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Anderson Charles A

Disclosed activity across 1 company

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80135
SEC CIK
0001623596

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Triumph Financial, Inc.TFIN · Entity 4635DirectorMay 01, 2025May 05, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Triumph Financial, Inc.

Report date May 01, 2025 · Filed May 05, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectCharles A. Anderson Exempt Trust10,000 Reported balance After 2025-05-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-05-01 · Other · Acquired 10,000 · Balance 10,000

F1: Represents shares inherited by the Reporting Person pursuant to the laws of decent and distribution

F2: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

Common StockSEC Table I · non-derivativeDirect132,501 Reported balance Holding disclosure · report date 2025-05-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 132,501

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares inherited by the Reporting Person pursuant to the laws of decent and distribution

F2: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2025 Filed May 5, 2025 20:05 UTC Triumph Financial, Inc. TFIN · Entity 4635 OtherCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022157 · wk-form4_1746475528.xml · nonDerivative · entry 2

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Charles A. Anderson Exempt Trust

Disclosed balance after: 10,000

F1 · shares: Represents shares inherited by the Reporting Person pursuant to the laws of decent and distribution

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 20:01 UTC Triumph Financial, Inc. TFIN · Entity 4635 PurchaseCommon Stock 3,950 $50.96 $201,292.00
Disclosure

SEC source: 0001628280-25-019924 · wk-form4_1745611267.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,501

F1 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction.

F2 · balance_after: Consists of (i) 119,760 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:04 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004021 · wk-form4_1738789490.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,551

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 115,810 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 21:05 UTC Triumph Financial, Inc. TFIN · Entity 4635 GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-051187 · wk-form4_1734123908.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,058

F1 · shares: Represents a gift by the reporting person to a 501(c)(3) charitable organization

F2 · balance_after: Consists of (i) 115,317 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:07 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031096 · wk-form4_1720037255.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,658

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 115,317 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,341 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:01 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003044 · wk-form4_1706907686.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,190

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 114,849 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,341 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
October 27, 2023 Filed Oct 31, 2023 20:14 UTC Triumph Financial, Inc. TFIN · Entity 4635 GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-035719 · wk-form4_1698783277.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,652

F1 · kind: The transaction reported involved a gift by the reporting person to a 501(c)3 organization.

F2 · balance_after: Consists of (i) 114,311 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,341 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:20 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024460 · wf-form4_168867482118746.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,152

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 114,311 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,841 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:05 UTC Triumph Financial, Inc. TFIN · Entity 4635 GrantCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006769 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,581

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 113,740 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,841 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 21:45 UTC Triumph Financial, Inc. TFIN · Entity 4635 PurchaseCommon Stock 3,650 $54.89 $200,348.50
Disclosure

SEC source: 0001209191-23-005715 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,981

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 113,140 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,841 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:06 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 546 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041064 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,331

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 113,140 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 13,191 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:06 UTC Triumph Financial, Inc. TBK · Entity 4635 PurchaseCommon Stock 2,925 $68.85 $201,386.25
Disclosure

SEC source: 0001209191-22-027061 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,785

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 112,594 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 13,191 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006737 · doc4.xml · nonDerivative · entry 2

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,860

F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F3 · balance_after: Consists of (i) 112,594 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 10,266 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
December 28, 2021 Filed Feb 3, 2022 21:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 4,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006737 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,461

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 301 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-045385 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,631

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 112,195 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 14,436 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:05 UTC Triumph Financial, Inc. TBK · Entity 4635 SaleCommon Stock 20,000 $82.46 $1,649,200.00
Disclosure

SEC source: 0000899243-21-020134 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,330

F1 · price: The reported price in column 4 represents the weighted average sales price. Reporting person shall provide, upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Consists of (i) 111,894 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 14,436 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 387 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004697 · doc4.xml · nonDerivative · entry 2

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,330

F2 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F3 · balance_after: Consists of (i) 131,894 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 14,436 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
November 30, 2020 Filed Feb 3, 2021 22:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004697 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,943

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:05 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 963 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040995 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,943

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 151,507 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,436 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 32,357 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028241 · doc4.xml · nonDerivative · entry 2

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,980

F3 · kind: The transaction reported involved a gift by the reporting person to a 501(c)3 organization.

F4 · balance_after: Consists of (i) 150,544 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,436 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:00 UTC Triumph Financial, Inc. TBK · Entity 4635 PurchaseCommon Stock 32,000 $24.74 $791,680.00
Disclosure

SEC source: 0001209191-20-028241 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,337

F1 · price: $24.74 represents the weighted average purchase price per share for the 32,000 aggregate amount of shares in the transaction reported on this line. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 150,544 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 46,793 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006967 · doc4.xml · nonDerivative · entry 2

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,337

F3 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F3 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F4 · balance_after: Consists of (i) 150,544 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,793 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
December 19, 2019 Filed Feb 5, 2020 22:00 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 7,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006967 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,770

F1 · kind: The transaction reported involved a gift by the reporting person to a 501(c)3 organization.

F2 · balance_after: Consists of (i) 149,977 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,793 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:46 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040996 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,477

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 149,977 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:36 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007434 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,968

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 149,468 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 17:42 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 368 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040680 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,483

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 148,983 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:24 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006867 · doc4.xml · nonDerivative · entry 2

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,115

F3 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F3 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F4 · balance_after: Consists of (i) 148,120 shares of common stock of Issuer beneficially owned by reporting person, (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

Read SEC document
December 26, 2017 Filed Feb 2, 2018 21:24 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006867 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,726

F1 · kind: The transaction reported involved a gift by the reporting person to a 501(c)(3) charitable organization.

F2 · balance_after: Consists of (i) 147,731 shares of common stock of Issuer beneficially owned by reporting person, (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 21:11 UTC Triumph Financial, Inc. TBK · Entity 4635 OtherCommon Stock 17,069 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-060866 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,726

F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F2 · balance_after: Consists of (i) 158,731 shares of common stock of Issuer beneficially owned by reporting person, (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 20:31 UTC Triumph Financial, Inc. TBK · Entity 4635 PurchaseCommon Stock 2,000 $27.66 $55,320.00
Disclosure

SEC source: 0001209191-17-049213 · doc4.xml · nonDerivative · entry 2

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,657

F3 · price: $27.66 represents the weighted average purchase price per share for the 2,000 aggregate amount of shares in the transaction reported on this line. The range of price per share in the reported transaction is $27.50 to $27.70. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: Consists of (i) 141,662 shares of common stock of Issuer beneficially owned by reporting person, (ii) 22,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

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August 14, 2017 Filed Aug 16, 2017 20:31 UTC Triumph Financial, Inc. TBK · Entity 4635 OtherCommon Stock 1,872 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-049213 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,657

F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.

F2 · balance_after: Consists of (i) 141,662 shares of common stock of Issuer beneficially owned by reporting person, (ii) 20,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

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July 01, 2017 Filed Jul 5, 2017 22:07 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043593 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,785

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 139,790 shares of common stock of Issuer beneficially owned by reporting person, (ii) 20,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

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April 28, 2017 Filed May 2, 2017 20:20 UTC Triumph Financial, Inc. TBK · Entity 4635 PurchaseCommon Stock 4,500 $22.46 $101,070.00
Disclosure

SEC source: 0001209191-17-029192 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,276

F1 · price: $22.46 represents the weighted average purchase price per share for the 4,500 aggregate amount of shares reported on this line. The range of price per share in the reported transaction is $22.35 to $22.55. Reporting person shall provide, upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 139,281 shares of common stock of Issuer beneficially owned by reporting person, (ii) 20,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.

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February 15, 2017 Filed Feb 17, 2017 21:06 UTC Triumph Financial, Inc. TBK · Entity 4635 OtherCommon Stock 16,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-012060 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,776

F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F2 · balance_after: Consists of (i) 138,788 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

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January 31, 2017 Filed Feb 2, 2017 22:04 UTC Triumph Financial, Inc. TBK · Entity 4635 GrantCommon Stock 462 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007160 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,765

F1 · shares: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 122,777 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

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December 20, 2016 Filed Dec 21, 2016 21:17 UTC Triumph Financial, Inc. TBK · Entity 4635 GiftCommon Stock 6,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156315 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,303

F1 · kind: Represents a charitable donation of shares by the reporting person.

F2 · balance_after: Consists of (i) 122,315 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

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November 16, 2016 Filed Nov 16, 2016 22:40 UTC Triumph Financial, Inc. TBK · Entity 4635 OtherCommon Stock 22,725 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-150623 · doc4.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,307

F1 · shares: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F1 · price: Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on April 1, 2016.

F2 · balance_after: Consists of (i) 128,319 shares of common stock of Issuer beneficially owned by reporting person, (ii) 16,000 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson and (iii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.