Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIMCO Access Income FundPAXS · Entity 5270 | Assistant Treasurer | January 26, 2022 | January 26, 2022 |
| PIMCO California Flexible Municipal Income FundCAFLX · Entity 31371 | Assistant Treasurer | June 15, 2022 | June 15, 2022 |
| PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343 | Assistant Treasurer | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income FundPDI · Entity 3704 | Assistant Treasurer | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income Opportunities FundPDO · Entity 4590 | Assistant Treasurer | January 26, 2021 | January 26, 2021 |
| PIMCO Dynamic Income Strategy FundNRGX · Entity 4973 | Assistant Treasurer | October 28, 2019 | October 30, 2019 |
| PIMCO Flexible Credit Income FundPFLEX · Entity 10159 | Assistant Treasurer | February 09, 2017 | February 09, 2017 |
| PIMCO Flexible Emerging Markets Income FundEMFLX · Entity 31452 | Assistant Treasurer | July 29, 2021 | July 29, 2021 |
| PIMCO Flexible Municipal Income FundPMFLX · Entity 9851 | Assistant Treasurer | March 28, 2019 | March 29, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIMCO Access Income Fund
Report date January 26, 2022 · Filed January 26, 2022
This filing explicitly reported no securities owned.
PIMCO California Flexible Municipal Income Fund
Report date June 15, 2022 · Filed June 15, 2022
This filing explicitly reported no securities owned.
PIMCO Dynamic Credit & Mortgage Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY 401(K) PLAN | 0 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Disposition to issuer · Disposed 998.3861 · Balance 0 F1: The 245.3861 shares were acquired under a qualified dividend reinvestment plan from November 26, 2018 to the filing of this Form 4. F2: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The 245.3861 shares were acquired under a qualified dividend reinvestment plan from November 26, 2018 to the filing of this Form 4.
F2: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY 401 K PLAN | 817 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Grant · Acquired 817 · Balance 817 F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Opportunities Fund
Report date January 26, 2021 · Filed January 26, 2021
This filing explicitly reported no securities owned.
PIMCO Dynamic Income Strategy Fund
Report date October 28, 2019 · Filed October 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy 401(k) plan | 1,950 |
Reported balance
After 2019-10-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-10-28 · Purchase · Acquired 640 · Balance 1,950 F1: The Form 4 filed on February 1, 2019 inadvertently reported a direct purchase, but the Reporting Person acquired these shares in an indirect purchase through the 401(k) plan. All of the Reporting Person's shares are held indirectly through the 401(k) plan. F2: Includes 60 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The Form 4 filed on February 1, 2019 inadvertently reported a direct purchase, but the Reporting Person acquired these shares in an indirect purchase through the 401(k) plan. All of the Reporting Person's shares are held indirectly through the 401(k) plan.
F2: Includes 60 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person.
PIMCO Flexible Credit Income Fund
Report date February 09, 2017 · Filed February 09, 2017
This filing explicitly reported no securities owned.
PIMCO Flexible Emerging Markets Income Fund
Report date July 29, 2021 · Filed July 29, 2021
This filing explicitly reported no securities owned.
PIMCO Flexible Municipal Income Fund
Report date March 28, 2019 · Filed March 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,424 |
Reported balance
After 2019-03-28 transaction · row 1
1 source rowRow 1 · 2019-03-28 · Purchase · Acquired 4,424 · Balance 4,424 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2021 Filed Dec 15, 2021 20:33 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069733 · doc4.xml · nonDerivative · entry 1 NAGLER JASON JORDAN · CIK 0001644693 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · BY 401 K PLAN Disclosed balance after: 817 F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 11:56 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | Disposition to issuerCOMMON SHARES | 998.3861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069690 · doc4.xml · nonDerivative · entry 1 NAGLER JASON JORDAN · CIK 0001644693 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · BY 401(K) PLAN Disclosed balance after: 0 F1 · shares: The 245.3861 shares were acquired under a qualified dividend reinvestment plan from November 26, 2018 to the filing of this Form 4. F2 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:33 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 640 | $16.86 | $10,790.40 |
DisclosureSEC source: 0001209191-19-054512 · doc4.xml · nonDerivative · entry 1 NAGLER JASON JORDAN · CIK 0001644693 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) plan Disclosed balance after: 1,950 F1 · balance_after: The Form 4 filed on February 1, 2019 inadvertently reported a direct purchase, but the Reporting Person acquired these shares in an indirect purchase through the 401(k) plan. All of the Reporting Person's shares are held indirectly through the 401(k) plan. F2 · balance_after: Includes 60 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 20:31 UTC | PIMCO Flexible Municipal Income Fund PMFLX · Entity 9851 | PurchaseCommon Stock | 4,424 | $10.17 | $44,992.08 |
DisclosureSEC source: 0001209191-19-021753 · doc4.xml · nonDerivative · entry 1 NAGLER JASON JORDAN · CIK 0001644693 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,424 Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 21:47 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 1,250 | $20.00 | $25,000.00 |
DisclosureSEC source: 0001209191-19-006464 · doc4.xml · nonDerivative · entry 1 NAGLER JASON JORDAN · CIK 0001644693 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 18:37 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 753 | $22.16 | $16,686.71 |
DisclosureSEC source: 0001209191-18-060031 · doc4.xml · nonDerivative · entry 1 NAGLER JASON JORDAN · CIK 0001644693 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Read SEC document |
| November 26, 2018 Filed Feb 12, 2020 18:41 UTC Amendment | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 753 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008981 · doc4a.xml · nonDerivative · entry 1 NAGLER JASON JORDAN · CIK 0001644693 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · BY 401(K) PLAN Disclosed balance after: 753 F1 · price: See original filing for pricing footnote. F2 · ownership.direct: This Form 4 is amended solely to clarify that the prior filing inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a 401(k) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.