Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PCM FUND, INC.PCM · Entity 8844 | SEE REMARKS | March 20, 2020 | March 28, 2020 |
| PIMCO Access Income FundPAXS · Entity 5270 | SEE REMARKS | January 26, 2022 | January 26, 2022 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUNDPCQ · Entity 8870 | SEE REMARKS | March 20, 2020 | March 28, 2020 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIPCK · Entity 11255 | SEE REMARKS | March 20, 2020 | March 28, 2020 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIIPZC · Entity 11257 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUNDPTY · Entity 4349 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO CORPORATE & INCOME STRATEGY FUNDPCN · Entity 8873 | SEE REMARKS | March 20, 2020 | March 28, 2020 |
| PIMCO California Flexible Municipal Income FundCAFLX · Entity 31371 | SEE REMARKS | June 15, 2022 | June 15, 2022 |
| PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343 | SEE REMARKS | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income FundPDI · Entity 3704 | SEE REMARKS | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income Opportunities FundPDO · Entity 4590 | SEE REMARKS | January 27, 2021 | January 28, 2021 |
| PIMCO Dynamic Income Strategy FundNRGX · Entity 4973 | SEE REMARKS | September 15, 2020 | September 16, 2020 |
| PIMCO Flexible Credit Income FundPFLEX · Entity 10159 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO Flexible Emerging Markets Income FundEMFLX · Entity 31452 | SEE REMARKS | July 29, 2021 | July 29, 2021 |
| PIMCO Flexible Municipal Income FundPMFLX · Entity 9851 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO Flexible Real Estate Income FundREFLX · Entity 25487 | SEE REMARKS | November 14, 2022 | November 15, 2022 |
| PIMCO Global StocksPLUS & Income FundPGP · Entity 8915 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO HIGH INCOME FUNDPHK · Entity 8887 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO INCOME STRATEGY FUNDPFL · Entity 8893 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO Income Opportunity FundPKO · Entity 132353 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO Income Strategy Fund IIPFN · Entity 5234 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO MUNICIPAL INCOME FUNDPMF · Entity 11254 | SEE REMARKS | March 20, 2020 | March 28, 2020 |
| PIMCO MUNICIPAL INCOME FUND IIPML · Entity 8878 | SEE REMARKS | March 20, 2020 | March 28, 2020 |
| PIMCO MUNICIPAL INCOME FUND IIIPMX · Entity 11252 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO NEW YORK MUNICIPAL INCOME FUNDPNF · Entity 11256 | SEE REMARKS | March 20, 2020 | March 28, 2020 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND IIPNI · Entity 8879 | SEE REMARKS | March 20, 2020 | March 28, 2020 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND IIIPYN · Entity 11253 | SEE REMARKS | March 20, 2020 | March 27, 2020 |
| PIMCO STRATEGIC INCOME FUND, INC.RCS · Entity 6147 | SEE REMARKS | March 20, 2020 | March 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PCM FUND, INC.
Report date March 20, 2020 · Filed March 28, 2020
This filing explicitly reported no securities owned.
PIMCO Access Income Fund
Report date January 26, 2022 · Filed January 26, 2022
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Report date March 20, 2020 · Filed March 28, 2020
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Report date March 20, 2020 · Filed March 28, 2020
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO CORPORATE & INCOME STRATEGY FUND
Report date March 20, 2020 · Filed March 28, 2020
This filing explicitly reported no securities owned.
PIMCO California Flexible Municipal Income Fund
Report date June 15, 2022 · Filed June 15, 2022
This filing explicitly reported no securities owned.
PIMCO Dynamic Credit & Mortgage Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Disposition to issuer · Disposed 2,527.04 · Balance 0 F1: The 410.8511 shares were acquired under a qualified dividend reinvestment plan from March 27, 2020 to the filing of this Form 4. F2: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The 410.8511 shares were acquired under a qualified dividend reinvestment plan from March 27, 2020 to the filing of this Form 4.
F2: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY 401(K) | 2,068 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Grant · Acquired 2,068 · Balance 2,068 F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Opportunities Fund
Report date January 27, 2021 · Filed January 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy DCP | 15,000 |
Reported balance
After 2021-01-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-01-27 · Purchase · Acquired 15,000 · Balance 15,000 |
PIMCO Dynamic Income Strategy Fund
Report date September 15, 2020 · Filed September 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-09-15 transaction · row 1
1 source rowRow 1 · 2020-09-15 · Sale · Disposed 50,000 · Balance 0 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.75 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy 401(k) Plan | 10,665 |
Reported balance
Holding disclosure · report date 2020-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,665 |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy DCP | 64,190 |
Reported balance
Holding disclosure · report date 2020-09-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 64,190 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.75 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
PIMCO Flexible Credit Income Fund
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO Flexible Emerging Markets Income Fund
Report date July 29, 2021 · Filed July 29, 2021
This filing explicitly reported no securities owned.
PIMCO Flexible Municipal Income Fund
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO Flexible Real Estate Income Fund
Report date November 14, 2022 · Filed November 15, 2022
This filing explicitly reported no securities owned.
PIMCO Global StocksPLUS & Income Fund
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO HIGH INCOME FUND
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO INCOME STRATEGY FUND
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO Income Opportunity Fund
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO Income Strategy Fund II
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND
Report date March 20, 2020 · Filed March 28, 2020
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND II
Report date March 20, 2020 · Filed March 28, 2020
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND III
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND
Report date March 20, 2020 · Filed March 28, 2020
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Report date March 20, 2020 · Filed March 28, 2020
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND III
Report date March 20, 2020 · Filed March 27, 2020
This filing explicitly reported no securities owned.
PIMCO STRATEGIC INCOME FUND, INC.
Report date March 20, 2020 · Filed March 28, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2021 Filed Dec 15, 2021 12:40 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | Disposition to issuerCOMMON SHARES | 2,527.04 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069699 · doc4.xml · nonDerivative · entry 1 Schneider Jerome M · CIK 0001807850 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · shares: The 410.8511 shares were acquired under a qualified dividend reinvestment plan from March 27, 2020 to the filing of this Form 4. F2 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 15:43 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 2,068 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069740 · doc4.xml · nonDerivative · entry 1 Schneider Jerome M · CIK 0001807850 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY 401(K) Disclosed balance after: 2,068 F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 20:41 UTC | PIMCO Dynamic Income Opportunities Fund PDO · Entity 4590 | PurchaseCommon Stock | 15,000 | $20.00 | $300,000.00 |
DisclosureSEC source: 0001209191-21-005980 · doc4.xml · nonDerivative · entry 1 Schneider Jerome M · CIK 0001807850 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · By DCP Disclosed balance after: 15,000 Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 16:32 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | SaleCOMMON STOCK | 50,000 | $6.75 | $337,505.00 |
DisclosureSEC source: 0001209191-20-050705 · doc4.xml · nonDerivative · entry 1 Schneider Jerome M · CIK 0001807850 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.75 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.