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Nasdaq · USD

PFG

PRINCIPAL FINANCIAL GROUP INC

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Tapewire entity
3209
SEC CIK
0001126328
Parsed reports
1,477

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202610
Mar 202600
Apr 202604
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2026 Filed Mar 31, 2026 20:18 UTC GrantCommon Stock 264 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000093 · form4.xml · nonDerivative · entry 1

Nordin Diane C · CIK 0001369224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,945

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:17 UTC GrantCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000092 · form4.xml · nonDerivative · entry 1

Mitchell H Elizabeth · CIK 0001295482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,945

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:17 UTC GrantCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000091 · form4.xml · nonDerivative · entry 1

Muruzabal Claudio · CIK 0001872135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,327

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:17 UTC GrantCommon Stock 805 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000090 · form4.xml · nonDerivative · entry 1

Carter Miller Jocelyn · CIK 0001166855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,487

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:16 UTC GrantCommon Stock 134 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000089 · form4.xml · nonDerivative · entry 1

Beams Mary E. · CIK 0001255283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,677

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:16 UTC GrantPhantom Stock Units · Derivative 262 $87.01 $22,796.62
Disclosure

SEC source: 0001126328-26-000088 · form4.xml · derivative · entry 2

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,766

Underlying: Common Stock · 262 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:16 UTC GrantCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000088 · form4.xml · nonDerivative · entry 1

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,008

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:16 UTC
Mills ScottDirector
GrantPhantom Stock Units · Derivative 182 $87.01 $15,835.82
Disclosure

SEC source: 0001126328-26-000087 · form4.xml · derivative · entry 2

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,926

Underlying: Common Stock · 182 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:16 UTC
Mills ScottDirector
GrantCommon Stock 307 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000087 · form4.xml · nonDerivative · entry 1

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,712

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:15 UTC GrantCommon Stock 203 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000086 · form4.xml · nonDerivative · entry 1

Auerbach Jonathan · CIK 0001643693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,611

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:11 UTC
McCullum Kenneth A.EVP - Chief Risk Officer
GrantCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000074 · form4.xml · nonDerivative · entry 1

McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,996

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:11 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000073 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 53,498

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:11 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000073 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,255

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:10 UTC
Pitz JoelEVP & CFO
GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000072 · form4.xml · nonDerivative · entry 2

Pitz Joel · CIK 0002035227 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,795

F1 · price: Grant of restricted stock units.

F3 · balance_after: Includes 2,499 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:10 UTC
Pitz JoelEVP & CFO
GrantCommon Stock 278 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000072 · form4.xml · nonDerivative · entry 1

Pitz Joel · CIK 0002035227 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,407

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 10,113 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:10 UTC GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000071 · form4.xml · nonDerivative · entry 1

LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,880

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes an accumulative total of 2,984 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:09 UTC
Kay Kathleen BEVP-Chief Information Officer
GrantCommon Stock 469 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000070 · form4.xml · nonDerivative · entry 1

Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,902

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:09 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
GrantCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000069 · form4.xml · nonDerivative · entry 1

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,239

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 3,306 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:09 UTC
Djurasovic GeorgeInterim General Counsel
GrantCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000068 · form4.xml · nonDerivative · entry 1

Djurasovic George · CIK 0001961750 · Interim General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,335

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:08 UTC
Bhatia KamalPresident and CEO - PAM
GrantCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000066 · form4.xml · nonDerivative · entry 1

Bhatia Kamal · CIK 0001736344 · President and CEO - PAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,024

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:08 UTC
Agrawal VivekEVP & Chief Growth Officer
GrantCommon Stock 278 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000065 · form4.xml · nonDerivative · entry 1

Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,302

F1 · price: Grant of restricted stock units.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 22:07 UTC
McCullum Kenneth A.EVP - Chief Risk Officer
Disposition to issuerCommon Stock 300 $96.93 $29,079.00
Disclosure

SEC source: 0001126328-26-000045 · form4.xml · nonDerivative · entry 3

McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,908

F2 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 3/13/2025.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.87 to $97.02, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 22:07 UTC
McCullum Kenneth A.EVP - Chief Risk Officer
Disposition to issuerCommon Stock 1,316 $96.01 $126,349.16
Disclosure

SEC source: 0001126328-26-000045 · form4.xml · nonDerivative · entry 2

McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,208

F2 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 3/13/2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.83 to $96.33, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 22:04 UTC
Bhatia KamalPresident and CEO - PAM
Disposition to issuerCommon Stock 600 $96.95 $58,170.00
Disclosure

SEC source: 0001126328-26-000037 · form4.xml · nonDerivative · entry 3

Bhatia Kamal · CIK 0001736344 · President and CEO - PAM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,515

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 5/14/2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.83 to $97.15, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 22:04 UTC
Bhatia KamalPresident and CEO - PAM
Disposition to issuerCommon Stock 2,299 $95.99 $220,681.01
Disclosure

SEC source: 0001126328-26-000037 · form4.xml · nonDerivative · entry 2

Bhatia Kamal · CIK 0001736344 · President and CEO - PAM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,115

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 5/14/2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.83 to $96.52, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:08 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Tax withholdingCommon Stock 781 $95.42 $74,523.02
Disclosure

SEC source: 0001126328-26-000051 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 53,446

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:08 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Tax withholdingCommon Stock 5,321 $95.42 $507,729.82
Disclosure

SEC source: 0001126328-26-000051 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,575

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:08 UTC
Pitz JoelEVP - CFO
Tax withholdingCommon Stock 42 $95.42 $4,007.64
Disclosure

SEC source: 0001126328-26-000050 · form4.xml · nonDerivative · entry 2

Pitz Joel · CIK 0002035227 · EVP - CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,740

F2 · balance_after: Includes 2447 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:08 UTC
Pitz JoelEVP - CFO
Tax withholdingCommon Stock 556 $95.42 $53,053.52
Disclosure

SEC source: 0001126328-26-000050 · form4.xml · nonDerivative · entry 1

Pitz Joel · CIK 0002035227 · EVP - CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,038

F1 · balance_after: Includes 10022 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:08 UTC Tax withholdingCommon Stock 3,693 $95.42 $352,386.06
Disclosure

SEC source: 0001126328-26-000049 · form4.xml · nonDerivative · entry 1

LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,193

F1 · balance_after: Includes 2957 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:07 UTC
Kay Kathleen BEVP-Chief Information Officer
Tax withholdingCommon Stock 1,870 $95.42 $178,435.40
Disclosure

SEC source: 0001126328-26-000048 · form4.xml · nonDerivative · entry 1

Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,433

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:07 UTC
Djurasovic GeorgeInterim General Counsel
Tax withholdingCommon Stock 1,288 $95.42 $122,900.96
Disclosure

SEC source: 0001126328-26-000046 · form4.xml · nonDerivative · entry 1

Djurasovic George · CIK 0001961750 · Interim General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,159

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:07 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
Tax withholdingCommon Stock 3,801 $95.42 $362,691.42
Disclosure

SEC source: 0001126328-26-000047 · form4.xml · nonDerivative · entry 1

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,502

F1 · balance_after: Includes 3276 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:07 UTC
McCullum Kenneth A.EVP - Chief Risk Officer
Tax withholdingCommon Stock 1,228 $95.42 $117,175.76
Disclosure

SEC source: 0001126328-26-000045 · form4.xml · nonDerivative · entry 1

McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,524

F1 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:04 UTC
Bhatia KamalPresident and CEO - PAM
Tax withholdingCommon Stock 3,781 $95.42 $360,783.02
Disclosure

SEC source: 0001126328-26-000037 · form4.xml · nonDerivative · entry 1

Bhatia Kamal · CIK 0001736344 · President and CEO - PAM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,414

Read SEC document
February 25, 2026 Filed Feb 27, 2026 16:36 UTC
McCullum Kenneth A.EVP - Chief Risk Officer
Disposition to issuerCommon Stock 3,071 $94.55 $290,363.05
Disclosure

SEC source: 0001126328-26-000035 · form4.xml · nonDerivative · entry 1

McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,752

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 3/13/2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.28 to $94.72, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 16:35 UTC
Bhatia KamalPresident and CEO - PAM
Disposition to issuerCommon Stock 5,570 $94.55 $526,643.50
Disclosure

SEC source: 0001126328-26-000033 · form4.xml · nonDerivative · entry 1

Bhatia Kamal · CIK 0001736344 · President and CEO - PAM

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,195

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 5/14/2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.17 to $94.74, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:32 UTC
Cheong Wee YeeEVP, Principal Asia
GrantCommon Stock 6,576 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000017 · form4.xml · nonDerivative · entry 2

Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,505

F3 · price: Settlement of performance-based restricted stock units granted 2/27/2023.

F2 · balance_after: Includes 1747 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:32 UTC
Cheong Wee YeeEVP, Principal Asia
GrantCommon Stock 2,938 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000017 · form4.xml · nonDerivative · entry 1

Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,929

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 1747 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:42 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 13,557 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000031 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,896

F2 · price: Settlement of performance-based restricted stock units granted 02/27/2023.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:42 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 27,511 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000031 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,339

F1 · price: Grant of restricted stock units.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:42 UTC
Pitz JoelEVP - CFO
GrantCommon Stock 2,690 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000030 · form4.xml · nonDerivative · entry 2

Pitz Joel · CIK 0002035227 · EVP - CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,683

F4 · price: Settlement of performance-based restricted stock units granted 2/27/2023.

F2 · balance_after: Includes 10022 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:42 UTC
Pitz JoelEVP - CFO
GrantCommon Stock 7,978 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000030 · form4.xml · nonDerivative · entry 1

Pitz Joel · CIK 0002035227 · EVP - CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,993

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 10022 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:40 UTC
McCullum Kenneth A.EVP - Chief Risk Officer
GrantCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000027 · form4.xml · nonDerivative · entry 2

McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,823

F3 · price: Settlement of performance-based restricted stock units granted 2/27/2023.

F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:40 UTC
McCullum Kenneth A.EVP - Chief Risk Officer
GrantCommon Stock 3,093 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000027 · form4.xml · nonDerivative · entry 1

McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,752

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 17:38 UTC GrantCommon Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000025 · form4.xml · nonDerivative · entry 2

LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,912

F3 · price: Settlement of performance-based restricted stock units granted 2/27/2023.

F2 · balance_after: Includes 2957 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

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February 23, 2026 Filed Feb 25, 2026 17:38 UTC GrantCommon Stock 7,975 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000025 · form4.xml · nonDerivative · entry 1

LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,537

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 2957 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

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February 23, 2026 Filed Feb 25, 2026 17:38 UTC
Kay Kathleen BEVP-Chief Information Officer
GrantCommon Stock 4,721 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000024 · form4.xml · nonDerivative · entry 2

Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,303

F2 · price: Settlement of performance-based restricted stock units granted 2/27/2023.

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February 23, 2026 Filed Feb 25, 2026 17:38 UTC
Kay Kathleen BEVP-Chief Information Officer
GrantCommon Stock 5,417 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000024 · form4.xml · nonDerivative · entry 1

Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,582

F1 · price: Grant of restricted stock units.

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February 23, 2026 Filed Feb 25, 2026 17:35 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
GrantCommon Stock 9,653 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000021 · form4.xml · nonDerivative · entry 2

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,332

F3 · price: Settlement of performance-based restricted stock units granted 2/27/2023.

F2 · balance_after: Includes 3276 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.