Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343 | Director | March 12, 2018 | March 14, 2018 |
| PIMCO Dynamic Income FundPDI · Entity 3704 | Director | March 12, 2018 | March 14, 2018 |
| PIMCO Dynamic Income Strategy FundNRGX · Entity 4973 | Director | January 29, 2019 | January 29, 2019 |
| PIMCO Flexible Credit Income FundPFLEX · Entity 10159 | Director | February 09, 2017 | February 09, 2017 |
| PIMCO Flexible Municipal Income FundPMFLX · Entity 9851 | Director | July 19, 2018 | July 19, 2018 |
| Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033 | Director | October 25, 2019 | October 25, 2019 |
| Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218 | Director | June 27, 2017 | July 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIMCO Dynamic Credit & Mortgage Income Fund
Report date March 12, 2018 · Filed March 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2018-03-12 transaction · row 1
1 source rowRow 1 · 2018-03-12 · Purchase · Acquired 1,000 · Balance 1,000 |
PIMCO Dynamic Income Fund
Report date March 12, 2018 · Filed March 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2018-03-12 transaction · row 1
1 source rowRow 1 · 2018-03-12 · Purchase · Acquired 1,000 · Balance 1,000 F1: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $30.66 to $30.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $30.66 to $30.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
PIMCO Dynamic Income Strategy Fund
Report date January 29, 2019 · Filed January 29, 2019
This filing explicitly reported no securities owned.
PIMCO Flexible Credit Income Fund
Report date February 09, 2017 · Filed February 09, 2017
This filing explicitly reported no securities owned.
PIMCO Flexible Municipal Income Fund
Report date July 19, 2018 · Filed July 19, 2018
This filing explicitly reported no securities owned.
Virtus Artificial Intelligence & Technology Opportunities Fund
Report date October 25, 2019 · Filed October 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-10-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Virtus Convertible & Income 2024 Target Term Fund
Report date June 27, 2017 · Filed July 05, 2017
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2018 Filed Mar 14, 2018 16:47 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | PurchaseCOMMON STOCK | 1,000 | $30.67 | $30,667.90 |
DisclosureSEC source: 0001209191-18-019587 · doc4.xml · nonDerivative · entry 1 GALLAGHER BRADFORD K · CIK 0001065830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $30.66 to $30.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 16:45 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCOMMON STOCK | 1,000 | $22.85 | $22,845.00 |
DisclosureSEC source: 0001209191-18-019582 · doc4.xml · nonDerivative · entry 1 GALLAGHER BRADFORD K · CIK 0001065830 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.