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KROGER CO

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100
SEC CIK
0000056873
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1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2019 Filed Jul 16, 2019 21:14 UTC
Aitken StuartSenior Vice President
Tax withholdingCommon Stock 728 $22.08 $16,074.24
Disclosure

SEC source: 0001209191-19-042211 · doc4.xml · nonDerivative · entry 2

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,975.1788

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:11 UTC
Adcock Mary EllenSenior Vice President
GrantNon-Qualified Stock Option · Derivative 18,588 $0.00 Strike: $22.08 $0.00
Disclosure

SEC source: 0001209191-19-042207 · doc4.xml · derivative · entry 4

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,588

Underlying: Common Stock · 18,588 shares

Expires 2029-07-15

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:11 UTC
Adcock Mary EllenSenior Vice President
GrantCommon Stock 10,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042207 · doc4.xml · nonDerivative · entry 3

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,285

F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:11 UTC
Adcock Mary EllenSenior Vice President
Tax withholdingCommon Stock 702 $22.08 $15,500.16
Disclosure

SEC source: 0001209191-19-042207 · doc4.xml · nonDerivative · entry 2

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,094

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 15, 2019 Filed Aug 8, 2019 15:02 UTC Amendment GrantPhantom Stock - Incentive Shares · Derivative 7,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045062 · doc4a.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,440.135

Underlying: Common Stock · 7,995 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · shares: This incentive share award was erroneously reported in Table 1 as direct holdings on a Form 4 filed by the Reporting Person on 7/16/2019. The award was in fact deferred as phantom stock under a long-term incentive plan of The Kroger Co. and therefore should have been reported in Table II, as reported herein.

F4 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F4 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:44 UTC
SCHLOTMAN J MICHAELExecutive Vice President
Tax withholdingCommon Stock 15,370 $21.89 $336,449.30
Disclosure

SEC source: 0001209191-19-042246 · doc4.xml · nonDerivative · entry 1

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,655.4821

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:30 UTC
Kaufman Calvin JSenior Vice President
Tax withholdingCommon Stock 5,838 $21.89 $127,793.82
Disclosure

SEC source: 0001209191-19-042233 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,777.7682

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:24 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 470 $21.89 $10,288.30
Disclosure

SEC source: 0001209191-19-042225 · doc4.xml · nonDerivative · entry 3

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 6,335

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:24 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 498 $21.89 $10,901.22
Disclosure

SEC source: 0001209191-19-042225 · doc4.xml · nonDerivative · entry 1

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,062.918

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:51 UTC
Wheatley Christine SGroup Vice President
Tax withholdingCommon Stock 7,492 $21.89 $163,999.88
Disclosure

SEC source: 0001209191-19-042254 · doc4.xml · nonDerivative · entry 1

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,062

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:49 UTC
Tuffin Mark CSenior Vice President
Tax withholdingCommon Stock 4,896 $21.89 $107,173.44
Disclosure

SEC source: 0001209191-19-042252 · doc4.xml · nonDerivative · entry 1

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,543

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:48 UTC
Tosolini AlessandroSenior Vice President
Tax withholdingCommon Stock 8,076 $21.89 $176,783.64
Disclosure

SEC source: 0001209191-19-042251 · doc4.xml · nonDerivative · entry 1

Tosolini Alessandro · CIK 0001626784 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,022

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:46 UTC
Sharp Erin SGroup Vice President
Tax withholdingCommon Stock 7,416 $21.89 $162,336.24
Disclosure

SEC source: 0001209191-19-042249 · doc4.xml · nonDerivative · entry 1

Sharp Erin S · CIK 0001580224 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,499.3405

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:38 UTC
MILLERCHIP GARYSenior Vice President and CFO
Tax withholdingCommon Stock 6,744 $21.89 $147,626.16
Disclosure

SEC source: 0001209191-19-042239 · doc4.xml · nonDerivative · entry 1

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,840

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:35 UTC
McKinney Stephen MSenior Vice President
Tax withholdingCommon Stock 8,023 $21.89 $175,623.47
Disclosure

SEC source: 0001209191-19-042237 · doc4.xml · nonDerivative · entry 1

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,070.2971

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:32 UTC
Massa Timothy ASenior Vice President
Tax withholdingCommon Stock 8,002 $21.89 $175,163.78
Disclosure

SEC source: 0001209191-19-042236 · doc4.xml · nonDerivative · entry 1

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,303

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:29 UTC
HJELM CHRISTOPHER TExecutive Vice President
Tax withholdingCommon Stock 12,338 $21.89 $270,078.82
Disclosure

SEC source: 0001209191-19-042232 · doc4.xml · nonDerivative · entry 1

HJELM CHRISTOPHER T · CIK 0001209174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,091

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:28 UTC
GRIESHABER JOSEPH A JRSenior Vice President
Tax withholdingCommon Stock 6,825 $21.89 $149,399.25
Disclosure

SEC source: 0001209191-19-042230 · doc4.xml · nonDerivative · entry 1

GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,544.6006

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:25 UTC
Foley Todd AVice President & Controller
Tax withholdingCommon Stock 1,617 $21.89 $35,396.13
Disclosure

SEC source: 0001209191-19-042226 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,817

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:23 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Tax withholdingCommon Stock 12,950 $21.89 $283,475.50
Disclosure

SEC source: 0001209191-19-042224 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,315.2268

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:20 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 7,565 $21.89 $165,597.85
Disclosure

SEC source: 0001209191-19-042214 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,958

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:19 UTC
Clark Robert WSenior Vice President
Tax withholdingCommon Stock 10,785 $21.89 $236,083.65
Disclosure

SEC source: 0001209191-19-042213 · doc4.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,134.3331

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:14 UTC
Aitken StuartSenior Vice President
Tax withholdingCommon Stock 7,590 $21.89 $166,145.10
Disclosure

SEC source: 0001209191-19-042211 · doc4.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,703.1788

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:12 UTC
ADELMAN JESSICA CGroup Vice President
Tax withholdingCommon Stock 7,653 $21.89 $167,524.17
Disclosure

SEC source: 0001209191-19-042209 · doc4.xml · nonDerivative · entry 1

ADELMAN JESSICA C · CIK 0001654476 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,547

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:11 UTC
Adcock Mary EllenSenior Vice President
Tax withholdingCommon Stock 8,420 $21.89 $184,313.80
Disclosure

SEC source: 0001209191-19-042207 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,796

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 11, 2019 Filed Jul 15, 2019 18:03 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001209191-19-042021 · doc4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 11, 2019 Filed Jul 15, 2019 18:03 UTC Tax withholdingCommon Stock 6,022 $21.65 $130,376.30
Disclosure

SEC source: 0001209191-19-042021 · doc4.xml · nonDerivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,638

F1 · shares: This transaction is commonly known as a stock swap. Shares were surrendered to the company rather than being sold to cover the cost of the exercise price related to a stock option exercise. Shares surrendered were shares owned by the Reporting Person in excess of 6 months.

Read SEC document
July 11, 2019 Filed Jul 15, 2019 18:03 UTC Exercise / conversionCommon Stock 13,000 $10.03 $130,390.00
Disclosure

SEC source: 0001209191-19-042021 · doc4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 15:06 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001209191-19-041776 · doc4.xml · derivative · entry 3

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 15:06 UTC SaleCommon Stock 13,000 $21.64 $281,320.00
Disclosure

SEC source: 0001209191-19-041776 · doc4.xml · nonDerivative · entry 2

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,171

Read SEC document
July 10, 2019 Filed Jul 11, 2019 15:06 UTC Exercise / conversionCommon Stock 13,000 $10.03 $130,390.00
Disclosure

SEC source: 0001209191-19-041776 · doc4.xml · nonDerivative · entry 1

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2019 Filed Jul 2, 2019 17:51 UTC PurchaseCommon Stock 5,000 $21.49 $107,436.50
Disclosure

SEC source: 0001209191-19-040063 · doc4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,660

Read SEC document
July 01, 2019 Filed Jul 2, 2019 19:12 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001209191-19-040145 · doc4.xml · derivative · entry 5

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 19:12 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001209191-19-040145 · doc4.xml · derivative · entry 4

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 19:12 UTC SaleCommon Stock 9,030 $21.52 $194,361.72
Disclosure

SEC source: 0001209191-19-040145 · doc4.xml · nonDerivative · entry 3

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,583

Read SEC document
July 01, 2019 Filed Jul 2, 2019 19:12 UTC Exercise / conversionCommon Stock 13,000 $10.38 $134,940.00
Disclosure

SEC source: 0001209191-19-040145 · doc4.xml · nonDerivative · entry 2

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 19:12 UTC Exercise / conversionCommon Stock 13,000 $10.03 $130,390.00
Disclosure

SEC source: 0001209191-19-040145 · doc4.xml · nonDerivative · entry 1

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 17:51 UTC GrantPhantom Stock · Derivative 1,650.7469 $23.10 Strike: $0.00 $38,124.00
Disclosure

SEC source: 0001209191-19-040063 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,170.9063

Underlying: Common Stock · 1,650.7469 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:31 UTC GrantPhantom Stock - Incentive Shares · Derivative 43.892 $22.96 Strike: $0.00 $1,007.76
Disclosure

SEC source: 0001209191-19-034444 · doc4.xml · derivative · entry 2

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,242.115

Underlying: Common Stock · 43.892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:34 UTC GrantPhantom Stock - Incentive Shares · Derivative 38.717 $22.96 Strike: $0.00 $888.94
Disclosure

SEC source: 0001209191-19-034455 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,388.346

Underlying: Common Stock · 38.717 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:33 UTC GrantPhantom Stock - Incentive Shares · Derivative 184.516 $22.96 Strike: $0.00 $4,236.49
Disclosure

SEC source: 0001209191-19-034453 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,445.135

Underlying: Common Stock · 184.516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:33 UTC GrantPhantom Stock - Incentive Shares · Derivative 184.516 $22.96 Strike: $0.00 $4,236.49
Disclosure

SEC source: 0001209191-19-034448 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,445.135

Underlying: Common Stock · 184.516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:32 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 45.66 $22.96 Strike: $0.00 $1,048.35
Disclosure

SEC source: 0001209191-19-034446 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,533.857

Underlying: Common Stock · 45.66 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:30 UTC GrantPhantom Stock - Incentive Shares · Derivative 56.247 $22.96 Strike: $0.00 $1,291.43
Disclosure

SEC source: 0001209191-19-034441 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,280.817

Underlying: Common Stock · 56.247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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May 01, 2019 Filed May 3, 2019 16:40 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionNon-Qualified Stock Option · Derivative 10,916 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-19-027195 · doc4.xml · derivative · entry 3

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,084

Underlying: Common Stock · 10,916 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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May 01, 2019 Filed May 3, 2019 16:40 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
SaleCommon Stock 10,916 $25.83 $281,957.01
Disclosure

SEC source: 0001209191-19-027195 · doc4.xml · nonDerivative · entry 2

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,179.086

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.59 to $26.04, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Between January 1, 2019 and March 31, 2019, the reporting person acquired 262.1621 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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May 01, 2019 Filed May 3, 2019 16:40 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionCommon Stock 10,916 $10.08 $110,033.28
Disclosure

SEC source: 0001209191-19-027195 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,095.086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 24, 2019 Filed Apr 26, 2019 20:02 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionNon-Qualified Stock Option · Derivative 130,000 $0.00 Strike: $11.17 $0.00
Disclosure

SEC source: 0001209191-19-026167 · doc4.xml · derivative · entry 3

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,000 shares

Expires 2019-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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April 24, 2019 Filed Apr 26, 2019 20:02 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 88,121 $25.60 $2,255,897.60
Disclosure

SEC source: 0001209191-19-026167 · doc4.xml · nonDerivative · entry 2

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830,705.1081

F1 · balance_after: Between January 1, 2019 and March 31, 2019, the reporting person acquired 931.1560 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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April 24, 2019 Filed Apr 26, 2019 20:02 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 130,000 $11.17 $1,452,100.00
Disclosure

SEC source: 0001209191-19-026167 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,918,826.1081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.