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ROK

ROCKWELL AUTOMATION, INC

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Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2018 Filed Dec 6, 2018 22:42 UTC GrantEmployee stock option (right to buy) · Derivative 13,900 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002600 · form.xml · derivative · entry 7

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,900

Underlying: Common Stock · 13,900 shares

Expires 2028-12-04

F8 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:42 UTC SaleCommon Stock 643 $176.38 $113,414.27
Disclosure

SEC source: 0001246360-18-002600 · form.xml · nonDerivative · entry 4

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,757

F9 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/13/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F10 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.77 to $176.56. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F11 · ownership.direct: Includes 1,610 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:42 UTC GrantCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002600 · form.xml · nonDerivative · entry 3

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

F7 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:35 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
GrantEmployee stock option (right to buy) · Derivative 6,300 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002599 · form.xml · derivative · entry 7

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Underlying: Common Stock · 6,300 shares

Expires 2028-12-04

F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:35 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
SaleCommon Stock 428 $175.98 $75,320.94
Disclosure

SEC source: 0001246360-18-002599 · form.xml · nonDerivative · entry 4

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,192

F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.96 to $176.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F10 · ownership.direct: Includes 1,310 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:35 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
GrantCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002599 · form.xml · nonDerivative · entry 3

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620

F6 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:35 UTC
MILLER JOHN MVP and Chief IP Counsel
GrantEmployee stock option (right to buy) · Derivative 2,300 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002598 · form.xml · derivative · entry 7

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires 2028-12-04

F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:35 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 576 $176.30 $101,547.24
Disclosure

SEC source: 0001246360-18-002598 · form.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,034

F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/29/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.85 to $176.47. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F10 · ownership.direct: Includes 1,380 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:35 UTC
MILLER JOHN MVP and Chief IP Counsel
GrantCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002598 · form.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,610

F6 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:07 UTC SaleCommon Stock 8,024 $176.24 $1,414,170.62
Disclosure

SEC source: 0001246360-18-002594 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,306

F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.5850 to $176.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Represents shares held by a revocable trust of which the reporting and his wife are trustees and beneficiaries.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:14 UTC
MCDERMOTT JOHN PSr. Vice President
GrantEmployee stock option (right to buy) · Derivative 11,100 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002596 · form.xml · derivative · entry 5

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

Underlying: Common Stock · 11,100 shares

Expires 2028-12-04

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:14 UTC
MCDERMOTT JOHN PSr. Vice President
SaleCommon Stock 3,833 $176.04 $674,767.84
Disclosure

SEC source: 0001246360-18-002596 · form.xml · nonDerivative · entry 3

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,897

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.04 to $176.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Includes 1,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:14 UTC
MCDERMOTT JOHN PSr. Vice President
SaleCommon Stock 1 $175.04 $175.04
Disclosure

SEC source: 0001246360-18-002596 · form.xml · nonDerivative · entry 2

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,730

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:07 UTC
Moret Blake D.Director · President and CEO
GrantEmployee stock option (right to buy) · Derivative 69,200 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002590 · form.xml · derivative · entry 8

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,200

Underlying: Common Stock · 69,200 shares

Expires 2028-12-04

F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:07 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 1,083 $176.26 $190,892.29
Disclosure

SEC source: 0001246360-18-002590 · form.xml · nonDerivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,992

F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/19/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F10 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.21 to $176.54. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F11 · ownership.direct: Includes 12,640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:07 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 4,501 $175.89 $791,701.14
Disclosure

SEC source: 0001246360-18-002590 · form.xml · nonDerivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,075

F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/19/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.15 to $175.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:07 UTC
Moret Blake D.Director · President and CEO
GrantCommon Stock 4,380 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002590 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,576

F6 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:56 UTC
Goris Patrick P.Sr. VP and CFO
GrantEmployee stock option (right to buy) · Derivative 19,400 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002588 · form.xml · derivative · entry 7

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,400

Underlying: Common Stock · 19,400 shares

Expires 2028-12-04

F6 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:56 UTC
Goris Patrick P.Sr. VP and CFO
SaleCommon Stock 577 $175.83 $101,452.81
Disclosure

SEC source: 0001246360-18-002588 · form.xml · nonDerivative · entry 4

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,978.96

F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/8/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.78 to $175.97. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F10 · ownership.direct: Includes 3,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:56 UTC
Goris Patrick P.Sr. VP and CFO
GrantCommon Stock 1,230 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002588 · form.xml · nonDerivative · entry 3

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,555.96

F7 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:14 UTC
CRANDALL THEODORE DSenior Vice President
SaleCommon Stock 1,720 $176.05 $302,806.17
Disclosure

SEC source: 0001246360-18-002586 · form.xml · nonDerivative · entry 4

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,573.6663

F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 11/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F8 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.0100 to $176.0850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F9 · ownership.direct: Includes 2,450 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:14 UTC
CRANDALL THEODORE DSenior Vice President
SaleCommon Stock 11,700 $175.73 $2,056,066.74
Disclosure

SEC source: 0001246360-18-002586 · form.xml · nonDerivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,293.6663

F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 11/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F7 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $174.9850 to $175.9500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 19:35 UTC
Chand SujeetSr VP & Chief Tech. Officer
GrantEmployee stock option (right to buy) · Derivative 11,400 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001246360-18-002584 · form.xml · derivative · entry 8

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Underlying: Common Stock · 11,400 shares

Expires 2028-12-04

F6 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 19:35 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 3,546 $176.25 $624,994.91
Disclosure

SEC source: 0001246360-18-002584 · form.xml · nonDerivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700

F7 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

F8 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.20 to $176.46. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F9 · ownership.direct: Includes 2,270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 19:35 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 1 $175.06 $175.06
Disclosure

SEC source: 0001246360-18-002584 · form.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,246

F7 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 19:35 UTC
Chand SujeetSr VP & Chief Tech. Officer
GrantCommon Stock 720 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002584 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,247

Read SEC document
December 03, 2018 Filed Dec 3, 2018 21:28 UTC Exercise / conversionPerformance Shares · Derivative 11,540 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002572 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,540 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 3, 2018 21:28 UTC Exercise / conversionCommon Stock 11,540 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002572 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F4 · ownership.direct: Includes 2,450 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:14 UTC
Fooks Elik ISenior Vice President
Exercise / conversionPerformance Shares · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002612 · form.xml · derivative · entry 6

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:14 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002612 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,909.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:07 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionPerformance Shares · Derivative 1,520 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002610 · form.xml · derivative · entry 7

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,520 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:07 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 1,520 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002610 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:07 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionPerformance Shares · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002606 · form.xml · derivative · entry 6

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 23:07 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionCommon Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002606 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:42 UTC Exercise / conversionPerformance Shares · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002600 · form.xml · derivative · entry 6

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:42 UTC Exercise / conversionCommon Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002600 · form.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:35 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
Exercise / conversionPerformance Shares · Derivative 1,120 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002599 · form.xml · derivative · entry 6

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,120 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:35 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
Exercise / conversionCommon Stock 1,120 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002599 · form.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:35 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionPerformance Shares · Derivative 1,520 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002598 · form.xml · derivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,520 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:35 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 1,520 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002598 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:07 UTC Exercise / conversionPerformance Shares · Derivative 16,892 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002594 · form.xml · derivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,892 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

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December 03, 2018 Filed Dec 6, 2018 22:07 UTC Exercise / conversionCommon Stock 16,892 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002594 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:14 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionPerformance Shares · Derivative 7,100 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002596 · form.xml · derivative · entry 4

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,100 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 22:14 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionCommon Stock 7,100 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002596 · form.xml · nonDerivative · entry 1

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:07 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionPerformance Shares · Derivative 11,540 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002590 · form.xml · derivative · entry 7

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,540 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:07 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 11,540 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002590 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:56 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionPerformance Shares · Derivative 1,520 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002588 · form.xml · derivative · entry 6

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,520 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:56 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionCommon Stock 1,520 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002588 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,325.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:14 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionPerformance Shares · Derivative 11,540 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002586 · form.xml · derivative · entry 6

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,540 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:14 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 11,540 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002586 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,993.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.