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MCCLAIN DEREK R

Disclosed activity across 1 company

Tapewire entity
179229
SEC CIK
0001190866

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Triumph Financial, Inc.TBK · Entity 4635DirectorJanuary 31, 2017February 02, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Triumph Financial, Inc.

Report date January 31, 2017 · Filed February 02, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,539 Reported balance After 2017-01-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-01-31 · Grant · Acquired 462 · Balance 15,539

F1: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2: Consists of (i) 5,915 shares beneficially owned by reporting person, (ii) 8,636 shares of common stock held jointly with reporting person's spouse, Janet A. McClain, and (iii) 988 shares of restricted stock of the reporting person subject to future vesting requirements.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2: Consists of (i) 5,915 shares beneficially owned by reporting person, (ii) 8,636 shares of common stock held jointly with reporting person's spouse, Janet A. McClain, and (iii) 988 shares of restricted stock of the reporting person subject to future vesting requirements.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2017 Filed Feb 2, 2017 17:10 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 462 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007177 · doc4.xml · nonDerivative · entry 1

MCCLAIN DEREK R · CIK 0001190866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,539

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 5,915 shares beneficially owned by reporting person, (ii) 8,636 shares of common stock held jointly with reporting person's spouse, Janet A. McClain, and (iii) 988 shares of restricted stock of the reporting person subject to future vesting requirements.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.