ROK

SEC source: 0001246360-17-003205 · form.xml · nonDerivative · entry 2

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,566

SEC source: 0001246360-17-003197 · form.xml · nonDerivative · entry 2

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,134

SEC source: 0001246360-17-003194 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,233.6663

SEC source: 0001246360-17-003006 · form.xml · derivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2027-11-01

F3 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001246360-17-003006 · form.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

F1 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F2 · ownership.direct: Shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-17-002833 · form.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,549

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-17-002839 · form.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-17-002840 · form.xml · nonDerivative · entry 1

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,360

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-17-002838 · form.xml · nonDerivative · entry 1

ALEWINE BETTY C · CIK 0001204901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,096

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-17-002837 · form.xml · nonDerivative · entry 1

KALMANSON STEVEN R · CIK 0001222892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,147

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-17-002836 · form.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550.868

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-17-002835 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,298

Underlying: Common Stock · 658 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001246360-17-002834 · form.xml · nonDerivative · entry 1

MCCORMICK WILLIAM T JR/WI · CIK 0001204909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,621

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-17-002832 · form.xml · nonDerivative · entry 1

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,147

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-17-002831 · form.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-17-002893 · form.xml · derivative · entry 1

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,272

Underlying: Common Stock · 1,272 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002892 · form.xml · derivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,594

Underlying: Common Stock · 9,594 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002891 · form.xml · derivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,272

Underlying: Common Stock · 1,272 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002890 · form.xml · derivative · entry 1

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,432

Underlying: Common Stock · 4,432 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002889 · form.xml · derivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,594

Underlying: Common Stock · 9,594 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002888 · form.xml · derivative · entry 1

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,272

Underlying: Common Stock · 1,272 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002887 · form.xml · derivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,242

Underlying: Common Stock · 26,242 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002886 · form.xml · derivative · entry 1

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935

Underlying: Common Stock · 935 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002885 · form.xml · derivative · entry 1

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,910

Underlying: Common Stock · 5,910 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002884 · form.xml · derivative · entry 1

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309

Underlying: Common Stock · 1,309 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002883 · form.xml · derivative · entry 1

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,594

Underlying: Common Stock · 9,594 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002882 · form.xml · derivative · entry 1

Champa Kenneth M · CIK 0001677463 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Common Stock · 1,010 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002880 · form.xml · derivative · entry 1

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,665

Underlying: Common Stock · 1,665 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002881 · form.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,910

Underlying: Common Stock · 5,910 shares

Expires 2017-12-02

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-17-002761 · form.xml · derivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,723 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002761 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,126

F2 · shares: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on February 22, 2017.

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $170.00 to $170.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 8,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-17-002761 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002759 · form.xml · derivative · entry 7

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,723

Underlying: Common Stock · 5,377 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002759 · form.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,126

F3 · shares: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on February 22, 2017.

F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $170.00 to $170.43. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Includes 8,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-17-002759 · form.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002759 · form.xml · derivative · entry 6

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

Underlying: Common Stock · 300 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002759 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,126

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $170.00 to $170.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · shares: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on February 22, 2017.

SEC source: 0001246360-17-002759 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002590 · form.xml · derivative · entry 4

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,000 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002590 · form.xml · nonDerivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,355

F2 · ownership.direct: Includes 630 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-17-002590 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002816 · form.xml · derivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,000 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002816 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,455

F1 · balance_after: Amended to include 2,100 shares that were omitted from the total amount beneficially owned as last reported for this person because of an administrative error.

F2 · ownership.direct: Includes 630 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-17-002816 · form.xml · nonDerivative · entry 1

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amended to include 2,100 shares that were omitted from the total amount beneficially owned as last reported for this person because of an administrative error.

SEC source: 0001246360-17-002533 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 8,000 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002533 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,195

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $165.74 to $165.79. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-17-002533 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002511 · form.xml · derivative · entry 4

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-17-002511 · form.xml · nonDerivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798.8046

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $165.3580 to $165.44. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 790 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-17-002511 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,798.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.