209191-22-027120 · doc4.xml · derivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,187 Underlying: Common Stock · 2,187 shares Expires 2032-05-01 F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:41 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 2,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027120 · doc4.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,052 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. F3 · balance_after: Consists of (i) 12,519 shares beneficially owned by reporting person, and (ii) 2,533 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:41 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027120 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,188 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 3,800 | $116.64 | $443,232.00 |
DisclosureSEC source: 0001209191-21-061789 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,176 F1 · price: The reported price in column 4 represents the weighted average sales price. Reporting person shall provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Consists of (i) 8,584 shares beneficially owned by reporting person, and (ii) 2,592 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 1,802 | $0.00 Strike: $88.63 | $0.00 |
DisclosureSEC source: 0001209191-21-029823 · doc4.xml · derivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802 Underlying: Common Stock · 1,802 shares Expires 2031-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 719 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029823 · doc4.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,976 F3 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F4 · balance_after: Consists of (i) 12,384 shares beneficially owned by reporting person, and (ii) 2,592 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 215 | $88.63 | $19,055.45 |
DisclosureSEC source: 0001209191-21-029823 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,257 F1 · shares: Represents 215 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/2021 vesting of 891 shares of restricted stock issued to the reporting person. F2 · balance_after: Consists of (i) 12,384 shares beneficially owned by reporting person, and (ii) 1,873 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 103 | $81.66 | $8,410.98 |
DisclosureSEC source: 0001209191-21-025100 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,472 F1 · shares: Represents 103 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/2017 vesting of 424 shares of restricted stock issued to reporting person. F2 · balance_after: Consists of (i) 11,708 shares beneficially owned by reporting person, and (ii) 2,764 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 21:20 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 5,000 | $44.40 | $222,000.00 |
DisclosureSEC source: 0000899243-20-029530 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,575 F1 · price: The reported price in column 4 represents the weighted average sales price. Reporting person shall provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Consists of (i) 11,387 shares beneficially owned by reporting person, and (ii) 3,188 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:59 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 4,598 | $0.00 Strike: $26.25 | $0.00 |
DisclosureSEC source: 0001209191-20-027178 · doc4.xml · derivative · entry 3 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,598 Underlying: Common Stock · 4,598 shares Expires 2030-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:59 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 121 | $26.25 | $3,176.25 |
DisclosureSEC source: 0001209191-20-027178 · doc4.xml · nonDerivative · entry 2 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,575 F3 · shares: Represents 121 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/2020 vesting of 503 shares of restricted stock issued to reporting person. F4 · balance_after: Consists of (i) 16,387 shares beneficially owned by reporting person, and (ii) 3,188 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:59 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027178 · doc4.xml · nonDerivative · entry 1 Nelson Adam D · CIK 0001621766 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,696 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 16,508 shares beneficially owned by reporting person, and (ii) 3,188 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.