Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | EVP and Secretary | May 01, 2024 | May 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date May 01, 2024 · Filed May 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,229 |
Reported balance
After 2024-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-01 · Grant · Acquired 1,041 · Balance 49,229 F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. |
| Common StockSEC Table I · non-derivative | Direct | 50,386 |
Reported balance
After 2024-05-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-05-01 · Grant · Acquired 1,157 · Balance 50,386 F2: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 49,478 |
Reported balance
After 2024-05-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-05-01 · Tax withholding · Disposed 908 · Balance 49,478 F3: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards. F4: Consists of (i) 46,608 shares beneficially owned by reporting person, and (ii) 2,870 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $72.00 · Expires 2034-05-01 | Direct | 2,010 |
Reported balance
After 2024-05-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-05-01 · Grant · Acquired 2,010 · Balance 2,010 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $51.25 · Expires 2033-05-01 | Direct | 2,976 |
Reported balance
Holding disclosure · report date 2024-05-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,976 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $69.44 · Expires 2032-05-01 | Direct | 2,332 |
Reported balance
Holding disclosure · report date 2024-05-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,332 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $88.63 · Expires 2031-05-01 | Direct | 1,908 |
Reported balance
Holding disclosure · report date 2024-05-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,908 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.25 · Expires 2030-05-01 | Direct | 5,259 |
Reported balance
Holding disclosure · report date 2024-05-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 5,259 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $31.00 · Expires 2029-05-01 | Direct | 2,966 |
Reported balance
Holding disclosure · report date 2024-05-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 2,966 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $38.75 · Expires 2028-05-01 | Direct | 1,820 |
Reported balance
Holding disclosure · report date 2024-05-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 1,820 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $25.80 · Expires 2027-05-01 | Direct | 4,382 |
Reported balance
Holding disclosure · report date 2024-05-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 4,382 F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
F2: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
F3: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.
F4: Consists of (i) 46,608 shares beneficially owned by reporting person, and (ii) 2,870 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F5: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
F6: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2024 Filed May 3, 2024 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,010 | $0.00 Strike: $72.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020264 · wk-form4_1714766467.xml · derivative · entry 4 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,010 Underlying: Common Stock · 2,010 shares Expires 2034-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 908 | $72.00 | $65,376.00 |
DisclosureSEC source: 0001628280-24-020264 · wk-form4_1714766467.xml · nonDerivative · entry 3 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,478 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards. F4 · balance_after: Consists of (i) 46,608 shares beneficially owned by reporting person, and (ii) 2,870 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020264 · wk-form4_1714766467.xml · nonDerivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,386 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-020264 · wk-form4_1714766467.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,229 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:39 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,976 | $0.00 Strike: $51.25 | $0.00 |
DisclosureSEC source: 0001628280-23-015251 · wf-form4_168314633924111.xml · derivative · entry 4 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,976 Underlying: Common Stock · 2,976 shares Expires 2033-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:39 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 2,743 | $51.25 | $140,578.75 |
DisclosureSEC source: 0001628280-23-015251 · wf-form4_168314633924111.xml · nonDerivative · entry 3 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,189 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards. F4 · balance_after: Consists of (i) 45,089 shares beneficially owned by reporting person, and (ii) 3,100 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:39 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 6,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015251 · wf-form4_168314633924111.xml · nonDerivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,932 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:39 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 1,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-015251 · wf-form4_168314633924111.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,723 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | Tax withholdingCommon Stock | 6,714 | $64.17 | $430,837.38 |
DisclosureSEC source: 0001209191-23-011117 · doc4.xml · nonDerivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,260 F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards. F3 · balance_after: Consists of (i) 40,480 shares beneficially owned by reporting person, and (ii) 2,780 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 17,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011117 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,974 F1 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:36 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,332 | $0.00 Strike: $69.44 | $0.00 |
DisclosureSEC source: 0001209191-22-027109 · doc4.xml · derivative · entry 4 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,332 Underlying: Common Stock · 2,332 shares Expires 2032-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:36 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 1,694 | $69.44 | $117,631.36 |
DisclosureSEC source: 0001209191-22-027109 · doc4.xml · nonDerivative · entry 3 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,224 F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock and performance awards. F4 · balance_after: Consists of (i) 29,444 shares beneficially owned by reporting person, and (ii) 2,780 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:36 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 3,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027109 · doc4.xml · nonDerivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,918 F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:36 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027109 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,560 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 741 | $0.00 Strike: $25.80 | $0.00 |
DisclosureSEC source: 0001209191-21-061790 · doc4.xml · derivative · entry 5 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,382 Underlying: Common Stock · 5,123 shares Expires 2027-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 7,176 | $0.00 Strike: $15.87 | $0.00 |
DisclosureSEC source: 0001209191-21-061790 · doc4.xml · derivative · entry 4 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,176 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 7,917 | $117.84 | $932,939.28 |
DisclosureSEC source: 0001209191-21-061790 · doc4.xml · nonDerivative · entry 3 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,480 F1 · price: The reported price in column 4 represents the weighted average sale price. Reporting person will provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Consists of (i) 26,596 shares of common stock beneficially owned by reporting person, and (ii) 2,884 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionCommon Stock | 741 | $25.80 | $19,117.80 |
DisclosureSEC source: 0001209191-21-061790 · doc4.xml · nonDerivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionCommon Stock | 7,176 | $15.87 | $113,883.12 |
DisclosureSEC source: 0001209191-21-061790 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionEmployee Stock Options · Derivative | 1,820 | $0.00 Strike: $38.75 | $0.00 |
DisclosureSEC source: 0001209191-21-038168 · doc4.xml · derivative · entry 3 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820 Underlying: Common Stock · 1,820 shares Expires 2028-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 1,820 | $84.25 | $153,335.00 |
DisclosureSEC source: 0001209191-21-038168 · doc4.xml · nonDerivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,480 F1 · price: The reported price in column 4 represents the weighted average sale price. Reporting person will provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Consists of (i) 26,596 shares of common stock beneficially owned by reporting person, and (ii) 2,884 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Exercise / conversionCommon Stock | 1,820 | $38.75 | $70,525.00 |
DisclosureSEC source: 0001209191-21-038168 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:01 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 1,908 | $0.00 Strike: $88.63 | $0.00 |
DisclosureSEC source: 0001209191-21-029827 · doc4.xml · derivative · entry 3 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,908 Underlying: Common Stock · 1,908 shares Expires 2031-05-01 F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:01 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 762 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029827 · doc4.xml · nonDerivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,480 F3 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F4 · balance_after: Consists of (i) 26,596 shares beneficially owned by reporting person, and (ii) 2,884 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:01 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 240 | $88.63 | $21,271.20 |
DisclosureSEC source: 0001209191-21-029827 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,718 F1 · shares: Represents 240 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/2021 vesting of 993 shares of restricted stock issued to reporting person. F2 · balance_after: Consists of (i) 26,596 shares beneficially owned by reporting person, and (ii) 2,122 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 105 | $81.66 | $8,574.30 |
DisclosureSEC source: 0001209191-21-025099 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,958 F1 · shares: Represents 105 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/2017 vesting of 433 shares of restricted stock issued to reporting person. F2 · balance_after: Consists of (i) 25,843 shares beneficially owned by reporting person, and (ii) 3,115 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| October 28, 2020 Filed Oct 28, 2020 21:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 1,500 | $43.63 | $65,445.00 |
DisclosureSEC source: 0000899243-20-029519 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,063 Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:52 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 5,259 | $0.00 Strike: $26.25 | $0.00 |
DisclosureSEC source: 0001209191-20-027172 · doc4.xml · derivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,259 Underlying: Common Stock · 5,259 shares Expires 2030-05-01 F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:52 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027172 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,563 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 27,015 shares beneficially owned by reporting person, and (ii) 3,548 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 2,966 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027332 · doc4.xml · derivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,966 Underlying: Common Stock · 2,966 shares Expires 2029-05-01 F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:15 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027332 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,789 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 25,372 shares beneficially owned by reporting person, and (ii) 3,417 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:57 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 3,640 | $0.00 Strike: $38.75 | $0.00 |
DisclosureSEC source: 0001209191-18-027683 · doc4.xml · derivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,640 Underlying: Common Stock · 3,640 shares Expires 2028-05-01 F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:57 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027683 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,830 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth (rounded down to the nearest whole share, as applicable) of such shares shall vest on each of the first four anniversaries of the date of grant. F2 · balance_after: Consists of (i) 23,967 shares beneficially owned by reporting person, and (ii) 3,863 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:16 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 482 | $41.20 | $19,858.40 |
DisclosureSEC source: 0001209191-18-023176 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,588 F1 · shares: Represents 482 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/18 vesting of 1,984 shares of restricted stock issued to reporting person. F2 · balance_after: Consists of (i) 23,967 shares beneficially owned by reporting person, and (ii) 2,621 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 20:13 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantEmployee Stock Options · Derivative | 5,123 | $0.00 Strike: $25.80 | $0.00 |
DisclosureSEC source: 0001209191-17-025614 · doc4.xml · derivative · entry 3 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,123 Underlying: Common Stock · 5,123 shares Expires 2027-04-01 F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 20:13 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 410 | $25.80 | $10,578.00 |
DisclosureSEC source: 0001209191-17-025614 · doc4.xml · nonDerivative · entry 2 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,070 F2 · shares: Represents 409 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/17 vesting of 1,550 shares of restricted stock issued to reporting person. F3 · balance_after: Consists of (i) 22,466 shares beneficially owned by reporting person, and (ii) 4,605 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| April 01, 2017 Filed Apr 5, 2017 20:13 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 1,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025614 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,480 F1 · shares: Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth (rounded down to the nearest whole share, as applicable) of such shares shall vest on each of the first four anniversaries of the date of grant. Read SEC document |
| December 01, 2016 Filed Dec 30, 2016 21:03 UTC | Triumph Financial, Inc. TBK · Entity 4635 | Tax withholdingCommon Stock | 1,671 | $21.45 | $35,842.95 |
DisclosureSEC source: 0001209191-16-157073 · doc4.xml · nonDerivative · entry 1 Lehmann Gail · CIK 0001621763 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,750 F1 · shares: Represents 1,671 shares surrendered to satisfy applicable federal income tax withholding associated with the 12/1/16 vesting of 6,111 shares of restricted stock issued to reporting person. F2 · price: Represents closing price per share of Issuer's common stock on the date of vesting (12/1/16). F3 · balance_after: Consists of (i) 21,325 shares beneficially owned by reporting person, and (ii) 4,425 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.