Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIMCO Access Income FundPAXS · Entity 5270 | SEE REMARKS | January 26, 2022 | January 26, 2022 |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUNDPTY · Entity 4349 | Director | December 16, 2019 | December 19, 2019 |
| PIMCO California Flexible Municipal Income FundCAFLX · Entity 31371 | SEE REMARKS | June 15, 2022 | June 15, 2022 |
| PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343 | SEE REMARKS | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income FundPDI · Entity 3704 | SEE REMARKS | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income Opportunities FundPDO · Entity 4590 | SEE REMARKS | January 26, 2021 | January 26, 2021 |
| PIMCO Dynamic Income Strategy FundNRGX · Entity 4973 | SEE REMARKS | January 29, 2019 | January 29, 2019 |
| PIMCO Flexible Credit Income FundPFLEX · Entity 10159 | Director | February 09, 2017 | February 09, 2017 |
| PIMCO Flexible Emerging Markets Income FundEMFLX · Entity 31452 | SEE REMARKS | July 29, 2021 | July 29, 2021 |
| PIMCO Flexible Municipal Income FundPMFLX · Entity 9851 | Director · SEE REMARKS | July 19, 2018 | July 19, 2018 |
| PIMCO Flexible Real Estate Income FundREFLX · Entity 25487 | SEE REMARKS | November 14, 2022 | November 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIMCO Access Income Fund
Report date January 26, 2022 · Filed January 26, 2022
This filing explicitly reported no securities owned.
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
Report date December 16, 2019 · Filed December 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 186 |
Reported balance
After 2019-12-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-16 · Sale · Disposed 2 · Balance 186 F1: Includes 62 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 3 filed by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 62 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 3 filed by the Reporting Person.
PIMCO California Flexible Municipal Income Fund
Report date June 15, 2022 · Filed June 15, 2022
This filing explicitly reported no securities owned.
PIMCO Dynamic Credit & Mortgage Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-10 transaction · row 1
1 source rowRow 1 · 2021-12-10 · Disposition to issuer · Disposed 81,131 · Balance 0 F1: The 29,050 shares were acquired under a qualified dividend reinvestment plan from May 11, 2016 to the filing of this Form 4. F2: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The 29,050 shares were acquired under a qualified dividend reinvestment plan from May 11, 2016 to the filing of this Form 4.
F2: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 66,406 |
Reported balance
After 2021-12-10 transaction · row 1
1 source rowRow 1 · 2021-12-10 · Grant · Acquired 66,406 · Balance 66,406 F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Opportunities Fund
Report date January 26, 2021 · Filed January 26, 2021
This filing explicitly reported no securities owned.
PIMCO Dynamic Income Strategy Fund
Report date January 29, 2019 · Filed January 29, 2019
This filing explicitly reported no securities owned.
PIMCO Flexible Credit Income Fund
Report date February 09, 2017 · Filed February 09, 2017
This filing explicitly reported no securities owned.
PIMCO Flexible Emerging Markets Income Fund
Report date July 29, 2021 · Filed July 29, 2021
This filing explicitly reported no securities owned.
PIMCO Flexible Municipal Income Fund
Report date July 19, 2018 · Filed July 19, 2018
This filing explicitly reported no securities owned.
PIMCO Flexible Real Estate Income Fund
Report date November 14, 2022 · Filed November 14, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2021 Filed Dec 15, 2021 16:09 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 66,406 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069676 · doc4.xml · nonDerivative · entry 1 DAWSON CRAIG A · CIK 0001541975 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,406 F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 10:52 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | Disposition to issuerCOMMON SHARES | 81,131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069674 · doc4.xml · nonDerivative · entry 1 DAWSON CRAIG A · CIK 0001541975 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The 29,050 shares were acquired under a qualified dividend reinvestment plan from May 11, 2016 to the filing of this Form 4. F2 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 16, 2019 Filed Dec 19, 2019 01:05 UTC | PIMCO CORPORATE & INCOME OPPORTUNITY FUND PTY · Entity 4349 | SaleCOMMON STOCK | 2 | $18.51 | $37.01 |
DisclosureSEC source: 0001209191-19-061214 · doc4.xml · nonDerivative · entry 1 DAWSON CRAIG A · CIK 0001541975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186 F1 · balance_after: Includes 62 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 3 filed by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.