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NYSE · USD

ROK

ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2019 Filed Dec 10, 2019 22:35 UTC
Fooks Elik ISenior Vice President
SaleCommon Stock 254 $198.91 $50,523.09
Disclosure

SEC source: 0001246360-19-002653 · form.xml · nonDerivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,954.8046

F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/28/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.87 to $198.91. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.direct: Includes 1,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:35 UTC
Goris Patrick P.Sr. VP and CFO
SaleCommon Stock 164 $199.22 $32,672.10
Disclosure

SEC source: 0001246360-19-002651 · form.xml · nonDerivative · entry 3

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,261.96

F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/21/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.22 to $199.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.direct: Includes 4,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:35 UTC
Genovesi John ASenior Vice President
SaleCommon Stock 145 $199.12 $28,871.86
Disclosure

SEC source: 0001246360-19-002652 · form.xml · nonDerivative · entry 3

Genovesi John A · CIK 0001762512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,443

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/30/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.09 to $199.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Includes 2,190 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:35 UTC SaleCommon Stock 1,815 $199.14 $361,431.84
Disclosure

SEC source: 0001246360-19-002650 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,065

F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/6/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.98 to $199.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.direct: Includes 3,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:35 UTC
Moret Blake D.Director · President and CEO
SaleCommon Stock 4,865 $198.98 $968,029.92
Disclosure

SEC source: 0001246360-19-002648 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,413

F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/24/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.89 to $199.20. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.direct: Includes 12,160 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:35 UTC
Donato ThomasSenior Vice President
SaleCommon Stock 253 $198.84 $50,305.96
Disclosure

SEC source: 0001246360-19-002647 · form.xml · nonDerivative · entry 3

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 7/29/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.80 to $198.84. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:35 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
SaleCommon Stock 373 $199.09 $74,262.02
Disclosure

SEC source: 0001246360-19-002646 · form.xml · nonDerivative · entry 3

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/17/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.05 to $199.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.direct: Includes 1,060 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:28 UTC
Etzel Steven W.VP and Treasurer
SaleCommon Stock 164 $198.91 $32,621.57
Disclosure

SEC source: 0001246360-19-002645 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,273

F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/23/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.90 to $198.97. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.direct: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:28 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 1,151 $198.97 $229,019.65
Disclosure

SEC source: 0001246360-19-002644 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,287

F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/28/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.850 to $199.005. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8 · ownership.direct: Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionPerformance Shares · Derivative 362 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002649 · form.xml · derivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 362 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 362 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002649 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:42 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionPerformance Shares · Derivative 270 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002656 · form.xml · derivative · entry 5

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 270 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:42 UTC
Riesterer Terry L.Vice President and Controller
Exercise / conversionCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002656 · form.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:42 UTC
Nicolas ErnestSVP, Operations & Eng Services
Exercise / conversionPerformance Shares · Derivative 239 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002655 · form.xml · derivative · entry 6

Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 239 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:42 UTC
Nicolas ErnestSVP, Operations & Eng Services
Exercise / conversionCommon Stock 239 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002655 · form.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,618.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:36 UTC Exercise / conversionPerformance Shares · Derivative 362 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002654 · form.xml · derivative · entry 5

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 362 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:36 UTC Exercise / conversionCommon Stock 362 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002654 · form.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Fooks Elik ISenior Vice President
Exercise / conversionPerformance Shares · Derivative 362 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002653 · form.xml · derivative · entry 5

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 362 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 362 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002653 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,208.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionPerformance Shares · Derivative 324 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002651 · form.xml · derivative · entry 5

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 324 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Goris Patrick P.Sr. VP and CFO
Exercise / conversionCommon Stock 324 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002651 · form.xml · nonDerivative · entry 2

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,425.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Genovesi John ASenior Vice President
Exercise / conversionPerformance Shares · Derivative 378 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002652 · form.xml · derivative · entry 4

Genovesi John A · CIK 0001762512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 378 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Genovesi John ASenior Vice President
Exercise / conversionCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002652 · form.xml · nonDerivative · entry 2

Genovesi John A · CIK 0001762512 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC Exercise / conversionPerformance Shares · Derivative 2,449 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002650 · form.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,449 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC Exercise / conversionCommon Stock 2,449 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002650 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionPerformance Shares · Derivative 6,592 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002648 · form.xml · derivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,592 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 6,592 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002648 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Donato ThomasSenior Vice President
Exercise / conversionPerformance Shares · Derivative 362 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002647 · form.xml · derivative · entry 5

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 362 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Donato ThomasSenior Vice President
Exercise / conversionRestricted stock units · Derivative 210 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002647 · form.xml · derivative · entry 4

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 210 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Donato ThomasSenior Vice President
Exercise / conversionCommon Stock 362 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002647 · form.xml · nonDerivative · entry 2

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Donato ThomasSenior Vice President
Exercise / conversionCommon Stock 210 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002647 · form.xml · nonDerivative · entry 1

Donato Thomas · CIK 0001762550 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
Exercise / conversionPerformance Shares · Derivative 740 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002646 · form.xml · derivative · entry 5

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 740 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:35 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
Exercise / conversionCommon Stock 740 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002646 · form.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:28 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionPerformance Shares · Derivative 324 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002645 · form.xml · derivative · entry 5

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 324 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:28 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionCommon Stock 324 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002645 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:28 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionPerformance Shares · Derivative 1,548 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002644 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,548 shares

Expires 2019-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:28 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 1,548 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002644 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:42 UTC
Etzel Steven W.VP and Treasurer
GrantEmployee stock option (right to buy) · Derivative 2,400 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002601 · form.xml · derivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires 2029-12-05

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 05, 2019 Filed Dec 9, 2019 17:42 UTC
Etzel Steven W.VP and Treasurer
GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002601 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,113

F3 · acquired: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 1,230 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 05, 2019 Filed Dec 9, 2019 18:00 UTC
Riesterer Terry L.Vice President and Controller
GrantEmployee stock option (right to buy) · Derivative 2,400 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002611 · form.xml · derivative · entry 3

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 2,400 shares

Expires 2029-12-05

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 05, 2019 Filed Dec 9, 2019 18:00 UTC
Riesterer Terry L.Vice President and Controller
GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002611 · form.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 05, 2019 Filed Dec 9, 2019 18:07 UTC GrantEmployee stock option (right to buy) · Derivative 13,800 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002612 · form.xml · derivative · entry 3

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,800

Underlying: Common Stock · 13,800 shares

Expires 2029-12-05

F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 05, 2019 Filed Dec 9, 2019 18:07 UTC GrantCommon Stock 840 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002612 · form.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,597

F3 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 2,450 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 05, 2019 Filed Dec 9, 2019 18:00 UTC
Nicolas ErnestSVP, Operations & Eng Services
GrantEmployee stock option (right to buy) · Derivative 4,400 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002610 · form.xml · derivative · entry 4

Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires 2029-12-05

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 05, 2019 Filed Dec 9, 2019 18:00 UTC
Nicolas ErnestSVP, Operations & Eng Services
GrantCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002610 · form.xml · nonDerivative · entry 3

Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,379.5

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 4,480 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 05, 2019 Filed Dec 9, 2019 17:56 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
GrantEmployee stock option (right to buy) · Derivative 5,700 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002609 · form.xml · derivative · entry 3

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires 2029-12-05

F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 05, 2019 Filed Dec 9, 2019 17:56 UTC
Murphy Robert BSr. VP Operations & Eng. Svcs.
GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002609 · form.xml · nonDerivative · entry 2

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,489

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Includes 1,490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 05, 2019 Filed Dec 9, 2019 17:56 UTC
Nardecchia ChristopherSVP, Chief Information Officer
GrantCommon Stock 1,840 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002608 · form.xml · nonDerivative · entry 2

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 05, 2019 Filed Dec 9, 2019 17:49 UTC
Keegans Karen L.Senior Vice President, HR
GrantEmployee stock option (right to buy) · Derivative 10,100 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001246360-19-002605 · form.xml · derivative · entry 2

Keegans Karen L. · CIK 0001606486 · Senior Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Stock · 10,100 shares

Expires 2029-12-05

F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 05, 2019 Filed Dec 9, 2019 17:49 UTC
Keegans Karen L.Senior Vice President, HR
GrantCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-002605 · form.xml · nonDerivative · entry 1

Keegans Karen L. · CIK 0001606486 · Senior Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870

F2 · acquired: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F3 · ownership.direct: Shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.