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DeCotis Deborah A

Disclosed activity across 22 companies

Tapewire entity
78954
SEC CIK
0001177404

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cadre Holdings, Inc.CDRE · Entity 4819DirectorMay 30, 2025June 03, 2025
PIMCO Access Income FundPAXS · Entity 5270DirectorJanuary 26, 2022January 26, 2022
PIMCO California Flexible Municipal Income FundCAFLX · Entity 31371DirectorJune 15, 2022June 15, 2022
PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343DirectorDecember 10, 2021December 14, 2021
PIMCO Dynamic Income FundPDI · Entity 3704DirectorDecember 10, 2021December 15, 2021
PIMCO Dynamic Income Opportunities FundPDO · Entity 4590DirectorJanuary 26, 2021January 26, 2021
PIMCO Dynamic Income Strategy FundNRGX · Entity 4973DirectorJanuary 29, 2019January 29, 2019
PIMCO Flexible Credit Income FundPFLEX · Entity 10159DirectorFebruary 09, 2017February 09, 2017
PIMCO Flexible Emerging Markets Income FundEMFLX · Entity 31452DirectorJuly 29, 2021July 29, 2021
PIMCO Flexible Municipal Income FundPMFLX · Entity 9851DirectorJuly 19, 2018July 19, 2018
Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033DirectorMarch 03, 2022March 04, 2022
Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218DirectorJune 27, 2017June 30, 2017
Virtus Convertible & Income FundNCV · Entity 8885DirectorMarch 03, 2022March 04, 2022
Virtus Convertible & Income Fund IINCZ · Entity 5978DirectorMarch 03, 2022March 04, 2022
Virtus Diversified Income & Convertible FundACV · Entity 6061DirectorMarch 03, 2022March 04, 2022
Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708DirectorMarch 03, 2022March 04, 2022
Virtus Equity & Convertible Income FundNIE · Entity 5206DirectorMarch 03, 2022March 04, 2022
Virtus Global Multi-Sector Income FundVGI · Entity 6888DirectorJuly 01, 2021July 08, 2021
Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438DirectorApril 08, 2022April 18, 2022
Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987DirectorApril 08, 2022April 18, 2022
Virtus Total Return Fund Inc.ZTR · Entity 5817DirectorJuly 01, 2021July 08, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cadre Holdings, Inc.

Report date May 30, 2025 · Filed June 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $32.77 · Expires 2035-05-30Direct16,000 Reported balance After 2025-05-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-05-30 · Grant · Acquired 16,000 · Balance 16,000

F1: The option to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of June 30, 2025, September 30, 2025, December 31, 2025, and March 31, 2026, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: The option to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of June 30, 2025, September 30, 2025, December 31, 2025, and March 31, 2026, respectively.

PIMCO Access Income Fund

Report date January 26, 2022 · Filed January 26, 2022

This filing explicitly reported no securities owned.

PIMCO California Flexible Municipal Income Fund

Report date June 15, 2022 · Filed June 15, 2022

This filing explicitly reported no securities owned.

PIMCO Dynamic Credit & Mortgage Income Fund

Report date December 10, 2021 · Filed December 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON SHARESSEC Table I · non-derivativeDirect0 Reported balance After 2021-12-10 transaction · row 1
1 source row

Row 1 · 2021-12-10 · Disposition to issuer · Disposed 5,500 · Balance 0

F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

PIMCO Dynamic Income Fund

Report date December 10, 2021 · Filed December 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON SHARESSEC Table I · non-derivativeDirect5,848 Reported balance After 2021-12-10 transaction · row 1
1 source row

Row 1 · 2021-12-10 · Grant · Acquired 4,501 · Balance 5,848

F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

PIMCO Dynamic Income Opportunities Fund

Report date January 26, 2021 · Filed January 26, 2021

This filing explicitly reported no securities owned.

PIMCO Dynamic Income Strategy Fund

Report date January 29, 2019 · Filed January 29, 2019

This filing explicitly reported no securities owned.

PIMCO Flexible Credit Income Fund

Report date February 09, 2017 · Filed February 09, 2017

This filing explicitly reported no securities owned.

PIMCO Flexible Emerging Markets Income Fund

Report date July 29, 2021 · Filed July 29, 2021

This filing explicitly reported no securities owned.

PIMCO Flexible Municipal Income Fund

Report date July 19, 2018 · Filed July 19, 2018

This filing explicitly reported no securities owned.

Virtus Artificial Intelligence & Technology Opportunities Fund

Report date March 03, 2022 · Filed March 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,117 Reported balance After 2022-03-03 transaction · row 1
1 source row

Row 1 · 2022-03-03 · Purchase · Acquired 1,117 · Balance 1,117

Virtus Convertible & Income 2024 Target Term Fund

Report date June 27, 2017 · Filed June 30, 2017

This filing explicitly reported no securities owned.

Virtus Convertible & Income Fund

Report date March 03, 2022 · Filed March 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect989 Reported balance After 2022-03-03 transaction · row 1
1 source row

Row 1 · 2022-03-03 · Purchase · Acquired 989 · Balance 989

Virtus Convertible & Income Fund II

Report date March 03, 2022 · Filed March 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,134 Reported balance After 2022-03-03 transaction · row 1
1 source row

Row 1 · 2022-03-03 · Purchase · Acquired 1,134 · Balance 1,134

Virtus Diversified Income & Convertible Fund

Report date March 03, 2022 · Filed March 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect191 Reported balance After 2022-03-03 transaction · row 1
1 source row

Row 1 · 2022-03-03 · Purchase · Acquired 191 · Balance 191

F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.25 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.25 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Virtus Dividend, Interest & Premium Strategy Fund

Report date March 03, 2022 · Filed March 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect354 Reported balance After 2022-03-03 transaction · row 1
1 source row

Row 1 · 2022-03-03 · Purchase · Acquired 354 · Balance 354

Virtus Equity & Convertible Income Fund

Report date March 03, 2022 · Filed March 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect190 Reported balance After 2022-03-03 transaction · row 1
1 source row

Row 1 · 2022-03-03 · Purchase · Acquired 190 · Balance 190

Virtus Global Multi-Sector Income Fund

Report date July 01, 2021 · Filed July 08, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

This filing explicitly reported no securities owned.

Virtus Stone Harbor Emerging Markets Income Fund

Report date April 08, 2022 · Filed April 18, 2022

This filing explicitly reported no securities owned.

Virtus Stone Harbor Emerging Markets Total Income Fund

Report date April 08, 2022 · Filed April 18, 2022

This filing explicitly reported no securities owned.

Virtus Total Return Fund Inc.

Report date July 01, 2021 · Filed July 08, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Watford Holdings Ltd.

Report date July 01, 2021 · Filed July 02, 2021

Section 16 reporting ended · disclosed 2021-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, par value $0.01/shareSEC Table I · non-derivativeDirect0 Reported balance After 2021-07-01 transaction · row 1
1 source row

Row 1 · 2021-07-01 · Disposition to issuer · Disposed 4,059 · Balance 0

F1: On July 1, 2021, pursuant to the Agreement and Plan of Merger, dated October 9, 2020, among Watford Holdings Ltd. (the "Company"), Arch Capital Group Ltd. and Greysbridge Ltd. ("Merger Sub"), as amended by Amendment No. 1, dated November 2, 2020, Merger Sub merged with and into the Company, with the Company surviving as a subsidiary of Greysbridge Holdings Ltd. (the "Merger"). At the effective time of the Merger, these common shares were cancelled and converted into the right to receive $35.00 in cash per share.

Filing footnotes · ownership attribution and instrument terms

F1: On July 1, 2021, pursuant to the Agreement and Plan of Merger, dated October 9, 2020, among Watford Holdings Ltd. (the "Company"), Arch Capital Group Ltd. and Greysbridge Ltd. ("Merger Sub"), as amended by Amendment No. 1, dated November 2, 2020, Merger Sub merged with and into the Company, with the Company surviving as a subsidiary of Greysbridge Holdings Ltd. (the "Merger"). At the effective time of the Merger, these common shares were cancelled and converted into the right to receive $35.00 in cash per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2025 Filed Jun 3, 2025 16:49 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $32.77 $0.00
Disclosure

SEC source: 0001104659-25-056007 · tm2516916-4_4seq1.xml · derivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2035-05-30

F1 · derivative.exercise_date: The option to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), was granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of June 30, 2025, September 30, 2025, December 31, 2025, and March 31, 2026, respectively.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 16:16 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $34.66 $0.00
Disclosure

SEC source: 0001104659-24-036706 · tm249207-3_4seq1.xml · derivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-03-18

F1 · derivative.exercise_date: 16,000 options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $.0001 par value ("Common Stock") were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, respectively.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 16:30 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $20.53 $0.00
Disclosure

SEC source: 0001104659-23-032808 · tm238945-4_4seq1.xml · derivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2033-03-13

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. Options to purchase 4,000 shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive quarterly tranches on each of March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
April 20, 2022 Filed Apr 21, 2022 16:15 UTC Cadre Holdings, Inc. CDRE · Entity 4819 GrantStock Option (right to purchase) · Derivative 16,000 $0.00 Strike: $25.48 $0.00
Disclosure

SEC source: 0001104659-22-048394 · tm2213199-1_4seq1.xml · derivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-04-20

F1 · derivative.exercise_date: These options to purchase shares of Cadre Holdings, Inc. (the "Issuer") common stock, $0.0001 par value per share (the "Common Stock"), were granted under the Issuer's 2021 Stock Incentive Plan. The 16,000 options to purchase shares of the Issuer's Common Stock will vest and become exercisable in four equal consecutive tranches of 4,000 options on each of April 20, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 17:08 UTC Virtus Convertible & Income Fund NCV · Entity 8885 PurchaseCommon Stock 989 $5.03 $4,974.67
Disclosure

SEC source: 0000883237-22-000075 · wf-form4_164643166178334.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989

Read SEC document
March 03, 2022 Filed Mar 4, 2022 17:06 UTC Virtus Artificial Intelligence & Technology Opportunities Fund AIO · Entity 5033 PurchaseCommon Stock 1,117 $21.87 $24,428.79
Disclosure

SEC source: 0000883237-22-000073 · wf-form4_164643153792754.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

Read SEC document
March 03, 2022 Filed Mar 4, 2022 17:03 UTC Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 PurchaseCommon Stock 354 $14.12 $4,998.48
Disclosure

SEC source: 0000883237-22-000071 · wf-form4_164643140159598.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354

Read SEC document
March 03, 2022 Filed Mar 4, 2022 17:00 UTC Virtus Equity & Convertible Income Fund NIE · Entity 5206 PurchaseCommon Stock 190 $26.42 $5,020.12
Disclosure

SEC source: 0000883237-22-000069 · wf-form4_164643120648994.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190

Read SEC document
March 03, 2022 Filed Mar 4, 2022 16:54 UTC Virtus Convertible & Income Fund II NCZ · Entity 5978 PurchaseCommon Stock 1,134 $4.42 $5,006.61
Disclosure

SEC source: 0000883237-22-000065 · wf-form4_164643083914283.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134

Read SEC document
March 03, 2022 Filed Mar 4, 2022 16:57 UTC Virtus Diversified Income & Convertible Fund ACV · Entity 6061 PurchaseCommon Stock 191 $26.25 $5,013.33
Disclosure

SEC source: 0000883237-22-000067 · wf-form4_164643104469922.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.25 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:28 UTC PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 Disposition to issuerCOMMON SHARES 5,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-069652 · doc4.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 11:23 UTC PIMCO Dynamic Income Fund PDI · Entity 3704 GrantCOMMON SHARES 4,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-069678 · doc4.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,848

F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 09:03 UTC Watford Holdings Ltd. WTRE · Entity 137416 Disposition to issuerCommon Shares, par value $0.01/share 4,059 $35.00 $142,065.00
Disclosure

SEC source: 0001601669-21-000051 · wf-form4_162523102518065.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On July 1, 2021, pursuant to the Agreement and Plan of Merger, dated October 9, 2020, among Watford Holdings Ltd. (the "Company"), Arch Capital Group Ltd. and Greysbridge Ltd. ("Merger Sub"), as amended by Amendment No. 1, dated November 2, 2020, Merger Sub merged with and into the Company, with the Company surviving as a subsidiary of Greysbridge Holdings Ltd. (the "Merger"). At the effective time of the Merger, these common shares were cancelled and converted into the right to receive $35.00 in cash per share.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:52 UTC Watford Holdings Ltd. WTRE · Entity 137416 GrantCommon Shares, par value $0.01/share 2,174 $0.00 $0.00
Disclosure

SEC source: 0001601669-20-000028 · wf-form4_158328312222807.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059

Read SEC document
May 10, 2019 Filed May 14, 2019 19:46 UTC Watford Holdings Ltd. WTRE · Entity 137416 GrantCommon Shares, par value $0.01/share 1,885 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006776 · wf-form4_155787755741002.xml · nonDerivative · entry 1

DeCotis Deborah A · CIK 0001177404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.