Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PCM FUND, INC.PCM · Entity 8844 | Director | January 09, 2020 | January 10, 2020 |
| PIMCO Access Income FundPAXS · Entity 5270 | Director | January 24, 2024 | January 27, 2024 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUNDPCQ · Entity 8870 | Director | January 01, 2019 | January 02, 2019 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIPCK · Entity 11255 | Director | January 01, 2019 | January 02, 2019 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIIPZC · Entity 11257 | Director | January 01, 2019 | January 02, 2019 |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUNDPTY · Entity 4349 | Director | January 01, 2019 | January 02, 2019 |
| PIMCO CORPORATE & INCOME STRATEGY FUNDPCN · Entity 8873 | Director | January 01, 2019 | January 02, 2019 |
| PIMCO California Flexible Municipal Income FundCAFLX · Entity 31371 | Director | June 15, 2022 | June 15, 2022 |
| PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343 | Director | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income FundPDI · Entity 3704 | Director | December 10, 2021 | December 15, 2021 |
| PIMCO Dynamic Income Opportunities FundPDO · Entity 4590 | Director | January 29, 2021 | January 29, 2021 |
| PIMCO Dynamic Income Strategy FundNRGX · Entity 4973 | Director | January 29, 2019 | January 29, 2019 |
| PIMCO Flexible Credit Income FundPFLEX · Entity 10159 | Director | January 01, 2019 | January 02, 2019 |
| PIMCO Flexible Emerging Markets Income FundEMFLX · Entity 31452 | Director | July 29, 2021 | July 29, 2021 |
| PIMCO Flexible Municipal Income FundPMFLX · Entity 9851 | Director | January 01, 2019 | January 02, 2019 |
| PIMCO Global StocksPLUS & Income FundPGP · Entity 8915 | Director | January 01, 2019 | January 02, 2019 |
| PIMCO HIGH INCOME FUNDPHK · Entity 8887 | Director | January 09, 2020 | January 10, 2020 |
| PIMCO INCOME STRATEGY FUNDPFL · Entity 8893 | Director | January 01, 2019 | January 02, 2019 |
| PIMCO Income Opportunity FundPKO · Entity 132353 | Director | December 10, 2021 | December 14, 2021 |
| PIMCO Income Strategy Fund IIPFN · Entity 5234 | Director | January 09, 2020 | January 10, 2020 |
| PIMCO MUNICIPAL INCOME FUND IIPML · Entity 8878 | Director | August 01, 2025 | August 06, 2025 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND IIPNI · Entity 8879 | Director | August 01, 2025 | August 06, 2025 |
| PIMCO STRATEGIC INCOME FUND, INC.RCS · Entity 6147 | Director | January 01, 2019 | January 02, 2019 |
| Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033 | Director | January 13, 2022 | January 14, 2022 |
| Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218 | Director | August 21, 2019 | August 23, 2019 |
| Virtus Convertible & Income FundNCV · Entity 8885 | Director | August 21, 2019 | August 23, 2019 |
| Virtus Convertible & Income Fund IINCZ · Entity 5978 | Director | August 21, 2019 | August 23, 2019 |
| Virtus Diversified Income & Convertible FundACV · Entity 6061 | Director | August 21, 2019 | August 23, 2019 |
| Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708 | Director | August 21, 2019 | August 23, 2019 |
| Virtus Equity & Convertible Income FundNIE · Entity 5206 | Director | August 21, 2019 | August 23, 2019 |
| Virtus Global Multi-Sector Income FundVGI · Entity 6888 | Director | January 13, 2022 | January 14, 2022 |
| Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438 | Director | April 08, 2022 | April 18, 2022 |
| Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987 | Director | April 08, 2022 | April 18, 2022 |
| Virtus Total Return Fund Inc.ZTR · Entity 5817 | Director | January 13, 2022 | January 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PCM FUND, INC.
Report date January 09, 2020 · Filed January 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2020-01-09 transaction · row 1
1 source rowRow 1 · 2020-01-09 · Purchase · Acquired 1,000 · Balance 1,000 F1: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $11.6700 to $11.6716, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $11.6700 to $11.6716, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
PIMCO Access Income Fund
Report date January 24, 2024 · Filed January 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 1,964.615 |
Reported balance
After 2024-01-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-01-24 · Purchase · Acquired 700 · Balance 1,964.615 F1: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Report date January 01, 2019 · Filed January 02, 2019
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Report date January 01, 2019 · Filed January 02, 2019
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Report date January 01, 2019 · Filed January 02, 2019
This filing explicitly reported no securities owned.
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
Report date January 01, 2019 · Filed January 02, 2019
This filing explicitly reported no securities owned.
PIMCO CORPORATE & INCOME STRATEGY FUND
Report date January 01, 2019 · Filed January 02, 2019
This filing explicitly reported no securities owned.
PIMCO California Flexible Municipal Income Fund
Report date June 15, 2022 · Filed June 15, 2022
This filing explicitly reported no securities owned.
PIMCO Dynamic Credit & Mortgage Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-10 transaction · row 1
1 source rowRow 1 · 2021-12-10 · Disposition to issuer · Disposed 538.311 · Balance 0 F1: Includes 38.311 shares acquired under a qualified dividend reinvestment plan from January 9, 2020 to the filing of this Form 4. F2: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 38.311 shares acquired under a qualified dividend reinvestment plan from January 9, 2020 to the filing of this Form 4.
F2: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
PIMCO Dynamic Income Fund
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 846 |
Ending reported balance
After 2021-12-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-12-10 · Grant · Acquired 440 · Balance 440 F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Row 2 · 2021-12-10 · Grant · Acquired 406 · Balance 846 F2: The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
F2: The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037.
PIMCO Dynamic Income Opportunities Fund
Report date January 29, 2021 · Filed January 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2021-01-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000 |
PIMCO Dynamic Income Strategy Fund
Report date January 29, 2019 · Filed January 29, 2019
This filing explicitly reported no securities owned.
PIMCO Flexible Credit Income Fund
Report date January 01, 2019 · Filed January 02, 2019
This filing explicitly reported no securities owned.
PIMCO Flexible Emerging Markets Income Fund
Report date July 29, 2021 · Filed July 29, 2021
This filing explicitly reported no securities owned.
PIMCO Flexible Municipal Income Fund
Report date January 01, 2019 · Filed January 02, 2019
This filing explicitly reported no securities owned.
PIMCO Global StocksPLUS & Income Fund
Report date January 01, 2019 · Filed January 02, 2019
This filing explicitly reported no securities owned.
PIMCO HIGH INCOME FUND
Report date January 09, 2020 · Filed January 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,500 |
Reported balance
After 2020-01-09 transaction · row 1
1 source rowRow 1 · 2020-01-09 · Purchase · Acquired 1,500 · Balance 1,500 F1: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $7.645 to $7.699, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $7.645 to $7.699, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
PIMCO INCOME STRATEGY FUND
Report date January 01, 2019 · Filed January 02, 2019
This filing explicitly reported no securities owned.
PIMCO Income Opportunity Fund
Report date December 10, 2021 · Filed December 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-10 transaction · row 1
1 source rowRow 1 · 2021-12-10 · Disposition to issuer · Disposed 428.403 · Balance 0 F1: The 28.403 shares were acquired under a qualified dividend reinvestment plan from January 9, 2020 to filing of this Form 4. F2: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037. |
Filing footnotes · ownership attribution and instrument terms
F1: The 28.403 shares were acquired under a qualified dividend reinvestment plan from January 9, 2020 to filing of this Form 4.
F2: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037.
PIMCO Income Strategy Fund II
Report date January 09, 2020 · Filed January 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2020-01-09 transaction · row 1
1 source rowRow 1 · 2020-01-09 · Purchase · Acquired 1,000 · Balance 1,000 |
PIMCO MUNICIPAL INCOME FUND II
Report date August 01, 2025 · Filed August 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,655.604 |
Ending reported balance
After 2025-08-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-08-01 · Grant · Acquired 1,369 · Balance 4,091.604 F1: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO Municipal Income Fund ("PMF") with and into the Issuer in exchange for shares of PMF, based on the conversion formula and respective NAVs of the Issuer and PMF, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. Row 2 · 2025-08-01 · Grant · Acquired 2,564 · Balance 6,655.604 F2: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO Municipal Income Fund III ("PMX") with and into the Issuer in exchange for shares of PMX, based on the conversion formula and respective NAVs of the Issuer and PMX, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO Municipal Income Fund ("PMF") with and into the Issuer in exchange for shares of PMF, based on the conversion formula and respective NAVs of the Issuer and PMF, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025.
F2: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO Municipal Income Fund III ("PMX") with and into the Issuer in exchange for shares of PMX, based on the conversion formula and respective NAVs of the Issuer and PMX, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025.
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Report date August 01, 2025 · Filed August 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,847.819 |
Ending reported balance
After 2025-08-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-08-01 · Grant · Acquired 2,913 · Balance 5,660.819 F1: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO New York Municipal Income Fund ("PNF") with and into the Issuer in exchange for shares of PNF, based on the conversion formula and respective NAVs of the Issuer and PNF, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. Row 2 · 2025-08-01 · Grant · Acquired 1,187 · Balance 6,847.819 F2: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO New York Municipal Income Fund III ("PYN") with and into the Issuer in exchange for shares of PYN, based on the conversion formula and respective NAVs of the Issuer and PYN, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO New York Municipal Income Fund ("PNF") with and into the Issuer in exchange for shares of PNF, based on the conversion formula and respective NAVs of the Issuer and PNF, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025.
F2: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO New York Municipal Income Fund III ("PYN") with and into the Issuer in exchange for shares of PYN, based on the conversion formula and respective NAVs of the Issuer and PYN, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025.
PIMCO STRATEGIC INCOME FUND, INC.
Report date January 01, 2019 · Filed January 02, 2019
This filing explicitly reported no securities owned.
Virtus Artificial Intelligence & Technology Opportunities Fund
Report date January 13, 2022 · Filed January 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2022-01-13 transaction · row 1
1 source rowRow 1 · 2022-01-13 · Purchase · Acquired 1,000 · Balance 1,000 |
Virtus Convertible & Income 2024 Target Term Fund
Report date August 21, 2019 · Filed August 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,100 |
Reported balance
After 2019-08-21 transaction · row 1
1 source rowRow 1 · 2019-08-21 · Purchase · Acquired 1,100 · Balance 1,100 |
Virtus Convertible & Income Fund
Report date August 21, 2019 · Filed August 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,800 |
Reported balance
After 2019-08-21 transaction · row 1
1 source rowRow 1 · 2019-08-21 · Purchase · Acquired 1,800 · Balance 1,800 |
Virtus Convertible & Income Fund II
Report date August 21, 2019 · Filed August 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
After 2019-08-21 transaction · row 1
1 source rowRow 1 · 2019-08-21 · Purchase · Acquired 2,000 · Balance 2,000 |
Virtus Diversified Income & Convertible Fund
Report date August 21, 2019 · Filed August 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
After 2019-08-21 transaction · row 1
1 source rowRow 1 · 2019-08-21 · Purchase · Acquired 500 · Balance 500 |
Virtus Dividend, Interest & Premium Strategy Fund
Report date August 21, 2019 · Filed August 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 900 |
Reported balance
After 2019-08-21 transaction · row 1
1 source rowRow 1 · 2019-08-21 · Purchase · Acquired 900 · Balance 900 |
Virtus Equity & Convertible Income Fund
Report date August 21, 2019 · Filed August 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
After 2019-08-21 transaction · row 1
1 source rowRow 1 · 2019-08-21 · Purchase · Acquired 500 · Balance 500 |
Virtus Global Multi-Sector Income Fund
Report date January 13, 2022 · Filed January 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
After 2022-01-13 transaction · row 1
1 source rowRow 1 · 2022-01-13 · Purchase · Acquired 2,000 · Balance 2,000 |
Virtus Stone Harbor Emerging Markets Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Total Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Virtus Total Return Fund Inc.
Report date January 13, 2022 · Filed January 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,200 |
Reported balance
After 2022-01-13 transaction · row 1
1 source rowRow 1 · 2022-01-13 · Purchase · Acquired 2,200 · Balance 2,200 |
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PIMCO MUNICIPAL INCOME FUND
Report date August 01, 2025 · Filed August 06, 2025
Section 16 reporting ended · disclosed 2025-08-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-01 transaction · row 1
1 source rowRow 1 · 2025-08-01 · Disposition to issuer · Disposed 1,276.179 · Balance 0 F1: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO Municipal Income Fund II ("PML") in exchange for shares of PML, based on the conversion formula and respective NAVs of the Issuer and PML, as described in the Rule 424(b)(3) prospectus filed by PML with the Securities and Exchange Commission on May 13, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO Municipal Income Fund II ("PML") in exchange for shares of PML, based on the conversion formula and respective NAVs of the Issuer and PML, as described in the Rule 424(b)(3) prospectus filed by PML with the Securities and Exchange Commission on May 13, 2025.
PIMCO MUNICIPAL INCOME FUND III
Report date August 01, 2025 · Filed August 06, 2025
Section 16 reporting ended · disclosed 2025-08-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-01 transaction · row 1
1 source rowRow 1 · 2025-08-01 · Disposition to issuer · Disposed 2,784.985 · Balance 0 F1: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO Municipal Income Fund II ("PML") in exchange for shares of PML, based on the conversion formula and respective NAVs of the Issuer and PML, as described in the Rule 424(b)(3) prospectus filed by PML with the Securities and Exchange Commission on May 13, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO Municipal Income Fund II ("PML") in exchange for shares of PML, based on the conversion formula and respective NAVs of the Issuer and PML, as described in the Rule 424(b)(3) prospectus filed by PML with the Securities and Exchange Commission on May 13, 2025.
PIMCO NEW YORK MUNICIPAL INCOME FUND
Report date August 01, 2025 · Filed August 06, 2025
Section 16 reporting ended · disclosed 2025-08-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-01 transaction · row 1
1 source rowRow 1 · 2025-08-01 · Disposition to issuer · Disposed 2,812.703 · Balance 0 F1: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO New York Municipal Income Fund II ("PNI") in exchange for shares of PNI, based on the conversion formula and respective NAVs of the Issuer and PNI, as described in the Rule 424(b)(3) prospectus filed by PNI with the Securities and Exchange Commission on May 13, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO New York Municipal Income Fund II ("PNI") in exchange for shares of PNI, based on the conversion formula and respective NAVs of the Issuer and PNI, as described in the Rule 424(b)(3) prospectus filed by PNI with the Securities and Exchange Commission on May 13, 2025.
PIMCO NEW YORK MUNICIPAL INCOME FUND III
Report date August 01, 2025 · Filed August 06, 2025
Section 16 reporting ended · disclosed 2025-08-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-01 transaction · row 1
1 source rowRow 1 · 2025-08-01 · Disposition to issuer · Disposed 1,505.146 · Balance 0 F1: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO New York Municipal Income Fund II ("PNI") in exchange for shares of PNI, based on the conversion formula and respective NAVs of the Issuer and PNI, as described in the Rule 424(b)(3) prospectus filed by PNI with the Securities and Exchange Commission on May 13, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO New York Municipal Income Fund II ("PNI") in exchange for shares of PNI, based on the conversion formula and respective NAVs of the Issuer and PNI, as described in the Rule 424(b)(3) prospectus filed by PNI with the Securities and Exchange Commission on May 13, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2025 Filed Aug 6, 2025 00:19 UTC | PIMCO MUNICIPAL INCOME FUND PMF · Entity 11254 | Disposition to issuerCommon Stock | 1,276.179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-074385 · tm2522651-6_4seq1.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO Municipal Income Fund II ("PML") in exchange for shares of PML, based on the conversion formula and respective NAVs of the Issuer and PML, as described in the Rule 424(b)(3) prospectus filed by PML with the Securities and Exchange Commission on May 13, 2025. F1 · price: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO Municipal Income Fund II ("PML") in exchange for shares of PML, based on the conversion formula and respective NAVs of the Issuer and PML, as described in the Rule 424(b)(3) prospectus filed by PML with the Securities and Exchange Commission on May 13, 2025. Read SEC document |
| August 01, 2025 Filed Aug 6, 2025 00:14 UTC | PIMCO NEW YORK MUNICIPAL INCOME FUND PNF · Entity 11256 | Disposition to issuerCommon Stock | 2,812.703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-074378 · tm2522651-3_4seq1.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO New York Municipal Income Fund II ("PNI") in exchange for shares of PNI, based on the conversion formula and respective NAVs of the Issuer and PNI, as described in the Rule 424(b)(3) prospectus filed by PNI with the Securities and Exchange Commission on May 13, 2025. F1 · price: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO New York Municipal Income Fund II ("PNI") in exchange for shares of PNI, based on the conversion formula and respective NAVs of the Issuer and PNI, as described in the Rule 424(b)(3) prospectus filed by PNI with the Securities and Exchange Commission on May 13, 2025. Read SEC document |
| August 01, 2025 Filed Aug 6, 2025 00:21 UTC | PIMCO NEW YORK MUNICIPAL INCOME FUND II PNI · Entity 8879 | GrantCommon Stock | 1,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-074387 · tm2522651-7_4seq1.xml · nonDerivative · entry 2 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,847.819 F2 · kind: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO New York Municipal Income Fund III ("PYN") with and into the Issuer in exchange for shares of PYN, based on the conversion formula and respective NAVs of the Issuer and PYN, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. F2 · price: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO New York Municipal Income Fund III ("PYN") with and into the Issuer in exchange for shares of PYN, based on the conversion formula and respective NAVs of the Issuer and PYN, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. Read SEC document |
| August 01, 2025 Filed Aug 6, 2025 00:21 UTC | PIMCO NEW YORK MUNICIPAL INCOME FUND II PNI · Entity 8879 | GrantCommon Stock | 2,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-074387 · tm2522651-7_4seq1.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,660.819 F1 · kind: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO New York Municipal Income Fund ("PNF") with and into the Issuer in exchange for shares of PNF, based on the conversion formula and respective NAVs of the Issuer and PNF, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. F1 · price: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO New York Municipal Income Fund ("PNF") with and into the Issuer in exchange for shares of PNF, based on the conversion formula and respective NAVs of the Issuer and PNF, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. Read SEC document |
| August 01, 2025 Filed Aug 6, 2025 00:23 UTC | PIMCO MUNICIPAL INCOME FUND II PML · Entity 8878 | GrantCommon Stock | 2,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-074390 · tm2522651-8_4seq1.xml · nonDerivative · entry 2 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,655.604 F2 · kind: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO Municipal Income Fund III ("PMX") with and into the Issuer in exchange for shares of PMX, based on the conversion formula and respective NAVs of the Issuer and PMX, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. F2 · price: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO Municipal Income Fund III ("PMX") with and into the Issuer in exchange for shares of PMX, based on the conversion formula and respective NAVs of the Issuer and PMX, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. Read SEC document |
| August 01, 2025 Filed Aug 6, 2025 00:23 UTC | PIMCO MUNICIPAL INCOME FUND II PML · Entity 8878 | GrantCommon Stock | 1,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-074390 · tm2522651-8_4seq1.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,091.604 F1 · kind: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO Municipal Income Fund ("PMF") with and into the Issuer in exchange for shares of PMF, based on the conversion formula and respective NAVs of the Issuer and PMF, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. F1 · price: Represents the exempt acquisiton of securities of the Issuer in connection with the merger and reorganization of PIMCO Municipal Income Fund ("PMF") with and into the Issuer in exchange for shares of PMF, based on the conversion formula and respective NAVs of the Issuer and PMF, as described in the Rule 424(b)(3) prospectus filed by the Issuer with the Securities and Exchange Commission on May 13, 2025. Read SEC document |
| August 01, 2025 Filed Aug 6, 2025 00:18 UTC | PIMCO MUNICIPAL INCOME FUND III PMX · Entity 11252 | Disposition to issuerCommon Stock | 2,784.985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-074383 · tm2522651-5_4seq1.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO Municipal Income Fund II ("PML") in exchange for shares of PML, based on the conversion formula and respective NAVs of the Issuer and PML, as described in the Rule 424(b)(3) prospectus filed by PML with the Securities and Exchange Commission on May 13, 2025. F1 · price: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO Municipal Income Fund II ("PML") in exchange for shares of PML, based on the conversion formula and respective NAVs of the Issuer and PML, as described in the Rule 424(b)(3) prospectus filed by PML with the Securities and Exchange Commission on May 13, 2025. Read SEC document |
| August 01, 2025 Filed Aug 6, 2025 00:12 UTC | PIMCO NEW YORK MUNICIPAL INCOME FUND III PYN · Entity 11253 | Disposition to issuerCommon Stock | 1,505.146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-074376 · tm2522651-2_4seq1.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO New York Municipal Income Fund II ("PNI") in exchange for shares of PNI, based on the conversion formula and respective NAVs of the Issuer and PNI, as described in the Rule 424(b)(3) prospectus filed by PNI with the Securities and Exchange Commission on May 13, 2025. F1 · price: Represents the exempt dispostion of securities of the Issuer in connection with the merger and reorganization of the Issuer with and into PIMCO New York Municipal Income Fund II ("PNI") in exchange for shares of PNI, based on the conversion formula and respective NAVs of the Issuer and PNI, as described in the Rule 424(b)(3) prospectus filed by PNI with the Securities and Exchange Commission on May 13, 2025. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 01:16 UTC | PIMCO NEW YORK MUNICIPAL INCOME FUND PNF · Entity 11256 | PurchaseCOMMON SHARES | 2,600 | $7.69 | $19,994.00 |
DisclosureSEC source: 0001415889-24-001891 · form4-01272024_010127.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,600 Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 01:17 UTC | PIMCO MUNICIPAL INCOME FUND II PML · Entity 8878 | PurchaseCOMMON SHARES | 2,500 | $8.15 | $20,366.50 |
DisclosureSEC source: 0001415889-24-001892 · form4-01272024_010135.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.1450 to $8.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 01:12 UTC | PIMCO NEW YORK MUNICIPAL INCOME FUND II PNI · Entity 8879 | PurchaseCOMMON SHARES | 1,400 | $7.36 | $10,301.48 |
DisclosureSEC source: 0001415889-24-001890 · form4-01272024_010142.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,550.338 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.35 to $7.3598, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 01:19 UTC | PIMCO Access Income Fund PAXS · Entity 5270 | PurchaseCOMMON SHARES | 700 | $14.71 | $10,294.83 |
DisclosureSEC source: 0001415889-24-001894 · form4-01272024_010153.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,964.615 F1 · balance_after: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing. Read SEC document |
| January 24, 2024 Filed Jan 27, 2024 01:18 UTC | PIMCO MUNICIPAL INCOME FUND III PMX · Entity 11252 | PurchaseCOMMON SHARES | 1,400 | $7.13 | $9,975.00 |
DisclosureSEC source: 0001415889-24-001893 · form4-01272024_010145.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,567.834 F1 · balance_after: Includes shares acquired through a qualified dividend reinvestment plan since the date of the Reporting Person's last filing. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 20:54 UTC | PIMCO Access Income Fund PAXS · Entity 5270 | PurchaseCOMMON SHARES | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0001209191-22-005864 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: Represents a purchase from the underwriters in the Issuer's initial public offering. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 21:34 UTC | Virtus Total Return Fund Inc. ZTR · Entity 5817 | PurchaseCommon Stock | 2,200 | $9.59 | $21,097.56 |
DisclosureSEC source: 0000883237-22-000047 · wf-form4_164219603429246.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 21:32 UTC | Virtus Global Multi-Sector Income Fund VGI · Entity 6888 | PurchaseCommon Stock | 2,000 | $11.10 | $22,198.60 |
DisclosureSEC source: 0000883237-22-000045 · wf-form4_164219593226532.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 15:58 UTC | Virtus Artificial Intelligence & Technology Opportunities Fund AIO · Entity 5033 | PurchaseCommon Stock | 1,000 | $25.37 | $25,367.60 |
DisclosureSEC source: 0000883237-22-000043 · wf-form4_164219391822263.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:45 UTC | PIMCO Income Opportunity Fund PKO · Entity 132353 | Disposition to issuerCOMMON SHARES | 428.403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069660 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The 28.403 shares were acquired under a qualified dividend reinvestment plan from January 9, 2020 to filing of this Form 4. F2 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 15:49 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 406 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069672 · doc4.xml · nonDerivative · entry 2 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846 F2 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 15:49 UTC | PIMCO Dynamic Income Fund PDI · Entity 3704 | GrantCOMMON SHARES | 440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069672 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440 F1 · price: The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 10:44 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | Disposition to issuerCOMMON SHARES | 538.311 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-069670 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 38.311 shares acquired under a qualified dividend reinvestment plan from January 9, 2020 to the filing of this Form 4. F2 · price: The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:26 UTC | PIMCO MUNICIPAL INCOME FUND PMF · Entity 11254 | PurchaseCommon Stock | 1,000 | $13.05 | $13,045.90 |
DisclosureSEC source: 0001209191-20-036415 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.040 to $13.049, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:28 UTC | PIMCO NEW YORK MUNICIPAL INCOME FUND II PNI · Entity 8879 | PurchaseCOMMON STOCK | 1,000 | $10.29 | $10,290.00 |
DisclosureSEC source: 0001209191-20-036417 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.275 to $10.300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:31 UTC | PIMCO MUNICIPAL INCOME FUND III PMX · Entity 11252 | PurchaseCOMMON STOCK | 1,000 | $11.25 | $11,246.90 |
DisclosureSEC source: 0001209191-20-036418 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.2400 to $11.2499, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:33 UTC | PIMCO NEW YORK MUNICIPAL INCOME FUND III PYN · Entity 11253 | PurchaseCOMMON STOCK | 1,200 | $8.73 | $10,476.60 |
DisclosureSEC source: 0001209191-20-036421 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:33 UTC | PCM FUND, INC. PCM · Entity 8844 | PurchaseCommon Stock | 1,000 | $11.67 | $11,671.20 |
DisclosureSEC source: 0001209191-20-003118 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $11.6700 to $11.6716, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:22 UTC | PIMCO HIGH INCOME FUND PHK · Entity 8887 | PurchaseCommon Stock | 1,500 | $7.65 | $11,475.75 |
DisclosureSEC source: 0001209191-20-003114 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 F1 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $7.645 to $7.699, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:14 UTC | PIMCO Income Strategy Fund II PFN · Entity 5234 | PurchaseCommon Stock | 1,000 | $10.78 | $10,776.80 |
DisclosureSEC source: 0001209191-20-003107 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 18:18 UTC | PIMCO Income Opportunity Fund PKO · Entity 132353 | PurchaseCommon Stock | 400 | $28.20 | $11,281.64 |
DisclosureSEC source: 0001209191-20-003109 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 18:27 UTC | PIMCO Dynamic Credit & Mortgage Income Fund PCI · Entity 132343 | PurchaseCommon Stock | 500 | $25.35 | $12,672.65 |
DisclosureSEC source: 0001209191-20-003116 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 07:50 UTC | Virtus Convertible & Income 2024 Target Term Fund CBH · Entity 90218 | PurchaseCommon Stock | 1,100 | $9.31 | $10,235.50 |
DisclosureSEC source: 0001209191-19-047206 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 11:42 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | PurchaseCommon Stock | 900 | $12.19 | $10,968.03 |
DisclosureSEC source: 0001209191-19-047200 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 11:49 UTC | Virtus Convertible & Income Fund II NCZ · Entity 5978 | PurchaseCommon Stock | 2,000 | $5.05 | $10,096.60 |
DisclosureSEC source: 0001209191-19-047205 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 11:47 UTC | Virtus Convertible & Income Fund NCV · Entity 8885 | PurchaseCommon Stock | 1,800 | $5.70 | $10,258.92 |
DisclosureSEC source: 0001209191-19-047203 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 11:44 UTC | Virtus Equity & Convertible Income Fund NIE · Entity 5206 | PurchaseCommon Stock | 500 | $21.78 | $10,890.20 |
DisclosureSEC source: 0001209191-19-047201 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 11:46 UTC | Virtus Diversified Income & Convertible Fund ACV · Entity 6061 | PurchaseCommon Stock | 500 | $24.44 | $12,218.55 |
DisclosureSEC source: 0001209191-19-047202 · doc4.xml · nonDerivative · entry 1 Cogan Sarah E · CIK 0001761536 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.