Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2025 Filed Apr 1, 2025 23:18 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006725 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,919 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:17 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006723 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,410 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:17 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006722 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,344 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:18 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006724 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,532 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:16 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006721 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,064 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:15 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 160 | $83.06 | $13,289.60 |
DisclosureSEC source: 0001062993-25-006720 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,921 Underlying: Common Stock · 160 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:15 UTC |
Mills ScottDirector
|
GrantCommon Stock | 268 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006720 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,005 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:13 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 739 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006718 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,800 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:12 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006717 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,660 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:12 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006715 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,319 F1 · price: Grant of restricted stock units. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 23:27 UTC |
Houston Daniel JosephDirector · Executive Chairman
|
Tax withholdingCommon Stock | 16,148 | $89.04 | $1,437,817.92 |
DisclosureSEC source: 0001062993-25-004422 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,965 F1 · balance_after: Includes 605 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:33 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
Tax withholdingCommon Stock | 1,410 | $89.04 | $125,546.40 |
DisclosureSEC source: 0001062993-25-004430 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 62,216 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:33 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
Tax withholdingCommon Stock | 4,585 | $89.04 | $408,248.40 |
DisclosureSEC source: 0001062993-25-004430 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,344 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:30 UTC |
Pitz JoelInterim CFO
|
Tax withholdingCommon Stock | 498 | $89.04 | $44,341.92 |
DisclosureSEC source: 0001062993-25-004427 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,631 F1 · balance_after: Includes 9368 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:29 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
Tax withholdingCommon Stock | 1,464 | $89.04 | $130,354.56 |
DisclosureSEC source: 0001062993-25-004426 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,323 F1 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:28 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
Tax withholdingCommon Stock | 3,812 | $89.04 | $339,420.48 |
DisclosureSEC source: 0001062993-25-004425 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,034 F1 · balance_after: Includes an accumulative total of 2557 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:28 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
Tax withholdingCommon Stock | 2,285 | $89.04 | $203,456.40 |
DisclosureSEC source: 0001062993-25-004423 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,596 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:26 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
Tax withholdingCommon Stock | 3,885 | $89.04 | $345,920.40 |
DisclosureSEC source: 0001062993-25-004421 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,886 F1 · balance_after: Includes 3158 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:26 UTC |
Bhatia KamalPresident and CEO - PAM
|
Tax withholdingCommon Stock | 4,735 | $89.04 | $421,604.40 |
DisclosureSEC source: 0001062993-25-004420 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,694 Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100 | $58.68 Strike: $58.68 | $5,868.00 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · derivative · entry 7 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 720 | $58.68 Strike: $58.68 | $42,249.60 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · derivative · entry 6 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100 Underlying: Common Stock · 720 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Disposition to issuerCommon Stock | 12,648 | $87.30 | $1,104,170.40 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · nonDerivative · entry 5 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,172 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.78, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Disposition to issuerCommon Stock | 100 | $87.84 | $8,784.00 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · nonDerivative · entry 4 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,820 F1 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Disposition to issuerCommon Stock | 720 | $87.03 | $62,661.60 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · nonDerivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,920 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.12, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 100 | $58.68 | $5,868.00 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,640 F1 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 720 | $58.68 | $42,249.60 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,540 F1 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:14 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 8,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003644 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,820 F3 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:14 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 3,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003644 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,072 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:15 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 5,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003648 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,029 F1 · price: Grant of restricted stock units. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:13 UTC |
Bhatia KamalPresident and CEO - PAM
|
GrantCommon Stock | 10,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003640 · form4.xml · nonDerivative · entry 2 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,699 F2 · price: Settlement of performance-based restricted stock units granted 3/7/2022. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:13 UTC |
Bhatia KamalPresident and CEO - PAM
|
GrantCommon Stock | 8,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003640 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,526 F1 · price: Grant of restricted stock units. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:12 UTC |
Houston Daniel JosephDirector · Executive Chairman
|
GrantCommon Stock | 52,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003639 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,113 F5 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes 605 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:12 UTC |
Houston Daniel JosephDirector · Executive Chairman
|
GrantCommon Stock | 49,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003639 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,659 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 605 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:11 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 11,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003638 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,771 F3 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes 3158 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:11 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 8,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003638 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,281 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3158 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:11 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 6,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003637 · form4.xml · nonDerivative · entry 2 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,881 F2 · price: Settlement of performance-based restricted stock units granted 3/7/2022. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:11 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 5,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003637 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,144 F1 · price: Grant of restricted stock units. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:06 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 13,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003631 · form4.xml · nonDerivative · entry 2 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,846 F3 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes an accumulative total of 2557 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:06 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 8,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003631 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,812 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2557 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:04 UTC |
Pitz JoelInterim CFO
|
GrantCommon Stock | 2,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003628 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,129 F4 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes 9368 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:04 UTC |
Pitz JoelInterim CFO
|
GrantCommon Stock | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003628 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,336 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9368 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:01 UTC |
Agrawal VivekEVP & Chief Growth Officer
|
GrantCommon Stock | 6,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003623 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,494 F1 · price: Grant of restricted stock units. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:04 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 3,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003627 · form4.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 63,626 F1 · price: Grant of restricted stock units. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:04 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 13,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003627 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,929 F2 · price: Settlement of performance-based restricted stock units granted 3/7/2022. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:04 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 29,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003627 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,317 F1 · price: Grant of restricted stock units. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:00 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 4,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003621 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,787 F3 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:00 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 3,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003621 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 17:19 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 400 | $58.68 Strike: $58.68 | $23,472.00 |
DisclosureSEC source: 0001062993-25-002656 · form4.xml · derivative · entry 4 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 820 Underlying: Common Stock · 400 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 17:19 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Disposition to issuerCommon Stock | 400 | $87.01 | $34,804.00 |
DisclosureSEC source: 0001062993-25-002656 · form4.xml · nonDerivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,875 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.01 to $87.04, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1411 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 17:19 UTC |
Cheong Wee YeeEVP, Principal Asia
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Disposition to issuerCommon Stock | 400 | $87.02 | $34,808.00 |
DisclosureSEC source: 0001062993-25-002656 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,275 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.07, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1411 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.