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person · Reporting owner

SHACKOULS BOBBY S

Disclosed activity across 6 companies

Tapewire entity
16919
SEC CIK
0001064171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CONOCOPHILLIPSCOP · Entity 658DirectorJanuary 15, 2011January 19, 2011
KROGER COKR · Entity 100DirectorDecember 01, 2020December 02, 2020
PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291DirectorAugust 13, 2021August 17, 2021
PLAINS GP HOLDINGS LPPAGP · Entity 3737DirectorAugust 13, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONOCOPHILLIPS

Report date January 15, 2011 · Filed January 19, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock UnitsSEC Table II · derivative / convertible securityDirect11,807.9946 Reported balance After 2011-01-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2011-01-15 · Grant · Acquired 2,526 · Balance 11,807.9946

F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.

F3: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

KROGER CO

Report date December 01, 2020 · Filed December 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock - Incentive SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct44,902.446 Reported balance After 2020-12-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-12-01 · Grant · Acquired 243.522 · Balance 44,902.446

F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Common StockSEC Table I · non-derivativeDirect24,845 Reported balance Holding disclosure · report date 2020-12-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 24,845

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

PLAINS ALL AMERICAN PIPELINE LP

Report date August 13, 2021 · Filed August 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect21,266 Reported balance After 2021-08-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-08-13 · Exercise / conversion · Acquired 3,750 · Balance 21,266

F1: Includes 7,500 units held jointly with Reporting Person's spouse.

F2: In February 2020, the reporting person and his spouse received 2,784 and 2,785 common units of PAA, respectively, in a distribution from their respective grantor retained annuity trusts in accordance with the terms of the GRATs. The distribution of units from the GRATs resulted in a decrease in the number of units beneficially owned indirectly through the GRATs, and a corresponding increase in the number of units beneficially owned directly and indirectly through spouse. The distribution of units from the GRATs constituted a change in form of beneficial ownership, which is exempt under Rule 16a-13 of the Exchange Act.

Phantom UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-08-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-08-13 · Exercise / conversion · Disposed 3,750 · Balance 0

F3: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).

F4: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.

F5: Phantom Units vest annually on August distribution date.

F6: Upon termination of service as director, other than because of death, disability or retirement.

Common UnitsSEC Table I · non-derivativeIndirectBy Spouse13,767 Reported balance Holding disclosure · report date 2021-08-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 13,767

F2: In February 2020, the reporting person and his spouse received 2,784 and 2,785 common units of PAA, respectively, in a distribution from their respective grantor retained annuity trusts in accordance with the terms of the GRATs. The distribution of units from the GRATs resulted in a decrease in the number of units beneficially owned indirectly through the GRATs, and a corresponding increase in the number of units beneficially owned directly and indirectly through spouse. The distribution of units from the GRATs constituted a change in form of beneficial ownership, which is exempt under Rule 16a-13 of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 7,500 units held jointly with Reporting Person's spouse.

F2: In February 2020, the reporting person and his spouse received 2,784 and 2,785 common units of PAA, respectively, in a distribution from their respective grantor retained annuity trusts in accordance with the terms of the GRATs. The distribution of units from the GRATs resulted in a decrease in the number of units beneficially owned indirectly through the GRATs, and a corresponding increase in the number of units beneficially owned directly and indirectly through spouse. The distribution of units from the GRATs constituted a change in form of beneficial ownership, which is exempt under Rule 16a-13 of the Exchange Act.

F3: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).

F4: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.

F5: Phantom Units vest annually on August distribution date.

F6: Upon termination of service as director, other than because of death, disability or retirement.

PLAINS GP HOLDINGS LP

Report date August 13, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A SharesSEC Table I · non-derivativeDirect80,801 Reported balance After 2026-08-14 transaction · row 1
1 source row

Row 1 · 2026-08-14 · Exercise / conversion · Acquired 7,400 · Balance 80,801

Phantom Class A SharesSEC Table II · derivative / convertible security · Expires 2026-08-14Direct0 Reported balance After 2026-08-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-14 · Exercise / conversion · Disposed 7,400 · Balance 0

F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2: One Class A share is deliverable for each Phantom Class A share that vests.

Phantom Class A SharesSEC Table II · derivative / convertible securityDirect6,150 Reported balance After 2026-08-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-13 · Grant · Acquired 6,150 · Balance 6,150

F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2: One Class A share is deliverable for each Phantom Class A share that vests.

F3: Upon termination of service as director, other than because of death, disability or retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2: One Class A share is deliverable for each Phantom Class A share that vests.

F3: Upon termination of service as director, other than because of death, disability or retirement.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Chord Energy Corp

Report date November 19, 2020 · Filed November 21, 2020

Section 16 reporting ended · disclosed 2020-11-21. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Quintana Energy Services Inc.

Report date July 28, 2020 · Filed July 30, 2020

Section 16 reporting ended · disclosed 2020-07-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-07-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-07-28 · Exercise / conversion · Acquired 38,462 · Balance 61,936

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding restricted stock unit held by any director of the Company became fully vested and was cancelled, and became exchangeable for 0.0969 shares of KLXE common stock.

Row 2 · 2020-07-28 · Disposition to issuer · Disposed 61,936 · Balance 0

F1: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each share of QES's common stock issued and outstanding immediately prior to the effective time of the Merger, was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-07-28 · Exercise / conversion · Disposed 38,462 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding restricted stock unit held by any director of the Company became fully vested and was cancelled, and became exchangeable for 0.0969 shares of KLXE common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each share of QES's common stock issued and outstanding immediately prior to the effective time of the Merger, was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding restricted stock unit held by any director of the Company became fully vested and was cancelled, and became exchangeable for 0.0969 shares of KLXE common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 17, 2026 20:24 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 7,400 $0.00 $0.00
Disclosure

SEC source: 0001581990-26-000039 · form4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 7,400 shares

Expires 2026-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2026 Filed Aug 17, 2026 20:24 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 7,400 $0.00 $0.00
Disclosure

SEC source: 0001581990-26-000039 · form4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:24 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 6,150 $0.00 $0.00
Disclosure

SEC source: 0001581990-26-000039 · form4.xml · derivative · entry 3

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,150

Underlying: Class A Shares · 6,150 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 21:03 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 7,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014591 · form4.xml · derivative · entry 5

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,400

Underlying: Class A Shares · 7,400 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 21:03 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 11,900 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014591 · form4.xml · derivative · entry 4

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 11,900 shares

Expires 2025-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 21:03 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 7,650 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014591 · form4.xml · derivative · entry 3

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 7,650 shares

Expires 2025-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 21:03 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 11,900 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014591 · form4.xml · nonDerivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 21:03 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 7,650 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-014591 · form4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 22:34 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 7,650 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015205 · form4.xml · derivative · entry 6

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,650

Underlying: Class A Shares · 7,650 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:34 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 8,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015205 · form4.xml · derivative · entry 5

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 8,050 shares

Expires 2024-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:34 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 15,290 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015205 · form4.xml · derivative · entry 4

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 15,290 shares

Expires 2024-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:34 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 8,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015205 · form4.xml · nonDerivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:34 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 15,290 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015205 · form4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2023 Filed Aug 17, 2023 22:54 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 8,050 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016776 · form4.xml · derivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Class A Shares · 8,050 shares

Expires not disclosed

F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death disability or retirement.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:34 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 11,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016646 · form4.xml · derivative · entry 4

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 11,400 shares

Expires 2023-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:34 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 5,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016646 · form4.xml · derivative · entry 3

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 5,220 shares

Expires 2023-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:34 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 11,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016646 · form4.xml · nonDerivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 23:34 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 5,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016646 · form4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 18, 2022 21:34 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 11,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018408 · form4.xml · derivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Underlying: Class A Shares · 11,400 shares

Expires not disclosed

F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death disability or retirement.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:50 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionPhantom Class A Shares · Derivative 4,879 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018139 · form4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Shares · 4,879 shares

Expires 2022-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:50 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 Exercise / conversionClass A Shares 4,879 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-018139 · form4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 21:36 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 11,900 $0.00 $0.00
Disclosure

SEC source: 0001615619-21-000092 · edgar.xml · derivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Underlying: Class A Shares · 11,900 shares

Expires not disclosed

F1 · security: Grant of Phantom Class A shares under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:51 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionPhantom Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-21-000067 · edgar.xml · derivative · entry 3

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).

F4 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.

F5 · derivative.exercise_date: Phantom Units vest annually on August distribution date.

F6 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:51 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionCommon Units 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-21-000067 · edgar.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Includes 7,500 units held jointly with Reporting Person's spouse.

F2 · ownership.direct: In February 2020, the reporting person and his spouse received 2,784 and 2,785 common units of PAA, respectively, in a distribution from their respective grantor retained annuity trusts in accordance with the terms of the GRATs. The distribution of units from the GRATs resulted in a decrease in the number of units beneficially owned indirectly through the GRATs, and a corresponding increase in the number of units beneficially owned directly and indirectly through spouse. The distribution of units from the GRATs constituted a change in form of beneficial ownership, which is exempt under Rule 16a-13 of the Exchange Act.

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December 01, 2020 Filed Dec 2, 2020 19:32 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 243.522 $33.01 Strike: $0.00 $8,038.66
Disclosure

SEC source: 0001209191-20-061071 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,902.446

Underlying: Common Stock · 243.522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
October 01, 2020 Filed Oct 3, 2020 01:47 UTC Chord Energy Corp OAS · Entity 630 SaleCommon Stock 53,335 $0.23 $12,267.05
Disclosure

SEC source: 0001209191-20-053423 · doc4.xml · nonDerivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
October 01, 2020 Filed Oct 3, 2020 01:47 UTC Chord Energy Corp OAS · Entity 630 SaleCommon Stock 53,335 $0.23 $12,267.05
Disclosure

SEC source: 0001209191-20-053423 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 01, 2020 Filed Sep 3, 2020 15:21 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 225.929 $35.40 Strike: $0.00 $7,997.89
Disclosure

SEC source: 0001209191-20-049292 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,658.924

Underlying: Common Stock · 225.929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 15:22 UTC KROGER CO KR · Entity 100 SaleCommon Stock 10,000 $36.00 $360,000.00
Disclosure

SEC source: 0001209191-20-046898 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,845

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 1, 2020.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 22:51 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionPhantom Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-20-000071 · edgar.xml · derivative · entry 5

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Units · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).

F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.

F3 · derivative.exercise_date: Phantom Units vest annually on August distribution date.

F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 22:51 UTC PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 Exercise / conversionCommon Units 3,750 $0.00 $0.00
Disclosure

SEC source: 0001615619-20-000071 · edgar.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 22:56 UTC PLAINS GP HOLDINGS LP PAGP · Entity 3737 GrantPhantom Class A Shares · Derivative 15,290 $0.00 $0.00
Disclosure

SEC source: 0001615619-20-000073 · edgar.xml · derivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,290

Underlying: Class A Shares · 15,290 shares

Expires not disclosed

F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash).

F2 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests.

F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 22:23 UTC Quintana Energy Services Inc. "QES" · Entity 147528 Exercise / conversionRestricted Stock Unit · Derivative 38,462 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020759 · doc4.xml · derivative · entry 3

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding restricted stock unit held by any director of the Company became fully vested and was cancelled, and became exchangeable for 0.0969 shares of KLXE common stock.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding restricted stock unit held by any director of the Company became fully vested and was cancelled, and became exchangeable for 0.0969 shares of KLXE common stock.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding restricted stock unit held by any director of the Company became fully vested and was cancelled, and became exchangeable for 0.0969 shares of KLXE common stock.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding restricted stock unit held by any director of the Company became fully vested and was cancelled, and became exchangeable for 0.0969 shares of KLXE common stock.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 22:23 UTC Quintana Energy Services Inc. "QES" · Entity 147528 Disposition to issuerCommon stock 61,936 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020759 · doc4.xml · nonDerivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE.

F1 · price: On July 28, 2020, pursuant to the Agreement and Plan of Merger, dated May 3, 2020 (the "Merger Agreement"), by and among Quintana Energy Services Inc. ("QES"), KLX Energy Services Holdings, Inc. ("KLXE"), Krypton Intermediate LLC, and Kypton Merger Sub Inc. ("Merger Sub"), Merger Sub merged with and into QES (the "Merger"), with QES surviving the Merger as the wholly owned subsidiary of KLXE.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each share of QES's common stock issued and outstanding immediately prior to the effective time of the Merger, was converted into, and became exchangeable for, 0.0969 shares of KLXE common stock. On July 27, 2020 (the last trading day prior to consummation of the Merger and KLXE's 1-for-5 reverse stock split), the closing price of one share of KLXE common stock was $2.00 and the closing price of one share of QES common stock was $0.93.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 22:23 UTC Quintana Energy Services Inc. "QES" · Entity 147528 Exercise / conversionCommon stock 38,462 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-020759 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding restricted stock unit held by any director of the Company became fully vested and was cancelled, and became exchangeable for 0.0969 shares of KLXE common stock.

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding restricted stock unit held by any director of the Company became fully vested and was cancelled, and became exchangeable for 0.0969 shares of KLXE common stock.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 15:04 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 5,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042560 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,432.995

Underlying: Common Stock · 5,111 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 22:10 UTC Chord Energy Corp OAS · Entity 630 Disposition to issuerCommon Stock 34,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036396 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,335

F1 · price: The reported transaction involved the Reporting Person's voluntary forfeiture of 34,090 shares of unvested restricted stock in connection with the issuer adopting a new director compensation program.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 15:04 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 192.696 $32.49 Strike: $0.00 $6,260.69
Disclosure

SEC source: 0001209191-20-033330 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,321.995

Underlying: Common Stock · 192.696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
May 11, 2020 Filed Jun 3, 2020 18:16 UTC KROGER CO KR · Entity 100 SaleCommon Stock 15,000 $34.00 $510,000.00
Disclosure

SEC source: 0001209191-20-033880 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,845

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 1, 2020.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:02 UTC KROGER CO KR · Entity 100 Exercise / conversionNon-Qualified Stock Option · Derivative 5,200 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · derivative · entry 6

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:02 UTC KROGER CO KR · Entity 100 Exercise / conversionNon-Qualified Stock Option · Derivative 2,600 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · derivative · entry 5

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:02 UTC KROGER CO KR · Entity 100 SaleCommon Stock 5,200 $33.77 $175,598.80
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · nonDerivative · entry 4

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,845

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:02 UTC KROGER CO KR · Entity 100 SaleCommon Stock 2,600 $33.74 $87,713.60
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · nonDerivative · entry 3

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,045

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:02 UTC KROGER CO KR · Entity 100 Exercise / conversionCommon Stock 5,200 $10.98 $57,096.00
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · nonDerivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:02 UTC KROGER CO KR · Entity 100 Exercise / conversionCommon Stock 2,600 $12.37 $32,162.00
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:57 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 209.808 $29.68 Strike: $0.00 $6,227.10
Disclosure

SEC source: 0001209191-20-014950 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,129.299

Underlying: Common Stock · 209.808 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
February 24, 2020 Filed Mar 7, 2020 00:44 UTC Chord Energy Corp OAS · Entity 630 GiftCommon Stock 14,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017092 · doc4.xml · nonDerivative · entry 6

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 53,335

Read SEC document
February 24, 2020 Filed Mar 7, 2020 00:44 UTC Chord Energy Corp OAS · Entity 630 GiftCommon Stock 14,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017092 · doc4.xml · nonDerivative · entry 5

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,425

Read SEC document
February 24, 2020 Filed Mar 7, 2020 00:44 UTC Chord Energy Corp OAS · Entity 630 GiftCommon Stock 39,195 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017092 · doc4.xml · nonDerivative · entry 4

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse's GRAT

Disclosed balance after: 0

Read SEC document
February 24, 2020 Filed Mar 7, 2020 00:44 UTC Chord Energy Corp OAS · Entity 630 GiftCommon Stock 39,195 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017092 · doc4.xml · nonDerivative · entry 3

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 39,195

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.