Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIMCO Access Income FundPAXS · Entity 5270 | Director | January 31, 2022 | February 01, 2022 |
| PIMCO California Flexible Municipal Income FundCAFLX · Entity 31371 | Director | June 15, 2022 | June 15, 2022 |
| PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343 | Director | December 10, 2021 | December 14, 2021 |
| PIMCO Dynamic Income FundPDI · Entity 3704 | Director | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income Opportunities FundPDO · Entity 4590 | Director | January 29, 2021 | January 29, 2021 |
| PIMCO Dynamic Income Strategy FundNRGX · Entity 4973 | Director | January 29, 2019 | January 30, 2019 |
| PIMCO Flexible Credit Income FundPFLEX · Entity 10159 | Director | June 25, 2019 | June 27, 2019 |
| PIMCO Flexible Emerging Markets Income FundEMFLX · Entity 31452 | Director | July 29, 2021 | July 29, 2021 |
| PIMCO Flexible Municipal Income FundPMFLX · Entity 9851 | Director | July 19, 2018 | July 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIMCO Access Income Fund
Report date January 31, 2022 · Filed February 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESEC Table I · non-derivative | IndirectBY 401(K) PLAN | 10,000 |
Reported balance
After 2022-01-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-01-31 · Purchase · Acquired 10,000 · Balance 10,000 F1: Represents a purchase from the underwriters in the Issuer's initial public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a purchase from the underwriters in the Issuer's initial public offering.
PIMCO California Flexible Municipal Income Fund
Report date June 15, 2022 · Filed June 15, 2022
This filing explicitly reported no securities owned.
PIMCO Dynamic Credit & Mortgage Income Fund
Report date December 10, 2021 · Filed December 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY DCP | 0 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Disposition to issuer · Disposed 7,125 · Balance 0 F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY DCP | 12,833 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Grant · Acquired 5,831 · Balance 12,833 F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio 0.818509.
PIMCO Dynamic Income Opportunities Fund
Report date January 29, 2021 · Filed January 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 5,000 |
Reported balance
Holding disclosure · report date 2021-01-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,000 |
PIMCO Dynamic Income Strategy Fund
Report date January 29, 2019 · Filed January 30, 2019
This filing explicitly reported no securities owned.
PIMCO Flexible Credit Income Fund
Report date June 25, 2019 · Filed June 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBy DC Plan | 33,663 |
Reported balance
After 2019-06-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-06-25 · Purchase · Acquired 4,950 · Balance 33,663 F1: Includes 28,713 shares previously reported as being held directly. All shares are held indirectly through the Allianz Asset Management of America Exectuive Deferred Compensation Fund. F2: The shares were purchased and are held under the Allianz Asset Management of America Executive Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 28,713 shares previously reported as being held directly. All shares are held indirectly through the Allianz Asset Management of America Exectuive Deferred Compensation Fund.
F2: The shares were purchased and are held under the Allianz Asset Management of America Executive Deferred Compensation Plan.
PIMCO Flexible Emerging Markets Income Fund
Report date July 29, 2021 · Filed July 29, 2021
This filing explicitly reported no securities owned.
PIMCO Flexible Municipal Income Fund
Report date July 19, 2018 · Filed July 19, 2018
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2022 Filed Feb 1, 2022 21:04 UTC | PIMCO Access Income Fund PAXS · Entity 5270 | PurchaseCOMMON SHARE | 10,000 | $20.00 | $200,000.00 |
DisclosureSEC source: 0001209191-22-005879 · doc4.xml · nonDerivative · entry 1 MANEY JOHN C · CIK 0001201880 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY 401(K) PLAN Disclosed balance after: 10,000 F1 · price: Represents a purchase from the underwriters in the Issuer's initial public offering. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:36 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | Disposition to issuerCOMMON SHARES | 7,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069655 · doc4.xml · nonDerivative · entry 1 MANEY JOHN C · CIK 0001201880 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 0 F1 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 11:50 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 5,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069688 · doc4.xml · nonDerivative · entry 1 MANEY JOHN C · CIK 0001201880 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 12,833 F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio 0.818509. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 23:24 UTC | PIMCO Flexible Credit Income Fund PFLEX · Entity 10159 | PurchaseCOMMON SHARES | 4,950 | $10.10 | $49,995.00 |
DisclosureSEC source: 0001209191-19-039376 · doc4.xml · nonDerivative · entry 1 MANEY JOHN C · CIK 0001201880 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DC Plan Disclosed balance after: 33,663 F1 · balance_after: Includes 28,713 shares previously reported as being held directly. All shares are held indirectly through the Allianz Asset Management of America Exectuive Deferred Compensation Fund. F2 · ownership.nature: The shares were purchased and are held under the Allianz Asset Management of America Executive Deferred Compensation Plan. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 19:21 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | PurchaseCOMMON STOCK | 1,557 | $32.03 | $49,870.24 |
DisclosureSEC source: 0001209191-19-039373 · doc4.xml · nonDerivative · entry 1 MANEY JOHN C · CIK 0001201880 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DC Plan Disclosed balance after: 7,002 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $32.0296 to $32.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 3,600 shares and 1,845 shares reported on a Form 4 filed July 10, 2013 and June 29, 2016, respectively, as Table II derivative securities held under the Allianz Asset Management of America Executive Deferred Compensation Plan. F3 · ownership.nature: The shares were purchased and are held under the Allianz Asset Management of America Executive Deferred Compensation Plan. Read SEC document |
| May 25, 2018 Filed May 29, 2018 22:26 UTC | PIMCO Flexible Credit Income Fund PFLEX · Entity 10159 | PurchaseCOMMON SHARES | 9,569 | $10.45 | $99,996.05 |
DisclosureSEC source: 0001209191-18-033958 · doc4.xml · nonDerivative · entry 1 MANEY JOHN C · CIK 0001201880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,713 Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 21:46 UTC | PIMCO Flexible Credit Income Fund PFLEX · Entity 10159 | PurchaseCOMMON SHARES | 9,523 | $10.50 | $99,991.50 |
DisclosureSEC source: 0001209191-18-003605 · doc4.xml · nonDerivative · entry 1 MANEY JOHN C · CIK 0001201880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,143 Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:22 UTC | PIMCO Flexible Credit Income Fund PFLEX · Entity 10159 | PurchaseCOMMON SHARES | 9,620 | $10.40 | $100,048.00 |
DisclosureSEC source: 0001209191-17-047888 · doc4.xml · nonDerivative · entry 1 MANEY JOHN C · CIK 0001201880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,620 Read SEC document |
| July 07, 2016 Filed Feb 12, 2020 18:14 UTC Amendment | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 2,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008946 · doc4a.xml · nonDerivative · entry 2 MANEY JOHN C · CIK 0001201880 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 7,125 F3 · date: The Form 4 being amended hereby for this transaction was filed on July 8, 2016. F1 · price: See original applicable filing for pricing footnote. F2 · ownership.direct: These Form 4s are amended to clarify that the prior Form 4s inadvertently reported securities directly owned by the Reporting Person instead of indirectly held through a deferred compensation plan, and as to the July 7, 2016 transaction, inadvertently reported the transaction as involving derivative securities on Table II instead of shares on Table I. Read SEC document |
| December 05, 2014 Filed Feb 12, 2020 18:14 UTC Amendment | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 4,560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008946 · doc4a.xml · nonDerivative · entry 1 MANEY JOHN C · CIK 0001201880 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 4,560 F1 · price: See original applicable filing for pricing footnote. F2 · ownership.direct: These Form 4s are amended to clarify that the prior Form 4s inadvertently reported securities directly owned by the Reporting Person instead of indirectly held through a deferred compensation plan, and as to the July 7, 2016 transaction, inadvertently reported the transaction as involving derivative securities on Table II instead of shares on Table I. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.