PDI

SEC source: 0001201917-26-000004 · form4-10082026_041001.xml · nonDerivative · entry 1

FLATTUM DAVID C · CIK 0001201917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · BY DCP

Disclosed balance after: 17,448.13

SEC source: 0001495443-26-000007 · form4-09282026_110943.xml · nonDerivative · entry 1

Rappaport Alan · CIK 0001495443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,313

SEC source: 0002084606-26-000014 · form4-09242026_100953.xml · nonDerivative · entry 1

Morris Sonya · CIK 0002084606 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,700

SEC source: 0001104659-26-084672 · tm2620736-1_4seq1.xml · nonDerivative · entry 1

STRACKE THIBAULT CHRISTIAN · CIK 0001694396 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,512.16

F1 · balance_after: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing.

SEC source: 0001209191-23-021066 · doc4.xml · nonDerivative · entry 1

FISHER DAVID NICHOLS III · CIK 0001762432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,720.35

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.1477 to $18.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes shares acquired through a qualified dividend reinvestment plan since the date of Reporting Person's last filing.

SEC source: 0001209191-22-062526 · doc4.xml · nonDerivative · entry 1

STRACKE THIBAULT CHRISTIAN · CIK 0001694396 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,732.9899

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.97 to $18.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes shares acquired through the Reporting Person's qualified dividend reinvestment plan since the date of the Reporting Person's last filing.

SEC source: 0001209191-22-030685 · doc4.xml · nonDerivative · entry 1

STRACKE THIBAULT CHRISTIAN · CIK 0001694396 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,307.64

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.3250 to $21.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes shares acquired through the Reporting Person's qualified dividend reinvestment plan since the date of the Reporting Person's last filing.

SEC source: 0001209191-22-018562 · doc4.xml · nonDerivative · entry 1

STRACKE THIBAULT CHRISTIAN · CIK 0001694396 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,633.23

F1 · balance_after: Includes shares acquired through the Reporting Person's qualified dividend reinvestment plan since the date of the Reporting Person's last filing.

SEC source: 0001209191-22-007883 · doc4.xml · nonDerivative · entry 1

STRACKE THIBAULT CHRISTIAN · CIK 0001694396 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,578.43

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.12 to $25.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes shares acquired through the Reporting Person's qualified dividend reinvestment plan since the date of the Reporting Person's last filing.

SEC source: 0001209191-21-069678 · doc4.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,848

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069740 · doc4.xml · nonDerivative · entry 1

Schneider Jerome M · CIK 0001807850 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Indirect · BY 401(K)

Disclosed balance after: 2,068

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069704 · doc4.xml · nonDerivative · entry 1

STRACKE THIBAULT CHRISTIAN · CIK 0001694396 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,577

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037.

SEC source: 0001209191-21-069721 · doc4.xml · nonDerivative · entry 2

Rappaport Alan · CIK 0001495443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,813

F2 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio 0.949037.

SEC source: 0001209191-21-069721 · doc4.xml · nonDerivative · entry 1

Rappaport Alan · CIK 0001495443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,864

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio 0.818509.

SEC source: 0001209191-21-069723 · doc4.xml · nonDerivative · entry 1

Roman Emmanuel · CIK 0001416185 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Indirect · FAMILY CORPORATION

Disclosed balance after: 77,758

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund (""CI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069688 · doc4.xml · nonDerivative · entry 1

MANEY JOHN C · CIK 0001201880 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BY DCP

Disclosed balance after: 12,833

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio 0.818509.

SEC source: 0001209191-21-069686 · doc4.xml · nonDerivative · entry 2

IVASCYN DANIEL J · CIK 0001201895 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,019

F2 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, , which resulted in an exchange ratio of 0.949037.

SEC source: 0001209191-21-069686 · doc4.xml · nonDerivative · entry 1

IVASCYN DANIEL J · CIK 0001201895 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,990

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069746 · doc4.xml · nonDerivative · entry 1

SEIDNER MARC P · CIK 0001567280 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,094

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069733 · doc4.xml · nonDerivative · entry 1

NAGLER JASON JORDAN · CIK 0001644693 · Assistant Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · BY 401 K PLAN

Disclosed balance after: 817

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069726 · doc4.xml · nonDerivative · entry 2

MURATA ALFRED T · CIK 0001599388 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Indirect · BY 401 K PLAN

Disclosed balance after: 3,274

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069726 · doc4.xml · nonDerivative · entry 1

MURATA ALFRED T · CIK 0001599388 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Indirect · BY DCP

Disclosed balance after: 41,836.59

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069682 · doc4.xml · nonDerivative · entry 2

FISHER DAVID NICHOLS III · CIK 0001762432 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BY DCP

Disclosed balance after: 9,866

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069682 · doc4.xml · nonDerivative · entry 1

FISHER DAVID NICHOLS III · CIK 0001762432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,504

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069676 · doc4.xml · nonDerivative · entry 1

DAWSON CRAIG A · CIK 0001541975 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,406

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-21-069672 · doc4.xml · nonDerivative · entry 2

Cogan Sarah E · CIK 0001761536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846

F2 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037.

SEC source: 0001209191-21-069672 · doc4.xml · nonDerivative · entry 1

Cogan Sarah E · CIK 0001761536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

SEC source: 0001209191-20-029764 · doc4.xml · nonDerivative · entry 1

KERTESS HANS W · CIK 0001201922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.30 to $23.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes approximately 4,600 shares acquired on various dates under a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person.

SEC source: 0001209191-20-017700 · doc4.xml · nonDerivative · entry 1

Otterbein Thomas J · CIK 0001423452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · BY FAMILY TRUST

Disclosed balance after: 20,298

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $29.11 to $29.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes approximately 2,156 shares acquired on various dates under a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person.

SEC source: 0001209191-19-039373 · doc4.xml · nonDerivative · entry 1

MANEY JOHN C · CIK 0001201880 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By DC Plan

Disclosed balance after: 7,002

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $32.0296 to $32.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 3,600 shares and 1,845 shares reported on a Form 4 filed July 10, 2013 and June 29, 2016, respectively, as Table II derivative securities held under the Allianz Asset Management of America Executive Deferred Compensation Plan.

F3 · ownership.nature: The shares were purchased and are held under the Allianz Asset Management of America Executive Deferred Compensation Plan.

SEC source: 0001209191-18-054976 · doc4.xml · nonDerivative · entry 1

Otterbein Thomas J · CIK 0001423452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,142

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $30.4899 to $30.8699, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 2,253 shares acquired on various dates under a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person.

SEC source: 0001209191-20-008989 · doc4a.xml · nonDerivative · entry 3

Otterbein Thomas J · CIK 0001423452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · BY FAMILY TRUST

Disclosed balance after: 13,142

F5 · date: The Form 4 being amended hereby for this transaction was filed on October 15, 2018.

F1 · price: See original applicable filing for pricing footnote.

F4 · balance_after: Includes 789 and 2,253 shares, respectively, acquired under a qualified dividend reinvestment plan on various dates since the then prior Form 4 filing.

F2 · ownership.direct: These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a family trust.

SEC source: 0001209191-18-019587 · doc4.xml · nonDerivative · entry 1

GALLAGHER BRADFORD K · CIK 0001065830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $30.66 to $30.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-17-010912 · doc4.xml · nonDerivative · entry 1

IVASCYN DANIEL J · CIK 0001201895 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,243

F1 · kind: Represents transfer of shares by the Reporting Person to a family member.

F2 · balance_after: The aggregate holdings reported on Line 1, Table I, include 134,021 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan.

SEC source: 0001209191-20-008989 · doc4a.xml · nonDerivative · entry 2

Otterbein Thomas J · CIK 0001423452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · BY FAMILY TRUST

Disclosed balance after: 6,889

F3 · date: The Form 4 being amended hereby for this transaction was filed on April 22, 2016.

F1 · price: See original applicable filing for pricing footnote.

F4 · balance_after: Includes 789 and 2,253 shares, respectively, acquired under a qualified dividend reinvestment plan on various dates since the then prior Form 4 filing.

F2 · ownership.direct: These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a family trust.

SEC source: 0001209191-20-008989 · doc4a.xml · nonDerivative · entry 1

Otterbein Thomas J · CIK 0001423452 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · BY FAMILY TRUST

Disclosed balance after: 5,000

F1 · price: See original applicable filing for pricing footnote.

F2 · ownership.direct: These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a family trust.