Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Triumph Financial, Inc.TFIN · Entity 4635 | Director | May 01, 2025 | May 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Triumph Financial, Inc.
Report date May 01, 2025 · Filed May 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectCharles A. Anderson Exempt Trust | 10,000 |
Reported balance
After 2025-05-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-05-01 · Other · Acquired 10,000 · Balance 10,000 F1: Represents shares inherited by the Reporting Person pursuant to the laws of decent and distribution F2: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | Direct | 132,501 |
Reported balance
Holding disclosure · report date 2025-05-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 132,501 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares inherited by the Reporting Person pursuant to the laws of decent and distribution
F2: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2025 Filed May 5, 2025 20:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | OtherCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-022157 · wk-form4_1746475528.xml · nonDerivative · entry 2 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Charles A. Anderson Exempt Trust Disclosed balance after: 10,000 F1 · shares: Represents shares inherited by the Reporting Person pursuant to the laws of decent and distribution F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 20:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 3,950 | $50.96 | $201,292.00 |
DisclosureSEC source: 0001628280-25-019924 · wk-form4_1745611267.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,501 F1 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction. F2 · balance_after: Consists of (i) 119,760 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:04 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-004021 · wk-form4_1738789490.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,551 F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 115,810 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-051187 · wk-form4_1734123908.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,058 F1 · shares: Represents a gift by the reporting person to a 501(c)(3) charitable organization F2 · balance_after: Consists of (i) 115,317 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:07 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031096 · wk-form4_1720037255.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,658 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 115,317 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,341 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 21:01 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003044 · wk-form4_1706907686.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,190 F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 114,849 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,341 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| October 27, 2023 Filed Oct 31, 2023 20:14 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-035719 · wk-form4_1698783277.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,652 F1 · kind: The transaction reported involved a gift by the reporting person to a 501(c)3 organization. F2 · balance_after: Consists of (i) 114,311 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,341 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:20 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-024460 · wf-form4_168867482118746.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,152 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 114,311 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,841 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:05 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | GrantCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006769 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,581 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 113,740 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,841 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:45 UTC | Triumph Financial, Inc. TFIN · Entity 4635 | PurchaseCommon Stock | 3,650 | $54.89 | $200,348.50 |
DisclosureSEC source: 0001209191-23-005715 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,981 F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 113,140 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,841 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:06 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 546 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041064 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,331 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 113,140 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 13,191 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:06 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 2,925 | $68.85 | $201,386.25 |
DisclosureSEC source: 0001209191-22-027061 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,785 F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 112,594 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 13,191 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006737 · doc4.xml · nonDerivative · entry 2 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,860 F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F3 · balance_after: Consists of (i) 112,594 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 10,266 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| December 28, 2021 Filed Feb 3, 2022 21:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 4,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006737 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,461 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045385 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,631 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 112,195 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 14,436 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | SaleCommon Stock | 20,000 | $82.46 | $1,649,200.00 |
DisclosureSEC source: 0000899243-21-020134 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,330 F1 · price: The reported price in column 4 represents the weighted average sales price. Reporting person shall provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Consists of (i) 111,894 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 14,436 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004697 · doc4.xml · nonDerivative · entry 2 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,330 F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F3 · balance_after: Consists of (i) 131,894 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 14,436 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| November 30, 2020 Filed Feb 3, 2021 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-004697 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,943 F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:05 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040995 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,943 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 151,507 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,436 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 32,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028241 · doc4.xml · nonDerivative · entry 2 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,980 F3 · kind: The transaction reported involved a gift by the reporting person to a 501(c)3 organization. F4 · balance_after: Consists of (i) 150,544 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,436 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 32,000 | $24.74 | $791,680.00 |
DisclosureSEC source: 0001209191-20-028241 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,337 F1 · price: $24.74 represents the weighted average purchase price per share for the 32,000 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 150,544 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 46,793 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006967 · doc4.xml · nonDerivative · entry 2 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,337 F3 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F3 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F4 · balance_after: Consists of (i) 150,544 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,793 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| December 19, 2019 Filed Feb 5, 2020 22:00 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 7,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006967 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,770 F1 · kind: The transaction reported involved a gift by the reporting person to a 501(c)3 organization. F2 · balance_after: Consists of (i) 149,977 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,793 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:46 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040996 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,477 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 149,977 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007434 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,968 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 149,468 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 17:42 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040680 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,483 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 148,983 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:24 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006867 · doc4.xml · nonDerivative · entry 2 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,115 F3 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F3 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F4 · balance_after: Consists of (i) 148,120 shares of common stock of Issuer beneficially owned by reporting person, (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| December 26, 2017 Filed Feb 2, 2018 21:24 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006867 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,726 F1 · kind: The transaction reported involved a gift by the reporting person to a 501(c)(3) charitable organization. F2 · balance_after: Consists of (i) 147,731 shares of common stock of Issuer beneficially owned by reporting person, (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:11 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 17,069 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-060866 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,726 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F2 · balance_after: Consists of (i) 158,731 shares of common stock of Issuer beneficially owned by reporting person, (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:31 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 2,000 | $27.66 | $55,320.00 |
DisclosureSEC source: 0001209191-17-049213 · doc4.xml · nonDerivative · entry 2 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,657 F3 · price: $27.66 represents the weighted average purchase price per share for the 2,000 aggregate amount of shares in the transaction reported on this line. The range of price per share in the reported transaction is $27.50 to $27.70. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F4 · balance_after: Consists of (i) 141,662 shares of common stock of Issuer beneficially owned by reporting person, (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:31 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 1,872 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-049213 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,657 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017. F2 · balance_after: Consists of (i) 141,662 shares of common stock of Issuer beneficially owned by reporting person, (ii) 20,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:07 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043593 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,785 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 139,790 shares of common stock of Issuer beneficially owned by reporting person, (ii) 20,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:20 UTC | Triumph Financial, Inc. TBK · Entity 4635 | PurchaseCommon Stock | 4,500 | $22.46 | $101,070.00 |
DisclosureSEC source: 0001209191-17-029192 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,276 F1 · price: $22.46 represents the weighted average purchase price per share for the 4,500 aggregate amount of shares reported on this line. The range of price per share in the reported transaction is $22.35 to $22.55. Reporting person shall provide, upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 139,281 shares of common stock of Issuer beneficially owned by reporting person, (ii) 20,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:06 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 16,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-012060 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,776 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F2 · balance_after: Consists of (i) 138,788 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:04 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GrantCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007160 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,765 F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. F2 · balance_after: Consists of (i) 122,777 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:17 UTC | Triumph Financial, Inc. TBK · Entity 4635 | GiftCommon Stock | 6,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156315 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,303 F1 · kind: Represents a charitable donation of shares by the reporting person. F2 · balance_after: Consists of (i) 122,315 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:40 UTC | Triumph Financial, Inc. TBK · Entity 4635 | OtherCommon Stock | 22,725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-150623 · doc4.xml · nonDerivative · entry 1 Anderson Charles A · CIK 0001623596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,307 F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016. F2 · balance_after: Consists of (i) 128,319 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.