Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TBK · Entity 4635 | Director | February 03, 2020 | February 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date February 03, 2020 · Filed February 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,482 |
Reported balance
After 2020-02-03 transaction · row 1
1 source rowRow 1 · 2020-02-03 · Grant · Acquired 567 · Balance 70,482 F1: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectBy JTHT Enterprises, Ltd. | 34,251 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 34,251 F2: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 5,013 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,013 F3: By Equity Trust Company Custodian FBO Tamara Trail IRA. Reporting person disclaims beneficial ownership of these shares. |
| Common StockSEC Table I · non-derivative | IndirectBy children UTMA/UGMA accounts | 458 |
Reported balance
Holding disclosure · report date 2020-02-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 458 F4: Consists of (i) 273 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 135 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
F2: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
F3: By Equity Trust Company Custodian FBO Tamara Trail IRA. Reporting person disclaims beneficial ownership of these shares.
F4: Consists of (i) 273 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 135 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2020 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006970 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,482 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:25 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041098 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,915 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 3 | $31.66 | $94.98 |
DisclosureSEC source: 0001209191-19-027948 · doc4.xml · nonDerivative · entry 2 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By children UTMA/UGMA accounts Disclosed balance after: 458 F1 · ownership.nature: Consists of (i) 273 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 135 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares. Read SEC document |
| May 03, 2019 Filed May 7, 2019 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 3,225 | $31.11 | $100,329.75 |
DisclosureSEC source: 0001209191-19-027948 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,406 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 23:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007475 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,181 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 18:09 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040737 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,696 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:02 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006981 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,328 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 64,833 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:41 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 2,181 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060915 · doc4.xml · nonDerivative · entry 3 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,939 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F4 · balance_after: Consists of (i) 64,444 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:41 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060915 · doc4.xml · nonDerivative · entry 2 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,013 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F3 · ownership.nature: By Equity Trust Company Custodian FBO Tamara Trail IRA. Reporting person disclaims beneficial ownership of these shares. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:41 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 1,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060915 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By JTHT Enterprises, Ltd. Disclosed balance after: 34,251 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:42 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 30 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049227 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By JTHT Enterprises, Ltd. Disclosed balance after: 32,903 F1 · shares: Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on March 24, 2017. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:30 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043677 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,758 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 62,263 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 18:33 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 70 | $21.93 | $1,535.10 |
DisclosureSEC source: 0001209191-17-028655 · doc4.xml · nonDerivative · entry 2 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By children UTMA/UGMA accounts Disclosed balance after: 455 F2 · ownership.nature: Consists of (i) 270 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 135 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 18:33 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 35 | $21.98 | $769.30 |
DisclosureSEC source: 0001209191-17-028655 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By children UTMA/UGMA accounts Disclosed balance after: 385 F1 · ownership.nature: Consists of (i) 200 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 135 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 21:46 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 20,500 | $22.04 | $451,820.00 |
DisclosureSEC source: 0001209191-17-028484 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,249 F1 · balance_after: Consists of (i) 61,754 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:30 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012114 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By JTHT Enterprises, Ltd. Disclosed balance after: 32,873 F1 · shares: Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on April 1, 2016. F1 · price: Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on April 1, 2016. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007192 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,749 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 40,761 shares beneficially owned by reporting person, and (ii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:39 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-150622 · doc4.xml · nonDerivative · entry 1 Trail Justin N · CIK 0001623619 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By JTHT Enterprises, Ltd. Disclosed balance after: 32,612 F1 · shares: Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on April 1, 2016. F1 · price: Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on April 1, 2016. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.