Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PCM FUND, INC.PCM · Entity 8844 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO Access Income FundPAXS · Entity 5270 | SEE REMARKS | January 26, 2022 | January 26, 2022 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUNDPCQ · Entity 8870 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIPCK · Entity 11255 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIIPZC · Entity 11257 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUNDPTY · Entity 4349 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO CORPORATE & INCOME STRATEGY FUNDPCN · Entity 8873 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO California Flexible Municipal Income FundCAFLX · Entity 31371 | SEE REMARKS | June 15, 2022 | June 15, 2022 |
| PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343 | SEE REMARKS | December 10, 2021 | December 14, 2021 |
| PIMCO Dynamic Income FundPDI · Entity 3704 | SEE REMARKS | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income Opportunities FundPDO · Entity 4590 | SEE REMARKS | April 12, 2023 | April 14, 2023 |
| PIMCO Dynamic Income Strategy FundNRGX · Entity 4973 | SEE REMARKS | November 07, 2019 | November 08, 2019 |
| PIMCO Flexible Credit Income FundPFLEX · Entity 10159 | SEE REMARKS | February 09, 2017 | February 09, 2017 |
| PIMCO Flexible Emerging Markets Income FundEMFLX · Entity 31452 | SEE REMARKS | July 29, 2021 | July 29, 2021 |
| PIMCO Flexible Municipal Income FundPMFLX · Entity 9851 | SEE REMARKS | November 18, 2020 | November 21, 2020 |
| PIMCO Flexible Real Estate Income FundREFLX · Entity 25487 | See Remarks | May 30, 2025 | June 03, 2025 |
| PIMCO Global StocksPLUS & Income FundPGP · Entity 8915 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO HIGH INCOME FUNDPHK · Entity 8887 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO INCOME STRATEGY FUNDPFL · Entity 8893 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO Income Opportunity FundPKO · Entity 132353 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO Income Strategy Fund IIPFN · Entity 5234 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO MUNICIPAL INCOME FUNDPMF · Entity 11254 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO MUNICIPAL INCOME FUND IIPML · Entity 8878 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO MUNICIPAL INCOME FUND IIIPMX · Entity 11252 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO NEW YORK MUNICIPAL INCOME FUNDPNF · Entity 11256 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND IIPNI · Entity 8879 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND IIIPYN · Entity 11253 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
| PIMCO STRATEGIC INCOME FUND, INC.RCS · Entity 6147 | SEE REMARKS | November 01, 2016 | November 02, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PCM FUND, INC.
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO Access Income Fund
Report date January 26, 2022 · Filed January 26, 2022
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO CORPORATE & INCOME STRATEGY FUND
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO California Flexible Municipal Income Fund
Report date June 15, 2022 · Filed June 15, 2022
This filing explicitly reported no securities owned.
PIMCO Dynamic Credit & Mortgage Income Fund
Report date December 10, 2021 · Filed December 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY FAMILY CORPORATION | 0 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Disposition to issuer · Disposed 95,000 · Balance 0 F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectFAMILY CORPORATION | 77,758 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Grant · Acquired 77,758 · Balance 77,758 F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund (""CI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund (""CI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Opportunities Fund
Report date April 12, 2023 · Filed April 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 270,000 |
Ending reported balance
After 2023-04-14 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-04-12 · Purchase · Acquired 22,637 · Balance 192,637 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.7050 to $12.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Row 2 · 2023-04-13 · Purchase · Acquired 58,589 · Balance 251,226 F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.73 to $12.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Row 3 · 2023-04-14 · Purchase · Acquired 18,774 · Balance 270,000 F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.74 to $12.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.7050 to $12.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.73 to $12.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.74 to $12.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
PIMCO Dynamic Income Strategy Fund
Report date November 07, 2019 · Filed November 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-11-07 transaction · row 1
1 source rowRow 1 · 2019-11-07 · Sale · Disposed 100,000 · Balance 0 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.65 to $16.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.65 to $16.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
PIMCO Flexible Credit Income Fund
Report date February 09, 2017 · Filed February 09, 2017
This filing explicitly reported no securities owned.
PIMCO Flexible Emerging Markets Income Fund
Report date July 29, 2021 · Filed July 29, 2021
This filing explicitly reported no securities owned.
PIMCO Flexible Municipal Income Fund
Report date November 18, 2020 · Filed November 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (institutional)SEC Table I · non-derivative | IndirectBy Family Corporation | 268,817 |
Reported balance
After 2020-11-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-11-18 · Purchase · Acquired 268,817 · Balance 268,817 F1: Share class institutional of the Issuer trades under the ticker symbol PMFLX. |
| Common Stock (institutional)SEC Table I · non-derivative | IndirectBy Family Trust | 289,973 |
Reported balance
Holding disclosure · report date 2020-11-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 289,973 F1: Share class institutional of the Issuer trades under the ticker symbol PMFLX. F2: Includes 10,643 shares acquired on various dates under a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Share class institutional of the Issuer trades under the ticker symbol PMFLX.
F2: Includes 10,643 shares acquired on various dates under a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person.
PIMCO Flexible Real Estate Income Fund
Report date May 30, 2025 · Filed June 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY FAMILY CORPORATION | 95,419.85 |
Reported balance
After 2025-05-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-05-30 · Purchase · Acquired 95,419.85 · Balance 95,419.85 |
| COMMON SHARESSEC Table I · non-derivative | IndirectBY FAMILY TRUST | 95,419.85 |
Reported balance
After 2025-05-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-05-30 · Purchase · Acquired 95,419.85 · Balance 95,419.85 |
| COMMON SHARESSEC Table I · non-derivative | IndirectBY DCP | 99,375.73 |
Reported balance
Holding disclosure · report date 2025-05-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 99,375.73 F1: Includes shares acquired through a qualified dividend reinvestment plan since the date of Reporting Person's last filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through a qualified dividend reinvestment plan since the date of Reporting Person's last filing.
PIMCO Global StocksPLUS & Income Fund
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO HIGH INCOME FUND
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO INCOME STRATEGY FUND
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO Income Opportunity Fund
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO Income Strategy Fund II
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND II
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND III
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND III
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
PIMCO STRATEGIC INCOME FUND, INC.
Report date November 01, 2016 · Filed November 02, 2016
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2025 Filed Jun 3, 2025 23:07 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 95,419.85 | $10.48 | $1,000,000.03 |
DisclosureSEC source: 0001896329-25-000031 · doc4.xml · nonDerivative · entry 2 Roman Emmanuel · CIK 0001416185 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · BY FAMILY TRUST Disclosed balance after: 95,419.85 Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 23:07 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 95,419.85 | $10.48 | $1,000,000.03 |
DisclosureSEC source: 0001896329-25-000031 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · See Remarks 10b5-1 filing: No plan indicated Ownership: Indirect · BY FAMILY CORPORATION Disclosed balance after: 95,419.85 Read SEC document |
| October 31, 2024 Filed Nov 5, 2024 00:04 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 95,419.847 | $10.48 | $1,000,000.00 |
DisclosureSEC source: 0001415889-24-026055 · form4-11052024_121101.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Indirect · BY DCP Disclosed balance after: 95,419.847 Read SEC document |
| April 14, 2023 Filed Apr 14, 2023 22:28 UTC | PIMCO Dynamic Income Opportunities Fund PDO · Entity 4590 | PurchaseCOMMON SHARES | 18,774 | $12.79 | $240,130.72 |
DisclosureSEC source: 0001209191-23-024379 · doc4.xml · nonDerivative · entry 3 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,000 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.74 to $12.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 13, 2023 Filed Apr 14, 2023 22:28 UTC | PIMCO Dynamic Income Opportunities Fund PDO · Entity 4590 | PurchaseCOMMON SHARES | 58,589 | $12.84 | $752,429.23 |
DisclosureSEC source: 0001209191-23-024379 · doc4.xml · nonDerivative · entry 2 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,226 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.73 to $12.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 12, 2023 Filed Apr 14, 2023 22:28 UTC | PIMCO Dynamic Income Opportunities Fund PDO · Entity 4590 | PurchaseCOMMON SHARES | 22,637 | $12.76 | $288,832.27 |
DisclosureSEC source: 0001209191-23-024379 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,637 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.7050 to $12.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 13, 2022 Filed Sep 13, 2022 23:34 UTC | PIMCO Dynamic Income Opportunities Fund PDO · Entity 4590 | PurchaseCOMMON SHARES | 23,401 | $14.93 | $349,472.87 |
DisclosureSEC source: 0001209191-22-049781 · doc4.xml · nonDerivative · entry 2 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.87 to $14.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 23:34 UTC | PIMCO Dynamic Income Opportunities Fund PDO · Entity 4590 | PurchaseCOMMON SHARES | 46,599 | $15.00 | $698,849.86 |
DisclosureSEC source: 0001209191-22-049781 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,599 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.9450 to $15.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:31 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | Disposition to issuerCOMMON SHARES | 95,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069653 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY FAMILY CORPORATION Disclosed balance after: 0 F1 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 15:11 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 77,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069723 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · FAMILY CORPORATION Disclosed balance after: 77,758 F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund (""CI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 01:16 UTC | PIMCO Dynamic Income Opportunities Fund PDO · Entity 4590 | PurchaseCommon Stock | 100,000 | $20.00 | $2,000,000.00 |
DisclosureSEC source: 0001209191-21-005962 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 01:07 UTC | PIMCO Flexible Municipal Income Fund PMFLX · Entity 9851 | PurchaseCommon Stock (institutional) | 268,817 | $11.16 | $2,999,997.72 |
DisclosureSEC source: 0001209191-20-059828 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Corporation Disclosed balance after: 268,817 F1 · security: Share class institutional of the Issuer trades under the ticker symbol PMFLX. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 22:55 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | SaleCommon Shares | 100,000 | $16.74 | $1,673,850.00 |
DisclosureSEC source: 0001209191-19-055862 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.65 to $16.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 27, 2019 Filed Sep 30, 2019 22:47 UTC | PIMCO Flexible Municipal Income Fund PMFLX · Entity 9851 | PurchaseCommon Stock | 279,329 | $10.74 | $2,999,993.46 |
DisclosureSEC source: 0001209191-19-051155 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 279,329 Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 21:52 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 100,000 | $20.00 | $2,000,000.00 |
DisclosureSEC source: 0001209191-19-006476 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 16:20 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 61,100 | $20.53 | $1,254,260.80 |
DisclosureSEC source: 0001209191-17-020508 · doc4.xml · nonDerivative · entry 2 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchases in multiple transactions at prices ranging from $20.48 to $20.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 13, 2017 Filed Feb 12, 2020 18:59 UTC Amendment | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 61,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008995 · doc4a.xml · nonDerivative · entry 2 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY FAMILY CORPORATION Disclosed balance after: 95,000 F1 · price: See original filing for pricing footnote. F2 · ownership.direct: This Form 4 is amended solely to clarify that the prior filing inadvertently reported shares as directly owned by the Reporting Person instead of indirectly held through a family corporation controlled by the Reporting Person. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:20 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 33,900 | $20.54 | $696,224.64 |
DisclosureSEC source: 0001209191-17-020508 · doc4.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,900 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchases in multiple transactions at prices ranging from $20.51 to $20.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 10, 2017 Filed Feb 12, 2020 18:59 UTC Amendment | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 33,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008995 · doc4a.xml · nonDerivative · entry 1 Roman Emmanuel · CIK 0001416185 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · BY FAMILY CORPORATION Disclosed balance after: 33,900 F1 · price: See original filing for pricing footnote. F2 · ownership.direct: This Form 4 is amended solely to clarify that the prior filing inadvertently reported shares as directly owned by the Reporting Person instead of indirectly held through a family corporation controlled by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.