Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | Director | May 01, 2026 | May 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date May 01, 2026 · Filed May 06, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,301 |
Reported balance
After 2026-05-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 1,258 · Balance 38,301 F1: Shares represented by time-vested restricted stock units that vest one year from date of award. F2: This Form 4/A amends the Form 4 filed on May 5, 2026 to correct the number of shares reported in Box 4 from 1,528 shares to 1,258 shares. F3: Consists of (i) 20,909 shares of common stock of Issuer beneficially owned by reporting person, (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty. |
| Depository SharesSEC Table I · non-derivative | Direct | 9,338 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 9,338 F4: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represented by time-vested restricted stock units that vest one year from date of award.
F2: This Form 4/A amends the Form 4 filed on May 5, 2026 to correct the number of shares reported in Box 4 from 1,528 shares to 1,258 shares.
F3: Consists of (i) 20,909 shares of common stock of Issuer beneficially owned by reporting person, (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty.
F4: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MONEYGRAM INTERNATIONAL INC
Report date June 01, 2023 · Filed June 06, 2023
Section 16 reporting ended · disclosed 2023-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-01 transaction · row 1
1 source rowRow 1 · 2023-06-01 · Disposition to issuer · Disposed 230,556 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 14, 2022 (the "Merger Agreement") by and among the Issuer, Mobius Parent Corp., a Delaware corporation ("Parent") and an affiliate of Madison Dearborn Partners, LLC, and Mobius Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, on June 1, 2023 (the "Effective Time"), each share of Common Stock held by the Reporting Person was automatically cancelled and converted into the right to receive $11.00 in cash (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of February 14, 2022 (the "Merger Agreement") by and among the Issuer, Mobius Parent Corp., a Delaware corporation ("Parent") and an affiliate of Madison Dearborn Partners, LLC, and Mobius Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, on June 1, 2023 (the "Effective Time"), each share of Common Stock held by the Reporting Person was automatically cancelled and converted into the right to receive $11.00 in cash (the "Merger Consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2026 Filed May 6, 2026 00:00 UTC Amendment | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030830 · wk-form4a_1778025617.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,301 F1 · shares: Shares represented by time-vested restricted stock units that vest one year from date of award. F2 · shares: This Form 4/A amends the Form 4 filed on May 5, 2026 to correct the number of shares reported in Box 4 from 1,528 shares to 1,258 shares. F3 · balance_after: Consists of (i) 20,909 shares of common stock of Issuer beneficially owned by reporting person, (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty. Read SEC document |
| May 01, 2026 Filed May 5, 2026 20:31 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030637 · wk-form4_1778013104.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,571 F1 · shares: Shares represented by time-vested restricted stock units that vest one year from date of award. F2 · balance_after: Consists of (i) 20,909 shares of common stock of Issuer beneficially owned by reporting person, (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-033944 · wk-form4_1751486678.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,043 F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 20,909 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty. Read SEC document |
| May 02, 2025 Filed May 5, 2025 20:07 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseDepository Shares | 688 | $21.50 | $14,792.00 |
DisclosureSEC source: 0001628280-25-022165 · wk-form4_1746475630.xml · nonDerivative · entry 3 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,338 F1 · security: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. F2 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction. Read SEC document |
| May 01, 2025 Filed May 5, 2025 20:07 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseDepository Shares | 650 | $21.27 | $13,825.50 |
DisclosureSEC source: 0001628280-25-022165 · wk-form4_1746475630.xml · nonDerivative · entry 2 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,650 F1 · security: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. F2 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:10 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-004032 · wk-form4_1738789800.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,430 F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 20,296 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty. Read SEC document |
| October 25, 2024 Filed Oct 29, 2024 20:00 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-044088 · wk-form4_1730232019.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,937 F1 · shares: Represents a gift by the reporting person to a 501(c)(3) charitable organization F2 · balance_after: Consists of (i) 35,937 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:58 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031157 · wk-form4_1720040298.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,937 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 20,803 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:07 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003058 · wk-form4_1706908050.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,469 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 20,335 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:22 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-024463 · wf-form4_168867494549747.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,931 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 19,797 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 06:30 UTC | MONEYGRAM INTERNATIONAL INC MGI · Entity 11693 | Disposition to issuerCommon Stock | 230,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014551 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 14, 2022 (the "Merger Agreement") by and among the Issuer, Mobius Parent Corp., a Delaware corporation ("Parent") and an affiliate of Madison Dearborn Partners, LLC, and Mobius Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent, on June 1, 2023 (the "Effective Time"), each share of Common Stock held by the Reporting Person was automatically cancelled and converted into the right to receive $11.00 in cash (the "Merger Consideration"). Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006771 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,360 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 19,226 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty. Read SEC document |
| January 31, 2023 Filed Jan 31, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 1,500 | $54.96 | $82,440.00 |
DisclosureSEC source: 0001209191-23-005722 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,760 F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 18,626 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 546 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041056 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,260 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 18,626 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 14,634 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:27 UTC | MONEYGRAM INTERNATIONAL INC MGI · Entity 11693 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001273931-22-000080 · wf-form4_165212801562375.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,556 F1 · shares: Represents RSUs vesting in full on May 5, 2023, granted by Issuer in connection with the Reporting Person's service as a non-employee director. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:01 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006745 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,714 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 18,080 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 14,634 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 09:23 UTC | MONEYGRAM INTERNATIONAL INC MGI · Entity 11693 | PurchaseCommon Stock | 2,500 | $5.70 | $14,250.00 |
DisclosureSEC source: 0001273931-21-000157 · wf-form4_163672697792501.xml · nonDerivative · entry 2 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,556 Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 09:23 UTC | MONEYGRAM INTERNATIONAL INC MGI · Entity 11693 | PurchaseCommon Stock | 5,000 | $5.76 | $28,800.00 |
DisclosureSEC source: 0001273931-21-000157 · wf-form4_163672697792501.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,056 Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045393 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,315 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 17,681 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| May 05, 2021 Filed May 7, 2021 16:39 UTC | MONEYGRAM INTERNATIONAL INC MGI · Entity 11693 | GrantCommon Stock | 18,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001273931-21-000106 · wf-form4_162041992775734.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,056 F1 · shares: Represents RSUs vesting in full on May 5, 2022, granted by Issuer in connection with the Reporting Person's service as a non-employee director. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004705 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,014 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 17,380 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 6,000 | $62.29 | $373,740.00 |
DisclosureSEC source: 0000899243-21-003620 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,627 F1 · price: The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Consists of (i) 16,993 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040989 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,627 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 16,993 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 20,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| June 19, 2020 Filed Jun 19, 2020 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseDepository Shares | 8,000 | $25.00 | $200,000.00 |
DisclosureSEC source: 0001209191-20-037895 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · security: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. F1 · kind: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,000 | $20.93 | $20,930.00 |
DisclosureSEC source: 0001209191-20-029687 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,664 F1 · price: $20.93 represents the weighted average purchase price per share for the 1,000 aggregate amount of shares transaction reported on this line. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 16,030 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 20,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| May 06, 2020 Filed May 8, 2020 17:18 UTC | MONEYGRAM INTERNATIONAL INC MGI · Entity 11693 | GrantCommon Stock | 82,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001273931-20-000082 · wf-form4_158897266343340.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,287 F1 · shares: Represents restricted stock units vesting in full on May 6, 2021, granted by Issuer in connection with the Reporting Person's service as a non-employee director. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006966 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,664 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 16,030 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 19,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 20:48 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,500 | $32.60 | $48,900.00 |
DisclosureSEC source: 0001209191-19-054124 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,097 F1 · price: $32.60 represents the weighted average purchase price per share for the 1,500 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $32.54 to $32.63. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 15,463 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 19,634 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 21:09 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,000 | $27.94 | $27,940.00 |
DisclosureSEC source: 0001209191-19-047617 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,597 F1 · balance_after: Consists of (i) 15,463 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 18,134 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 21:26 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 800 | $29.10 | $23,280.00 |
DisclosureSEC source: 0001209191-19-045970 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,597 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 15,463 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 17,134 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:59 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041023 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,797 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 15,463 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,334 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:34 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,500 | $27.70 | $41,550.00 |
DisclosureSEC source: 0001209191-19-035813 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,288 F1 · price: $27.70 represents the weighted average purchase price per share for the 1,500 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $27.66 to $27.79. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 14,954 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,334 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,500 | $29.25 | $43,875.00 |
DisclosureSEC source: 0001209191-19-030456 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,788 F1 · balance_after: Consists of (i) 14,954 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,834 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| May 09, 2019 Filed May 13, 2019 17:53 UTC | MONEYGRAM INTERNATIONAL INC MGI · Entity 11693 | GrantCommon Stock | 58,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001273931-19-000079 · wf-form4_155778437702547.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,505 F1 · shares: Represents restricted stock units vesting in full on May 9, 2020, granted by the Issuer in connection with the Reporting Person's service as a non-employee director. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:49 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007454 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,288 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 14,954 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 13,334 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:49 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,000 | $30.85 | $30,850.00 |
DisclosureSEC source: 0001209191-19-006187 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,803 F1 · price: $30.85 represents the weighted average purchase price per share for the 1,000 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $30.85 to $30.835. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 14,469 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 13,334 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 23:09 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 600 | $38.10 | $22,860.00 |
DisclosureSEC source: 0001209191-18-044815 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,803 F1 · balance_after: Consists of (i) 14,469 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 12,334 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 17:58 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040718 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,203 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 14,469 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 11,734 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| May 14, 2018 Filed May 15, 2018 22:08 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 250 | $39.60 | $9,898.75 |
DisclosureSEC source: 0001209191-18-030296 · doc4.xml · nonDerivative · entry 2 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,835 F1 · balance_after: Consists of (i) 14,101 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 11,734 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:08 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 500 | $39.75 | $19,872.50 |
DisclosureSEC source: 0001209191-18-030296 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,585 Read SEC document |
| May 02, 2018 Filed May 10, 2018 16:50 UTC | MONEYGRAM INTERNATIONAL INC MGI · Entity 11693 | GrantCommon stock | 14,603 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012362 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,542 F1 · security: Securities acquired represent restricted stock units that will vest in full on May 2, 2019, which were granted by the Issuer in connection with the Reporting Person's services as a director for the term ending at the 2019 annual meeting of stockholders of MoneyGram International, Inc. F1 · shares: Securities acquired represent restricted stock units that will vest in full on May 2, 2019, which were granted by the Issuer in connection with the Reporting Person's services as a director for the term ending at the 2019 annual meeting of stockholders of MoneyGram International, Inc. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:44 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006922 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,085 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 13,606 shares of common stock of Issuer beneficially owned by reporting person, (ii) 10,984 shares of common stock of Issuer beneficially owned jointly with spouse Linda B. Rafferty, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 20:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 500 | $30.60 | $15,300.00 |
DisclosureSEC source: 0001209191-17-059162 · doc4.xml · nonDerivative · entry 2 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,696 F1 · balance_after: Consists of (i) 13,217 shares of common stock of Issuer beneficially owned by reporting person, (ii) 10,984 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 500 | $30.84 | $15,420.00 |
DisclosureSEC source: 0001209191-17-059162 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,196 Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:14 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 100 | $31.60 | $3,160.00 |
DisclosureSEC source: 0001209191-17-057940 · doc4.xml · nonDerivative · entry 2 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,696 F1 · balance_after: Consists of (i) 13,217 shares of common stock of Issuer beneficially owned by reporting person, (ii) 9,984 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:14 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 400 | $31.65 | $12,660.00 |
DisclosureSEC source: 0001209191-17-057940 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,596 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:22 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043657 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,196 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 13,217 shares of common stock of Issuer beneficially owned by reporting person, (ii) 7,984 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 16:49 UTC | MONEYGRAM INTERNATIONAL INC MGI · Entity 11693 | GrantCommon Stock | 7,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001273931-17-000015 · wf-form4_149747335211183.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,939 F1 · shares: Securities acquired represent restricted stock units that will vest in full on June 12, 2018, which were granted by the Issuer in connection with the Reporting Person's services as a director for the term ending at the 2018 annual meeting of stockholders of MoneyGram International, Inc. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 21:49 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 500 | $21.95 | $10,975.00 |
DisclosureSEC source: 0001209191-17-028237 · doc4.xml · nonDerivative · entry 2 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,687 F1 · balance_after: Consists of (i) 12,708 shares beneficially owned by reporting person,(ii) 9,484 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty, and (iii) 495 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 21:49 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,000 | $22.00 | $22,000.00 |
DisclosureSEC source: 0001209191-17-028237 · doc4.xml · nonDerivative · entry 1 Rafferty Michael P · CIK 0001621769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,187 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.