Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | Director | May 01, 2026 | May 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date May 01, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,757 |
Reported balance
After 2026-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 1,258 · Balance 50,757 F1: Shares represented by time-vested restricted stock units that vest one year from date of award. F2: Consists of (i) 49,499 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 5,959 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,959 F3: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectBy SBS Equity, LLC | 122,119 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 122,119 F3: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectC. Todd Sparks FLP | 4,000 |
Reported balance
Holding disclosure · report date 2026-05-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,000 F3: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represented by time-vested restricted stock units that vest one year from date of award.
F2: Consists of (i) 49,499 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F3: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2026 Filed May 5, 2026 20:32 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-030639 · wk-form4_1778013120.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,757 F1 · shares: Shares represented by time-vested restricted stock units that vest one year from date of award. F2 · balance_after: Consists of (i) 49,499 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-033942 · wk-form4_1751486641.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,499 F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | OtherCommon Stock | 11,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-026251 · wk-form4_1747425668.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Sparco Market Fund Disclosed balance after: 0 F1 · shares: Represents shares of common stock distributed to the shareholders of Sparco Market Fund other than the reporting person as part of the winding up of such entity. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:11 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-004037 · wk-form4_1738789884.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,904 F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:41 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031139 · wk-form4_1720039272.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,411 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 45,411 shares beneficially owned by reporting person. Read SEC document |
| June 20, 2024 Filed Feb 5, 2025 21:11 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | OtherCommon Stock | 4,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-004037 · wk-form4_1738789884.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 5,959 F2 · shares: Represents shares inherited by the Reporting Person's spouse pursuant to the laws of decent and distribution. F3 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:09 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003060 · wk-form4_1706908161.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,943 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 44,943 shares beneficially owned by reporting person. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:26 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-024465 · wf-form4_168867515228074.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,405 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:06 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006773 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,834 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 4,000 | $55.20 | $220,800.00 |
DisclosureSEC source: 0001209191-23-005716 · doc4.xml · nonDerivative · entry 3 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · C. Todd Sparks FLP Disclosed balance after: 4,000 F2 · kind: Shares purchased by the C. Todd Sparks Family Limited Partnership. Reporting person exercises voting and dispositive control of these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 1,610 | $55.00 | $88,550.00 |
DisclosureSEC source: 0001209191-23-005716 · doc4.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sparco Market Fund Disclosed balance after: 14,910 F1 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 3,890 | $55.00 | $213,950.00 |
DisclosureSEC source: 0001209191-23-005716 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,234 Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041063 · doc4.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,344 F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| June 07, 2022 Filed Jul 6, 2022 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041063 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,591 F1 · kind: On June 7, 2022, the reporting person transferred 13,000 shares of common stock to an irrevocable trust for the benefit of reporting person's children. Neither reporting person nor reporting person's children have dispositive control of the shares held by such trust. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006743 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,591 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 9,611 | $92.09 | $885,076.99 |
DisclosureSEC source: 0001209191-21-058171 · doc4.xml · nonDerivative · entry 3 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 122,119 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| September 29, 2021 Filed Sep 30, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 25,000 | $94.99 | $2,374,750.00 |
DisclosureSEC source: 0001209191-21-058171 · doc4.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 131,730 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 15,389 | $92.10 | $1,417,326.90 |
DisclosureSEC source: 0001209191-21-058171 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 156,730 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| September 27, 2021 Filed Sep 28, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 18,933 | $89.37 | $1,692,042.21 |
DisclosureSEC source: 0001209191-21-057906 · doc4.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 172,119 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 6,067 | $89.19 | $541,115.73 |
DisclosureSEC source: 0001209191-21-057906 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 191,052 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 21,200 | $85.75 | $1,817,900.00 |
DisclosureSEC source: 0001209191-21-057564 · doc4.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 197,119 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 3,800 | $85.30 | $324,140.00 |
DisclosureSEC source: 0001209191-21-057564 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 218,319 F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045391 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,041 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004702 · doc4.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,630 F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| December 09, 2020 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004702 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,101 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 21:20 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 50,000 | $44.40 | $2,220,000.00 |
DisclosureSEC source: 0000899243-20-029529 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity LLC Disclosed balance after: 222,119 F1 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:25 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041015 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,101 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 2,300 | $20.18 | $46,414.00 |
DisclosureSEC source: 0001209191-20-019213 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sparco Market Fund Disclosed balance after: 13,300 F1 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:12 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 2,000 | $24.57 | $49,140.00 |
DisclosureSEC source: 0001209191-20-018066 · doc4.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sparco Market Fund Disclosed balance after: 11,000 F1 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:12 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,300 | $24.57 | $31,941.00 |
DisclosureSEC source: 0001209191-20-018066 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,785 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:03 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 430 | $37.76 | $16,236.80 |
DisclosureSEC source: 0001209191-20-014568 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,730 F1 · price: $37.76 represents the weighted average purchase price per share for the 430 aggregate amount of shares in the transaction reported on this line. The range of price per share in the reported transaction is $37.75 to $37.76. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006971 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,485 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:23 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 789 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041090 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,710 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:57 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 752 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007466 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,921 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 21:39 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,000 | $38.70 | $38,700.00 |
DisclosureSEC source: 0001209191-18-044444 · doc4.xml · nonDerivative · entry 3 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse, Trustee for Katherine A. Bowling Trust I Disclosed balance after: 1,300 F1 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 21:39 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,000 | $38.74 | $38,740.00 |
DisclosureSEC source: 0001209191-18-044444 · doc4.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sparco Market Fund Disclosed balance after: 9,000 F1 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 21:39 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,000 | $38.80 | $38,800.00 |
DisclosureSEC source: 0001209191-18-044444 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,169 Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 18:07 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040735 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,169 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:58 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006974 · doc4.xml · nonDerivative · entry 2 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,617 F3 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F3 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F4 · balance_after: Consists of (i) 44,122 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| December 01, 2017 Filed Feb 2, 2018 21:58 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006974 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,034 F1 · kind: Represents a bone fide gift to The Sparks Foundation, Inc., a 501(c)(3) charitable organization. F2 · balance_after: Consists of (i) 43,539 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:35 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 28,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060912 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 272,119 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:41 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 1,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049226 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 243,599 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:27 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043667 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,034 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 45,539 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of reporting person subject to future time vesting requirements. Read SEC document |
| April 28, 2017 Filed Feb 15, 2018 01:01 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 300 | $22.20 | $6,660.00 |
DisclosureSEC source: 0001209191-18-010197 · doc5.xml · nonDerivative · entry 4 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse, Trustee of The Katherine A. Bolwing Trust I Disclosed balance after: 300 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:16 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 12,809 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012080 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 242,101 F1 · shares: Shares were distributed to SBS Equity, LLC as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on April 1, 2016. F1 · price: Shares were distributed to SBS Equity, LLC as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on April 1, 2016. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:14 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007189 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,525 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 44,537 shares beneficially owned by reporting person, and (ii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:39 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 18,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-150621 · doc4.xml · nonDerivative · entry 1 Sparks C Todd · CIK 0001621665 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By SBS Equity, LLC Disclosed balance after: 229,292 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.