Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TBK · Entity 4635 | EVP & CLO - TBK Bank, SSB | April 01, 2019 | April 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date April 01, 2019 · Filed April 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,249 |
Reported balance
After 2019-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-01 · Tax withholding · Disposed 355 · Balance 11,249 F1: Represents 355 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/19 vesting of 1,507 shares of restricted stock issued to reporting person. F2: Consists of (i) 8,076 shares beneficially owned by reporting person, and (ii) 3,173 shares of restricted stock of the reporting person subject to future time vesting requirements. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 355 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/19 vesting of 1,507 shares of restricted stock issued to reporting person.
F2: Consists of (i) 8,076 shares beneficially owned by reporting person, and (ii) 3,173 shares of restricted stock of the reporting person subject to future time vesting requirements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 3, 2019 16:46 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 355 | $29.98 | $10,642.90 |
DisclosureSEC source: 0001209191-19-023210 · doc4.xml · nonDerivative · entry 1 Karas Daniel J. · CIK 0001674229 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,249 F1 · shares: Represents 355 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/19 vesting of 1,507 shares of restricted stock issued to reporting person. F2 · balance_after: Consists of (i) 8,076 shares beneficially owned by reporting person, and (ii) 3,173 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 17:57 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 3,000 | $41.96 | $125,868.00 |
DisclosureSEC source: 0001209191-18-046299 · doc4.xml · nonDerivative · entry 1 Karas Daniel J. · CIK 0001674229 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,604 F1 · balance_after: Consists of (i) 6,924 shares beneficially owned by reporting person, and (ii) 4,680 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:51 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 3,640 | $0.00 Strike: $38.75 | $0.00 |
DisclosureSEC source: 0001209191-18-027678 · doc4.xml · derivative · entry 2 Karas Daniel J. · CIK 0001674229 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,640 Underlying: Common Stock · 3,640 shares Expires 2028-05-01 F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:51 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027678 · doc4.xml · nonDerivative · entry 1 Karas Daniel J. · CIK 0001674229 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,604 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth (rounded down to the nearest whole share, as applicable) of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 9,924 shares beneficially owned by reporting person, and (ii) 4,680 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:19 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 549 | $41.20 | $22,618.80 |
DisclosureSEC source: 0001209191-18-023180 · doc4.xml · nonDerivative · entry 1 Karas Daniel J. · CIK 0001674229 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,362 F1 · shares: Represents 549 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/18 vesting of 2,274 shares of restricted stock issued to reporting person. F2 · balance_after: Consists of (i) 9,924 shares beneficially owned by reporting person, and (ii) 3,438 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 16:16 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 5,023 | $0.00 Strike: $25.80 | $0.00 |
DisclosureSEC source: 0001209191-17-025628 · doc4.xml · derivative · entry 3 Karas Daniel J. · CIK 0001674229 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,023 Underlying: Common Stock · 5,023 shares Expires 2027-04-01 F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 16:16 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 488 | $25.80 | $12,590.40 |
DisclosureSEC source: 0001209191-17-025628 · doc4.xml · nonDerivative · entry 2 Karas Daniel J. · CIK 0001674229 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,911 F2 · shares: Represents 488 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/17 vesting of 1,849 shares of restricted stock issued to reporting person. F3 · balance_after: Consists of (i) 8,199 shares beneficially owned by reporting person, and (ii) 5,712 shares of restricted stock of the reporting person subject to future time vesting requirements Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 16:16 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025628 · doc4.xml · nonDerivative · entry 1 Karas Daniel J. · CIK 0001674229 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,399 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth (rounded down to the nearest whole share, as applicable) of such shares shall vest on each of the first four anniversaries of the date of grant. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 19:23 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 547 | $21.45 | $11,733.15 |
DisclosureSEC source: 0001209191-16-153514 · doc4.xml · nonDerivative · entry 1 Karas Daniel J. · CIK 0001674229 · EVP & CLO - TBK Bank, SSB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,703 F1 · shares: Represents 547 shares surrendered to satisfy applicable federal income tax withholding associated with the 12/1/16 vesting of 2,000 shares of restricted stock issued to reporting person. F2 · price: Represents closing price per share of Issuer's common on the date of vesting (12/1/16). F3 · balance_after: Consists of (i) 6,838 shares of common stock beneficially owned by the reporting person, and (ii) 5,865 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.