Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PCM FUND, INC.PCM · Entity 8844 | SEE REMARKS | June 19, 2017 | June 20, 2017 |
| PIMCO Access Income FundPAXS · Entity 5270 | SEE REMARKS | January 31, 2022 | February 01, 2022 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUNDPCQ · Entity 8870 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIPCK · Entity 11255 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIIPZC · Entity 11257 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO California Flexible Municipal Income FundCAFLX · Entity 31371 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343 | SEE REMARKS | December 10, 2021 | December 14, 2021 |
| PIMCO Dynamic Income FundPDI · Entity 3704 | SEE REMARKS | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income Opportunities FundPDO · Entity 4590 | SEE REMARKS | January 27, 2021 | January 29, 2021 |
| PIMCO Dynamic Income Strategy FundPDX · Entity 4973 | SEE REMARKS | November 21, 2023 | November 28, 2023 |
| PIMCO Flexible Credit Income FundPFLEX · Entity 10159 | SEE REMARKS | October 16, 2020 | October 19, 2020 |
| PIMCO Flexible Emerging Markets Income FundEMFLX · Entity 31452 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO Flexible Municipal Income FundPMFLX · Entity 9851 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO Flexible Real Estate Income FundREFLX · Entity 25487 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO Global StocksPLUS & Income FundPGP · Entity 8915 | SEE REMARKS | June 19, 2017 | June 20, 2017 |
| PIMCO Income Opportunity FundPKO · Entity 132353 | SEE REMARKS | June 19, 2017 | June 20, 2017 |
| PIMCO MUNICIPAL INCOME FUNDPMF · Entity 11254 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO MUNICIPAL INCOME FUND IIPML · Entity 8878 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO MUNICIPAL INCOME FUND IIIPMX · Entity 11252 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO NEW YORK MUNICIPAL INCOME FUNDPNF · Entity 11256 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND IIPNI · Entity 8879 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND IIIPYN · Entity 11253 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
| PIMCO STRATEGIC INCOME FUND, INC.RCS · Entity 6147 | SEE REMARKS | January 25, 2024 | February 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PCM FUND, INC.
Report date June 19, 2017 · Filed June 20, 2017
This filing explicitly reported no securities owned.
PIMCO Access Income Fund
Report date January 31, 2022 · Filed February 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY DCP | 25,000 |
Reported balance
After 2022-01-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-01-31 · Purchase · Acquired 25,000 · Balance 25,000 F1: Represents a purchase from the underwriters in the Issuer's initial public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a purchase from the underwriters in the Issuer's initial public offering.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO California Flexible Municipal Income Fund
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO Dynamic Credit & Mortgage Income Fund
Report date December 10, 2021 · Filed December 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBy 401k Plan | 0 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Disposition to issuer · Disposed 4,000 · Balance 0 F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
| COMMON SHARESSEC Table I · non-derivative | IndirectBy DCP | 0 |
Reported balance
After 2021-12-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-12-10 · Disposition to issuer · Disposed 46,000 · Balance 0 F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY DCP | 41,836.59 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Grant · Acquired 37,651 · Balance 41,836.59 F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
| COMMON SHARESSEC Table I · non-derivative | IndirectBY 401 K PLAN | 3,274 |
Reported balance
After 2021-12-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-12-10 · Grant · Acquired 3,274 · Balance 3,274 F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Opportunities Fund
Report date January 27, 2021 · Filed January 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy DCP | 25,000 |
Reported balance
After 2021-01-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-01-27 · Purchase · Acquired 25,000 · Balance 25,000 |
PIMCO Dynamic Income Strategy Fund
Report date November 21, 2023 · Filed November 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY DCP | 1,250 |
Reported balance
Holding disclosure · report date 2023-11-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,250 |
PIMCO Flexible Credit Income Fund
Report date October 16, 2020 · Filed October 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCK (CLASS INSTITUTIONAL)SEC Table I · non-derivative | IndirectBY DCP | 120,831 |
Reported balance
After 2020-10-16 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-10-16 · Purchase · Acquired 118,411 · Balance 120,831 F1: Share class institutional trades under the ticker symbol PFLEX. |
Filing footnotes · ownership attribution and instrument terms
F1: Share class institutional trades under the ticker symbol PFLEX.
PIMCO Flexible Emerging Markets Income Fund
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO Flexible Municipal Income Fund
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO Flexible Real Estate Income Fund
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO Global StocksPLUS & Income Fund
Report date June 19, 2017 · Filed June 20, 2017
This filing explicitly reported no securities owned.
PIMCO Income Opportunity Fund
Report date June 19, 2017 · Filed June 20, 2017
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND II
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND III
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND III
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
PIMCO STRATEGIC INCOME FUND, INC.
Report date January 25, 2024 · Filed February 05, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2022 Filed Feb 1, 2022 21:12 UTC | PIMCO Access Income Fund PAXS · Entity 5270 | PurchaseCOMMON SHARES | 25,000 | $20.00 | $500,000.00 |
DisclosureSEC source: 0001209191-22-005899 · doc4.xml · nonDerivative · entry 1 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 25,000 F1 · price: Represents a purchase from the underwriters in the Issuer's initial public offering. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:40 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | Disposition to issuerCOMMON SHARES | 46,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069658 · doc4.xml · nonDerivative · entry 2 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · By DCP Disclosed balance after: 0 F1 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:40 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | Disposition to issuerCOMMON SHARES | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069658 · doc4.xml · nonDerivative · entry 1 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · By 401k Plan Disclosed balance after: 0 F1 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 20:16 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 3,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069726 · doc4.xml · nonDerivative · entry 2 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY 401 K PLAN Disclosed balance after: 3,274 F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 20:16 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 37,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069726 · doc4.xml · nonDerivative · entry 1 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 41,836.59 F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 01:13 UTC | PIMCO Dynamic Income Opportunities Fund PDO · Entity 4590 | PurchaseCommon Stock | 25,000 | $20.00 | $500,000.00 |
DisclosureSEC source: 0001209191-21-005960 · doc4.xml · nonDerivative · entry 1 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · By DCP Disclosed balance after: 25,000 Read SEC document |
| October 16, 2020 Filed Oct 19, 2020 21:54 UTC | PIMCO Flexible Credit Income Fund PFLEX · Entity 10159 | PurchaseCOMMON STOCK (CLASS INSTITUTIONAL) | 118,411 | $8.69 | $1,028,991.59 |
DisclosureSEC source: 0001209191-20-055321 · doc4.xml · nonDerivative · entry 1 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 120,831 F1 · security: Share class institutional trades under the ticker symbol PFLEX. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 18:01 UTC | PIMCO Flexible Credit Income Fund PFLEX · Entity 10159 | PurchaseCOMMON SHARES | 2,420 | $10.33 | $24,998.60 |
DisclosureSEC source: 0001209191-17-038065 · doc4.xml · nonDerivative · entry 1 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,420 Read SEC document |
| June 02, 2017 Filed Feb 12, 2020 23:36 UTC Amendment | PIMCO Flexible Credit Income Fund PFLEX · Entity 10159 | PurchaseCOMMON STOCK | 2,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008977 · doc4a.xml · nonDerivative · entry 1 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 2,420 F1 · price: See original filing for pricing footnote. F2 · ownership.direct: This Form 4 is amended solely to clarify that the prior filing inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a deferred compensation plan. Read SEC document |
| May 13, 2015 Filed Feb 12, 2020 18:26 UTC Amendment | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008963 · doc4a.xml · nonDerivative · entry 4 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 46,000 F5 · date: The Form 4 being amended hereby for this transaction was filed on May 14, 2015. F1 · price: See original applicable filing for pricing footnote. F2 · ownership.direct: These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting person instead of indirectly held through a deferred compensation plan. Read SEC document |
| December 04, 2014 Filed Feb 12, 2020 18:26 UTC Amendment | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008963 · doc4a.xml · nonDerivative · entry 3 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 36,000 F4 · date: The Form 4 being amended hereby for this transaction was filed on December 5, 2014. F1 · price: See original applicable filing for pricing footnote. F2 · ownership.direct: These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting person instead of indirectly held through a deferred compensation plan. Read SEC document |
| March 26, 2014 Filed Feb 12, 2020 18:26 UTC Amendment | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008963 · doc4a.xml · nonDerivative · entry 2 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 26,000 F3 · date: The Form 4 being amended hereby for this transaction was filed on March 27, 2014. F1 · price: See original applicable filing for pricing footnote. F2 · ownership.direct: These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting person instead of indirectly held through a deferred compensation plan. Read SEC document |
| February 18, 2014 Filed Feb 12, 2020 18:26 UTC Amendment | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008963 · doc4a.xml · nonDerivative · entry 1 MURATA ALFRED T · CIK 0001599388 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY DCP Disclosed balance after: 16,000 F1 · price: See original applicable filing for pricing footnote. F2 · ownership.direct: These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting person instead of indirectly held through a deferred compensation plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.