Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TBK · Entity 4635 | Director | March 05, 2020 | March 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date March 05, 2020 · Filed March 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,358 |
Reported balance
After 2020-03-05 transaction · row 1
1 source rowRow 1 · 2020-03-05 · Purchase · Acquired 3,000 · Balance 68,358 F1: $33.42 represents the weighted average purchase price per share for the 3,000 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: $33.42 represents the weighted average purchase price per share for the 3,000 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2020 Filed Mar 6, 2020 21:06 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 3,000 | $33.42 | $100,260.00 |
DisclosureSEC source: 0001209191-20-016894 · doc4.xml · nonDerivative · entry 1 Dobrient Robert · CIK 0001621761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,358 F1 · price: $33.42 represents the weighted average purchase price per share for the 3,000 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006968 · doc4.xml · nonDerivative · entry 1 Dobrient Robert · CIK 0001621761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,358 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:51 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041006 · doc4.xml · nonDerivative · entry 1 Dobrient Robert · CIK 0001621761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,791 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:11 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 1,000 | $28.76 | $28,760.00 |
DisclosureSEC source: 0001209191-19-036746 · doc4.xml · nonDerivative · entry 1 Dobrient Robert · CIK 0001621761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,282 F1 · price: $28.76 represents the weighted average purchase price per share for the 1,000 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $28.72 to $28.80. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:42 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007441 · doc4.xml · nonDerivative · entry 1 Dobrient Robert · CIK 0001621761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,282 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 17:47 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040687 · doc4.xml · nonDerivative · entry 1 Dobrient Robert · CIK 0001621761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,797 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:35 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006900 · doc4.xml · nonDerivative · entry 1 Dobrient Robert · CIK 0001621761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,429 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 61,934 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:19 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 2,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060878 · doc4.xml · nonDerivative · entry 1 Dobrient Robert · CIK 0001621761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,040 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F2 · balance_after: Consists of (i) 61,545 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:14 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043637 · doc4.xml · nonDerivative · entry 1 Dobrient Robert · CIK 0001621761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,133 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 58,638 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:08 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007173 · doc4.xml · nonDerivative · entry 1 Dobrient Robert · CIK 0001621761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,624 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 58,624 shares beneficially owned by reporting person, and (ii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.