Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | Director · President & CEO | May 01, 2026 | May 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date May 01, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 158,573 |
Reported balance
After 2026-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 9,391 · Balance 158,573 F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. |
| Common StockSEC Table I · non-derivative | Direct | 169,303 |
Reported balance
After 2026-05-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-01 · Grant · Acquired 10,730 · Balance 169,303 F2: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. F3: Consists of (i) 146,071 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 23,232 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $67.55 · Expires 2036-05-01 | Direct | 17,418 |
Reported balance
After 2026-05-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-01 · Grant · Acquired 17,418 · Balance 17,418 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $54.38 · Expires 2035-05-01 | Direct | 22,376 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 22,376 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $72.00 · Expires 2034-05-01 | Direct | 12,148 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 12,148 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $51.25 · Expires 2033-05-01 | Direct | 15,823 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 15,823 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $69.44 · Expires 2032-05-01 | Direct | 10,886 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 10,886 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $88.63 · Expires 2031-05-01 | Direct | 8,269 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 8,269 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.25 · Expires 2030-05-01 | Direct | 9,767 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 9,767 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $31.00 · Expires 2029-05-01 | Direct | 7,103 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 7,103 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $38.75 · Expires 2028-05-01 | Direct | 9,739 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 9,739 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $25.80 · Expires 2027-05-01 | Direct | 11,883 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 11,883 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,315 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,315 F4: 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
F2: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
F3: Consists of (i) 146,071 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 23,232 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F4: 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA
F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2026 Filed May 6, 2026 00:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 17,418 | $0.00 Strike: $67.55 | $0.00 |
DisclosureSEC source: 0001628280-26-030839 · wk-form4_1778025744.xml · derivative · entry 4 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,418 Underlying: Common Stock · 17,418 shares Expires 2036-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2026 Filed May 6, 2026 00:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 10,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030839 · wk-form4_1778025744.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,303 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. F3 · balance_after: Consists of (i) 146,071 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 23,232 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2026 Filed May 6, 2026 00:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 9,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030839 · wk-form4_1778025744.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,573 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 21:15 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 8,949 | $55.87 | $499,980.63 |
DisclosureSEC source: 0001628280-26-013225 · wk-form4_1772486119.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,182 F1 · shares: The reported transaction reflects the open market purchase of shares of the Issuer's common stock by the reporting person. The shares were purchased in multiple transactions on the transaction date. F2 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3 · balance_after: Consists of (i) 127,647 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 21:15 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 4,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-057022 · wk-form4_1765833338.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,233 F1 · shares: Represents a gift by the reporting person to 501(c)(3) charitable organizations. F2 · balance_after: Consists of (i) 118,698 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:20 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 6,500 | $60.18 | $391,170.00 |
DisclosureSEC source: 0001628280-25-041168 · wk-form4_1756239647.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 144,558 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 123,023 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 20:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 6,500 | $60.15 | $390,975.00 |
DisclosureSEC source: 0001628280-25-030444 · wk-form4_1749585769.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 151,058 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 129,523 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:22 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 22,376 | $0.00 Strike: $54.38 | $0.00 |
DisclosureSEC source: 0001628280-25-022325 · wk-form4_1746483748.xml · derivative · entry 4 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,376 Underlying: Common Stock · 22,376 shares Expires 2035-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:22 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-022325 · wk-form4_1746483748.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,558 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. F3 · balance_after: Consists of (i) 136,023 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2025 Filed May 5, 2025 22:22 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 11,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-022325 · wk-form4_1746483748.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,198 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 21:06 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 9,000 | $68.96 | $620,640.00 |
DisclosureSEC source: 0001628280-25-007720 · wk-form4_1740517544.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 142,533 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 127,060 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 13,500 | $106.36 | $1,435,860.00 |
DisclosureSEC source: 0001628280-24-049742 · wk-form4_1733259942.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 151,533 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 136,060 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 21:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-048259 · wk-form4_1731963890.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,033 F1 · shares: Represents gifts by the reporting person to a 501(c)(3) charitable organizations F2 · balance_after: Consists of (i) 149,560 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 21:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 2,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-048259 · wk-form4_1731963890.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,598 F1 · shares: Represents gifts by the reporting person to a 501(c)(3) charitable organizations Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 20:02 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 7,500 | $84.28 | $632,100.00 |
DisclosureSEC source: 0001628280-24-037884 · wk-form4_1724184123.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,706 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 152,233 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 12,148 | $0.00 Strike: $72.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020263 · wk-form4_1714766433.xml · derivative · entry 5 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,148 Underlying: Common Stock · 12,148 shares Expires 2034-05-01 F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 3,806 | $72.00 | $274,032.00 |
DisclosureSEC source: 0001628280-24-020263 · wk-form4_1714766433.xml · nonDerivative · entry 3 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,206 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards. F4 · balance_after: Consists of (i) 159,733 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 5,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020263 · wk-form4_1714766433.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,012 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 6,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020263 · wk-form4_1714766433.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,996 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 25,000 | $72.92 | $1,823,000.00 |
DisclosureSEC source: 0001628280-23-041668 · wk-form4_1702674040.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 167,703 F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 153,668 shares beneficially owned by reporting person, and (ii) 14,035 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-039769 · wk-form4_1700600621.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,703 F1 · kind: Represents a gift to 501(c)3 charitable organizations. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 23,358 | $65.79 | $1,536,722.82 |
DisclosureSEC source: 0001628280-23-032360 · wf-form4_169480806103640.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 195,560 F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F3 · balance_after: Consists of (i) 181,525 shares beneficially owned by reporting person, and (ii) 14,035 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 26,642 | $65.17 | $1,736,259.14 |
DisclosureSEC source: 0001628280-23-032360 · wf-form4_169480806103640.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 218,918 F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 204,883 shares beneficially owned by reporting person, and (ii) 14,035 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:39 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 15,823 | $0.00 Strike: $51.25 | $0.00 |
DisclosureSEC source: 0001628280-23-015252 · wf-form4_168314636245035.xml · derivative · entry 5 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,823 Underlying: Common Stock · 15,823 shares Expires 2033-05-01 F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:39 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 4,854 | $51.25 | $248,767.50 |
DisclosureSEC source: 0001628280-23-015252 · wf-form4_168314636245035.xml · nonDerivative · entry 3 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,560 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards. F4 · balance_after: Consists of (i) 231,525 shares beneficially owned by reporting person, and (ii) 14,035 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:39 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 11,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015252 · wf-form4_168314636245035.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,414 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:39 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 7,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015252 · wf-form4_168314636245035.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,884 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:06 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 9,698 | $64.17 | $622,320.66 |
DisclosureSEC source: 0001209191-23-011122 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,104 F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards. F3 · balance_after: Consists of (i) 221,366 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:06 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 29,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011122 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,802 F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | SaleCommon Stock | 34,000 | $54.00 | $1,836,000.00 |
DisclosureSEC source: 0001209191-23-005719 · doc4.xml · nonDerivative · entry 3 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,982 F2 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F3 · balance_after: Consists of (i) 201,244 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| December 27, 2022 Filed Jan 31, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005719 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,982 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| December 23, 2022 Filed Jan 31, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 2,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005719 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,157 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 2,500 | $72.00 | $180,000.00 |
DisclosureSEC source: 0001209191-22-045570 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,107 F1 · balance_after: Consists of (i) 238,369 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:56 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 10,886 | $0.00 Strike: $69.44 | $0.00 |
DisclosureSEC source: 0001209191-22-027135 · doc4.xml · derivative · entry 4 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,886 Underlying: Common Stock · 10,886 shares Expires 2032-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:56 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 8,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027135 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,607 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. F3 · balance_after: Consists of (i) 240,869 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:56 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 5,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027135 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,564 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| December 14, 2021 Filed Feb 3, 2022 21:01 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 1,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006740 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,524 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 16,434 | $15.87 Strike: $15.87 | $260,807.58 |
DisclosureSEC source: 0001209191-21-062184 · doc4.xml · derivative · entry 4 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,434 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 16,434 | $113.18 | $1,860,000.12 |
DisclosureSEC source: 0001209191-21-062184 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,069 F1 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Consists of (i) 231,318 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionCommon Stock | 16,434 | $15.87 | $260,807.58 |
DisclosureSEC source: 0001209191-21-062184 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 7, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 2,252 | $89.69 | $201,981.88 |
DisclosureSEC source: 0001209191-21-030870 · doc4.xml · nonDerivative · entry 3 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,069 F1 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · balance_after: Consists of (i) 231,318 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 06, 2021 Filed May 7, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 13,547 | $89.80 | $1,216,520.60 |
DisclosureSEC source: 0001209191-21-030870 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,321 F1 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Consists of (i) 233,570 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 4,201 | $90.24 | $379,098.24 |
DisclosureSEC source: 0001209191-21-030870 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,868 F1 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Consists of (i) 247,117 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 8,269 | $0.00 Strike: $88.63 | $0.00 |
DisclosureSEC source: 0001209191-21-029826 · doc4.xml · derivative · entry 4 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,269 Underlying: Common Stock · 8,269 shares Expires 2031-05-01 F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029826 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,069 F3 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F4 · balance_after: Consists of (i) 251,318 shares beneficially owned by reporting person, and (ii) 7,751 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 542 | $88.63 | $48,037.46 |
DisclosureSEC source: 0001209191-21-029826 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,769 F1 · shares: Represents 542 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/2021 vesting of 2,229 shares of restricted stock issued to reporting person. F2 · balance_after: Consists of (i) 251,318 shares beneficially owned by reporting person, and (ii) 4,451 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 244 | $81.66 | $19,925.04 |
DisclosureSEC source: 0001209191-21-025098 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,311 F1 · shares: Represents 244 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/2017 vesting of 1,003 shares of restricted stock issued to reporting person. F2 · balance_after: Consists of (i) 249,631 shares beneficially owned by reporting person, and (ii) 6,680 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 27,576 | $62.53 | $1,724,327.28 |
DisclosureSEC source: 0000899243-21-003621 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,555 F3 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F4 · balance_after: Consists of (i) 248,872 shares beneficially owned by reporting person, and (ii) 7,683 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| December 15, 2020 Filed Jan 28, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 2,424 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-003621 · doc4.xml · nonDerivative · entry 1 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,131 F1 · kind: Represents shares gifted by the reporting person to 501(c)(3) charitable organizations. F2 · balance_after: Consists of (i) 276,448 shares beneficially owned by reporting person, and (ii) 7,683 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 21:19 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 4,863 | $44.40 | $215,917.20 |
DisclosureSEC source: 0000899243-20-029528 · doc4.xml · nonDerivative · entry 2 Graft Aaron P · CIK 0001621666 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,555 F3 · balance_after: Consists of (i) 278,872 shares beneficially owned by reporting person, and (ii) 7,683 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.