Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2024 Filed May 21, 2024 13:39 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,344 | $51.73 Strike: $51.73 | $379,905.12 |
DisclosureSEC source: 0001062993-24-010825 · form4.xml · derivative · entry 4 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,344 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2024 Filed May 21, 2024 13:39 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,343 | $51.73 Strike: $51.73 | $379,853.39 |
DisclosureSEC source: 0001062993-24-010825 · form4.xml · derivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,343 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2024 Filed May 21, 2024 13:39 UTC |
Cheong Wee YeeEVP, Principal Asia
|
Disposition to issuerCommon Stock | 22,030 | $84.94 | $1,871,228.20 |
DisclosureSEC source: 0001062993-24-010825 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,231 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.12, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1,095 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 17, 2024 Filed May 21, 2024 13:39 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 22,030 | $51.73 | $1,139,611.90 |
DisclosureSEC source: 0001062993-24-010825 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,261 Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:03 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007628 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,231 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 1095 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:13 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007658 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 60,131 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:13 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007658 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,364 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:12 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007656 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,442 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:11 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007653 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,982 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2,200 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:11 UTC |
RIVERA ALFREDODirector
|
GrantPhantom Stock Units · Derivative | 13 | $86.31 | $1,122.03 |
DisclosureSEC source: 0001062993-24-007655 · form4.xml · derivative · entry 2 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,644 Underlying: Common Stock · 13 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:11 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007655 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,321 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:11 UTC |
Lamarque NatalieEVP, General Counsel, and Secr
|
GrantCommon Stock | 597 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007652 · form4.xml · nonDerivative · entry 1 Lamarque Natalie · CIK 0001939126 · EVP, General Counsel, and Secr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,510 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:10 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007651 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,963 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:09 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007648 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,954 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:09 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 176 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007645 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,118 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:07 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007641 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,573 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:07 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007642 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,574 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:06 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 14 | $86.31 | $1,208.34 |
DisclosureSEC source: 0001062993-24-007638 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,824 Underlying: Common Stock · 14 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:06 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 1,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007638 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,202 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 7,119 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:06 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007637 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,562 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:05 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007634 · form4.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,384 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:04 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 125 | $86.31 | $10,788.75 |
DisclosureSEC source: 0001062993-24-007632 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,801 Underlying: Common Stock · 125 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:04 UTC |
Mills ScottDirector
|
GrantCommon Stock | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007632 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,552 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:04 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007629 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,269 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 8703 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:03 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 186 | $86.31 | $16,053.66 |
DisclosureSEC source: 0001062993-24-007627 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,416 Underlying: Common Stock · 186 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:03 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007627 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,476 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:03 UTC |
Bhatia KamalPresident and CEO - PAM
|
GrantCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007624 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,719 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:02 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007623 · form4.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,491 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:02 UTC |
Agrawal VivekEVP & Chief Growth Officer
|
GrantCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007622 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,404 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:02 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007620 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,853 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:01 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007616 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,255 F1 · price: Grant of restricted stock units. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:35 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 1,460 | $80.99 | $118,245.40 |
DisclosureSEC source: 0001062993-24-005874 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 60,038 Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:35 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
Tax withholdingCommon Stock | 1,104 | $80.99 | $89,412.96 |
DisclosureSEC source: 0001062993-24-005873 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,304 F1 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:34 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
Tax withholdingCommon Stock | 1,599 | $80.99 | $129,503.01 |
DisclosureSEC source: 0001062993-24-005871 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,329 Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:44 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 8,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004831 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,721 F3 · price: Settlement of performance-based restricted stock units granted 03/05/2021. F2 · balance_after: Includes an accumulative total of 1,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:44 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 3,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004831 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,116 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 1,089 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:44 UTC |
Bhatia KamalPresident and CEO - PAM
|
GrantCommon Stock | 7,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004832 · form4.xml · nonDerivative · entry 2 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,411 F2 · price: Settlement of performance-based restricted stock units granted 03/05/2021. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:44 UTC |
Bhatia KamalPresident and CEO - PAM
|
GrantCommon Stock | 9,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004832 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,906 F1 · price: Grant of restricted stock units. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:43 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 8,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004830 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,863 F3 · price: Settlement of performance-based restricted stock units granted 03/05/2021. F2 · balance_after: Includes an accumulative total of 8,633 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:43 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 9,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004830 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,561 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 8,633 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:43 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 14,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004829 · form4.xml · nonDerivative · entry 2 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,318 F2 · price: Settlement of performance-based restricted stock units granted 03/05/2021. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:43 UTC |
Halter Patrick GregoryPresident and CEO - PAM
|
GrantCommon Stock | 9,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004829 · form4.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,995 F1 · price: Grant of restricted stock units. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:42 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 50,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004828 · form4.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,867 F3 · price: Settlement of performance-based restricted stock units granted 03/05/2021. F2 · balance_after: Includes an accumulative total of 7,062 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:42 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 38,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004828 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,578 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 7,062 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:42 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 4,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004827 · form4.xml · nonDerivative · entry 2 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,928 F2 · price: Settlement of performance-based restricted stock units granted 03/05/2021. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:42 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 4,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004827 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,531 F1 · price: Grant of restricted stock units. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:42 UTC |
Agrawal VivekEVP & Chief Growth Officer
|
GrantCommon Stock | 7,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004826 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,303 F1 · price: Grant of restricted stock units. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:41 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 5,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004825 · form4.xml · nonDerivative · entry 2 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,661 F3 · price: Settlement of performance-based restricted stock units granted 03/05/2021. F2 · balance_after: Includes an accumulative total of 2,182 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:41 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 8,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004825 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,888 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2,182 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:40 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 3,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004824 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,408 F3 · price: Settlement of performance-based restricted stock units granted 03/05/2021. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.