Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PCM FUND, INC.PCM · Entity 8844 | See Remarks | February 10, 2017 | February 15, 2017 |
| PIMCO Access Income FundPAXS · Entity 5270 | SEE REMARKS | January 31, 2022 | February 01, 2022 |
| PIMCO California Flexible Municipal Income FundCAFLX · Entity 31371 | SEE REMARKS | June 15, 2022 | June 16, 2022 |
| PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343 | See Remarks | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income FundPDI · Entity 3704 | See Remarks | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income Opportunities FundPDO · Entity 4590 | SEE REMARKS | January 27, 2021 | January 29, 2021 |
| PIMCO Dynamic Income Strategy FundPDX · Entity 4973 | See Remarks | April 27, 2026 | April 29, 2026 |
| PIMCO Flexible Credit Income FundPFLEX · Entity 10159 | SEE REMARKS | January 24, 2024 | January 26, 2024 |
| PIMCO Flexible Emerging Markets Income FundEMFLX · Entity 31452 | SEE REMARKS | July 29, 2021 | July 29, 2021 |
| PIMCO Flexible Municipal Income FundPMFLX · Entity 9851 | SEE REMARKS | July 19, 2018 | July 19, 2018 |
| PIMCO Flexible Real Estate Income FundREFLX · Entity 25487 | 10% owner · See Remarks | February 05, 2025 | February 07, 2025 |
| PIMCO Income Opportunity FundPKO · Entity 132353 | See Remarks | December 10, 2021 | December 14, 2021 |
| PIMCO STRATEGIC INCOME FUND, INC.RCS · Entity 6147 | See Remarks | February 10, 2017 | February 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PCM FUND, INC.
Report date February 10, 2017 · Filed February 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 91,519 |
Reported balance
After 2017-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-10 · Other · Disposed 91,519 · Balance 91,519 F1: Represents transfer of shares by the Reporting Person to a family member. F2: The aggregate holdings reported on Line 1, Table I, include 39,958 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents transfer of shares by the Reporting Person to a family member.
F2: The aggregate holdings reported on Line 1, Table I, include 39,958 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan.
PIMCO Access Income Fund
Report date January 31, 2022 · Filed February 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 250,000 |
Reported balance
After 2022-01-31 transaction · row 1
1 source rowRow 1 · 2022-01-31 · Purchase · Acquired 250,000 · Balance 250,000 F1: Represents a purchase from the underwriters in the Issuer's initial public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a purchase from the underwriters in the Issuer's initial public offering.
PIMCO California Flexible Municipal Income Fund
Report date June 15, 2022 · Filed June 16, 2022
This filing explicitly reported no securities owned.
PIMCO Dynamic Credit & Mortgage Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-10 transaction · row 1
1 source rowRow 1 · 2021-12-10 · Disposition to issuer · Disposed 178,361.33 · Balance 0 F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 145,990 |
Reported balance
After 2021-12-10 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2021-12-10 · Grant · Acquired 145,990 · Balance 145,990 F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
| COMMON SHARESSEC Table I · non-derivative | Direct | 517,019 |
Reported balance
After 2021-12-10 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2021-12-10 · Grant · Acquired 51,786 · Balance 517,019 F2: The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, , which resulted in an exchange ratio of 0.949037. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
F2: The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, , which resulted in an exchange ratio of 0.949037.
PIMCO Dynamic Income Opportunities Fund
Report date January 27, 2021 · Filed January 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 250,000 |
Reported balance
After 2021-01-27 transaction · row 1
1 source rowRow 1 · 2021-01-27 · Purchase · Acquired 250,000 · Balance 250,000 |
PIMCO Dynamic Income Strategy Fund
Report date April 27, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 2,118,504 |
Reported balance
After 2026-04-27 transaction · row 1
1 source rowRow 1 · 2026-04-27 · Purchase · Acquired 28,779 · Balance 2,118,504 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $20.57 to $20.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBY TRUST | 79,534 |
Reported balance
Holding disclosure · report date 2026-04-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 79,534 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $20.57 to $20.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
PIMCO Flexible Credit Income Fund
Report date January 24, 2024 · Filed January 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 1,255,574.855 |
Reported balance
After 2024-01-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-01-24 · Purchase · Acquired 291,120.815 · Balance 1,255,574.855 F1: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing.
PIMCO Flexible Emerging Markets Income Fund
Report date July 29, 2021 · Filed July 29, 2021
This filing explicitly reported no securities owned.
PIMCO Flexible Municipal Income Fund
Report date July 19, 2018 · Filed July 19, 2018
This filing explicitly reported no securities owned.
PIMCO Flexible Real Estate Income Fund
Report date February 05, 2025 · Filed February 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 4,058,889.178 |
Reported balance
After 2025-02-05 transaction · row 1
1 source rowRow 1 · 2025-02-05 · Purchase · Acquired 1,000,000 · Balance 4,058,889.178 |
| COMMON SHARESSEC Table I · non-derivative | IndirectBY CHILD 1 TRUST | 39,804.005 |
Reported balance
Holding disclosure · report date 2025-02-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 39,804.005 F1: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing. |
| COMMON SHARESSEC Table I · non-derivative | IndirectBY CHILD 2 TRUST | 39,804.005 |
Reported balance
Holding disclosure · report date 2025-02-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 39,804.005 F1: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing.
PIMCO Income Opportunity Fund
Report date December 10, 2021 · Filed December 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-10 transaction · row 1
1 source rowRow 1 · 2021-12-10 · Disposition to issuer · Disposed 54,567.47 · Balance 0 F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037.
PIMCO STRATEGIC INCOME FUND, INC.
Report date February 10, 2017 · Filed February 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 10,081 |
Reported balance
After 2017-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-10 · Other · Disposed 10,081 · Balance 10,081 F1: Represents transfer of shares by the Reporting Person to a family member. F2: The aggregate holdings reported on Line 1, Table I, include 481 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents transfer of shares by the Reporting Person to a family member.
F2: The aggregate holdings reported on Line 1, Table I, include 481 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2026 Filed Apr 29, 2026 22:34 UTC | PIMCO Dynamic Income Strategy Fund PDX · Entity 4973 | PurchaseCOMMON STOCK | 28,779 | $20.58 | $592,401.33 |
DisclosureSEC source: 0001201895-26-000002 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,118,504 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $20.57 to $20.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2025 Filed Feb 7, 2025 21:04 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 1,000,000 | $10.49 | $10,490,000.00 |
DisclosureSEC source: 0001896329-25-000002 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · 10% owner · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,058,889.178 Read SEC document |
| January 23, 2025 Filed Jan 28, 2025 00:26 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 500,000 | $10.49 | $5,245,000.00 |
DisclosureSEC source: 0000810893-25-000009 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · 10% owner · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,058,889.178 Read SEC document |
| September 12, 2024 Filed Sep 13, 2024 22:41 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 300,000 | $10.51 | $3,153,000.00 |
DisclosureSEC source: 0001415889-24-023397 · form4-09132024_100945.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · 10% owner · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,558,889.178 Read SEC document |
| July 15, 2024 Filed Jul 17, 2024 21:23 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 210,000 | $10.50 | $2,205,000.00 |
DisclosureSEC source: 0001415889-24-019688 · form4-07172024_090720.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · 10% owner · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,258,889.178 Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 01:10 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 700,000 | $10.51 | $7,357,000.00 |
DisclosureSEC source: 0001415889-24-018084 · form4-06252024_010637.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · 10% owner · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,048,889.178 Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 21:44 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 38,000 | $10.51 | $399,380.00 |
DisclosureSEC source: 0001415889-24-016989 · form4-06142024_090617.xml · nonDerivative · entry 3 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Indirect · BY CHILD 2 TRUST Disclosed balance after: 38,000 Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 21:44 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 38,000 | $10.51 | $399,380.00 |
DisclosureSEC source: 0001415889-24-016989 · form4-06142024_090617.xml · nonDerivative · entry 2 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Indirect · BY CHILD 1 TRUST Disclosed balance after: 38,000 Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 21:44 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 550,000 | $10.51 | $5,780,500.00 |
DisclosureSEC source: 0001415889-24-016989 · form4-06142024_090617.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,348,889.178 Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 23:18 UTC | PIMCO Flexible Credit Income Fund PFLEX · Entity 10159 | PurchaseCOMMON SHARES | 291,120.815 | $6.87 | $2,000,000.00 |
DisclosureSEC source: 0001415889-24-001888 · form4-01262024_110138.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,255,574.855 F1 · balance_after: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 22:12 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 303,623.898 | $10.21 | $3,100,000.00 |
DisclosureSEC source: 0001209191-23-058089 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · 10% owner · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 798,889.178 F1 · balance_after: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:23 UTC | PIMCO Flexible Real Estate Income Fund REFLX · Entity 25487 | PurchaseCOMMON SHARES | 492,610.837 | $10.15 | $5,000,000.00 |
DisclosureSEC source: 0001209191-23-004601 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,610.837 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:01 UTC | PIMCO Access Income Fund PAXS · Entity 5270 | PurchaseCOMMON SHARES | 250,000 | $20.00 | $5,000,000.00 |
DisclosureSEC source: 0001209191-22-005872 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F1 · price: Represents a purchase from the underwriters in the Issuer's initial public offering. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:20 UTC | PIMCO Income Opportunity Fund PKO · Entity 132353 | Disposition to issuerCOMMON SHARES | 54,567.47 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069649 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 16:45 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 51,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069686 · doc4.xml · nonDerivative · entry 2 IVASCYN DANIEL J · CIK 0001201895 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,019 F2 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, , which resulted in an exchange ratio of 0.949037. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 16:45 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 145,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069686 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,990 F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 16:40 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | Disposition to issuerCOMMON SHARES | 178,361.33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069684 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 21:36 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 500,000 | $12.60 | $6,297,900.00 |
DisclosureSEC source: 0001209191-21-043099 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089,725 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.505 to $12.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:38 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 51,570 | $10.65 | $549,009.06 |
DisclosureSEC source: 0001209191-21-020194 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589,725 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.62 to $10.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:47 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 287,154 | $10.38 | $2,980,658.52 |
DisclosureSEC source: 0001209191-21-018578 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,538,155 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.30 to $10.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 21:30 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 500,000 | $9.29 | $4,644,900.00 |
DisclosureSEC source: 0001209191-21-008812 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,001 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.26 to $9.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 01:07 UTC | PIMCO Dynamic Income Opportunities Fund PDO · Entity 4590 | PurchaseCommon Stock | 250,000 | $20.00 | $5,000,000.00 |
DisclosureSEC source: 0001209191-21-005955 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 22:42 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 1,322 | $6.35 | $8,388.75 |
DisclosureSEC source: 0001209191-20-055727 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,001 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.34 to $6.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:35 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 264,220 | $7.51 | $1,984,292.20 |
DisclosureSEC source: 0001209191-20-046611 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,679 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.49 to $7.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 22:38 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 5,000 | $6.94 | $34,700.00 |
DisclosureSEC source: 0001209191-20-046010 · doc4.xml · nonDerivative · entry 3 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,459 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.93 to $6.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 22:38 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 79,534 | $7.01 | $557,533.34 |
DisclosureSEC source: 0001209191-20-046010 · doc4.xml · nonDerivative · entry 2 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 79,534 F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.91 to $7.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 22:38 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 259,644 | $7.10 | $1,843,472.40 |
DisclosureSEC source: 0001209191-20-046010 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,459 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.03 to $7.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 24,083 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person. Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:48 UTC | PIMCO Flexible Credit Income Fund PFLEX · Entity 10159 | PurchaseCOMMON STOCK | 645,161 | $7.75 | $4,999,997.75 |
DisclosureSEC source: 0001209191-20-027250 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,161 Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 21:30 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 14,482 | $16.12 | $233,449.84 |
DisclosureSEC source: 0001209191-19-053629 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,732 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.11 to $16.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 21:10 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 134,046 | $16.16 | $2,166,518.48 |
DisclosureSEC source: 0001209191-19-053451 · doc4.xml · nonDerivative · entry 2 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,250 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.14 to $16.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:10 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 48,204 | $16.20 | $781,063.87 |
DisclosureSEC source: 0001209191-19-053451 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,204 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.15 to $16.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:41 UTC | PCM FUND, INC. PCM · Entity 8844 | OtherCOMMON STOCK | 91,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010911 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,519 F1 · kind: Represents transfer of shares by the Reporting Person to a family member. F2 · balance_after: The aggregate holdings reported on Line 1, Table I, include 39,958 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:34 UTC | PIMCO STRATEGIC INCOME FUND, INC. RCS · Entity 6147 | OtherCOMMON STOCK | 10,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010907 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,081 F1 · kind: Represents transfer of shares by the Reporting Person to a family member. F2 · balance_after: The aggregate holdings reported on Line 1, Table I, include 481 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:38 UTC | PIMCO Income Opportunity Fund PKO · Entity 132353 | OtherCOMMON STOCK | 54,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010909 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,567 F1 · kind: Represents transfer of shares by the Reporting Person to a family member. F2 · balance_after: The aggregate holdings reported on Line 1, Table I, include 23,537 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:43 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | OtherCOMMON STOCK | 319,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010912 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,243 F1 · kind: Represents transfer of shares by the Reporting Person to a family member. F2 · balance_after: The aggregate holdings reported on Line 1, Table I, include 134,021 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 01:36 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | OtherCOMMON STOCK | 178,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010908 · doc4.xml · nonDerivative · entry 1 IVASCYN DANIEL J · CIK 0001201895 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,361 F1 · kind: Represents transfer of shares by the Reporting Person to a family member. F2 · balance_after: The aggregate holdings reported on Line 1, Table I, include 33,213 shares acquired on various dates by the Reporting Person under a qualified dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.