Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KROGER COKR · Entity 100 | Senior Vice President | March 28, 2022 | March 29, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KROGER CO
Report date March 28, 2022 · Filed March 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 229,064 |
Ending reported balance
After 2022-03-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-28 · Exercise / conversion · Acquired 56,039 · Balance 285,103 Row 2 · 2022-03-28 · Disposition to issuer · Disposed 56,039 · Balance 229,064 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.89 to $56.94, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $22.92 · Expires 2027-07-13 | Direct | 14,010 |
Reported balance
After 2022-03-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-28 · Exercise / conversion · Disposed 56,039 · Balance 14,010 F2: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.89 to $56.94, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2022 Filed Mar 29, 2022 16:09 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 56,039 | $0.00 Strike: $22.92 | $0.00 |
DisclosureSEC source: 0001209191-22-021410 · doc4.xml · derivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,010 Underlying: Common Stock · 56,039 shares Expires 2027-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 16:09 UTC | KROGER CO KR · Entity 100 | Disposition to issuerCommon Stock | 56,039 | $56.91 | $3,189,347.61 |
DisclosureSEC source: 0001209191-22-021410 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,064 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.89 to $56.94, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 16:09 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 56,039 | $22.92 | $1,284,413.88 |
DisclosureSEC source: 0001209191-22-021410 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 19:04 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,673 | $55.42 | $92,717.66 |
DisclosureSEC source: 0001209191-22-018761 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,064 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 16:56 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 6,267 | $55.89 | $350,262.63 |
DisclosureSEC source: 0001209191-22-018397 · doc4.xml · nonDerivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,737 F3 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 16:56 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 13,313 | $57.09 | $760,039.17 |
DisclosureSEC source: 0001209191-22-018397 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,004 F2 · shares: Payment of tax liability associated with share award. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 16:56 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 32,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018397 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,317 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 19:48 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 43,767 | $0.00 Strike: $37.48 | $0.00 |
DisclosureSEC source: 0001209191-22-016975 · doc4.xml · derivative · entry 5 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,767 shares Expires 2026-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 19:48 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 33,777 | $0.00 Strike: $38.33 | $0.00 |
DisclosureSEC source: 0001209191-22-016975 · doc4.xml · derivative · entry 4 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,777 shares Expires 2025-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 19:48 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 77,544 | $61.84 | $4,795,150.36 |
DisclosureSEC source: 0001209191-22-016975 · doc4.xml · nonDerivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,347 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.80 to $61.95, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 19:48 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 43,767 | $37.48 | $1,640,387.16 |
DisclosureSEC source: 0001209191-22-016975 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 19:48 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 33,777 | $38.33 | $1,294,672.41 |
DisclosureSEC source: 0001209191-22-016975 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 18:16 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 4,896 | $38.07 | $186,390.72 |
DisclosureSEC source: 0001209191-21-046753 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,347 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 15:47 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 50,720 | $0.00 Strike: $24.67 | $0.00 |
DisclosureSEC source: 0001209191-21-042920 · doc4.xml · derivative · entry 4 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 15:47 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 40,671 | $40.01 | $1,627,246.71 |
DisclosureSEC source: 0001209191-21-042920 · doc4.xml · nonDerivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,243 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2021. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 15:47 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 10,049 | $40.00 | $401,960.00 |
DisclosureSEC source: 0001209191-21-042920 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,914 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2021. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 15:47 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 50,720 | $24.67 | $1,251,008.80 |
DisclosureSEC source: 0001209191-21-042920 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 26, 2021 Filed Mar 29, 2021 16:25 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 21,000 | $0.00 Strike: $18.88 | $0.00 |
DisclosureSEC source: 0001209191-21-023404 · doc4.xml · derivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| March 26, 2021 Filed Mar 29, 2021 16:25 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 21,000 | $36.88 | $774,480.00 |
DisclosureSEC source: 0001209191-21-023404 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,243 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.87 to $36.92, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 26, 2021 Filed Mar 29, 2021 16:25 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 21,000 | $18.88 | $396,480.00 |
DisclosureSEC source: 0001209191-21-023404 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 19:49 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 21,000 | $0.00 Strike: $10.98 | $0.00 |
DisclosureSEC source: 0001209191-21-022544 · doc4.xml · derivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2022-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 19:49 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 21,000 | $36.00 | $756,000.00 |
DisclosureSEC source: 0001209191-21-022544 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,243 Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 19:49 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 21,000 | $10.98 | $230,580.00 |
DisclosureSEC source: 0001209191-21-022544 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:25 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 3,517 | $35.46 | $124,712.82 |
DisclosureSEC source: 0001209191-21-020466 · doc4.xml · nonDerivative · entry 5 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,243 F5 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 20:25 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 37,960 | $0.00 Strike: $34.94 | $0.00 |
DisclosureSEC source: 0001209191-21-020466 · doc4.xml · derivative · entry 6 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,960 Underlying: Common Stock · 37,960 shares Expires 2031-03-11 F6 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 20:25 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 5,373 | $34.94 | $187,732.62 |
DisclosureSEC source: 0001209191-21-020466 · doc4.xml · nonDerivative · entry 4 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,760 F4 · shares: Payment of tax liability associated with share award. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 20:25 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 11,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020466 · doc4.xml · nonDerivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,133 F3 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 20:25 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 8,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020466 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,368 F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 20:25 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 13,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020466 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,891 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 17:32 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 20,000 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-20-043275 · doc4.xml · derivative · entry 5 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 17:32 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 15,000 | $0.00 Strike: $12.37 | $0.00 |
DisclosureSEC source: 0001209191-20-043275 · doc4.xml · derivative · entry 4 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 17:32 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 35,000 | $35.00 | $1,225,000.00 |
DisclosureSEC source: 0001209191-20-043275 · doc4.xml · nonDerivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,153 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 21, 2020. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 17:32 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 15,000 | $12.37 | $185,550.00 |
DisclosureSEC source: 0001209191-20-043275 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2020 Filed Jul 22, 2020 17:32 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 20,000 | $11.31 | $226,100.00 |
DisclosureSEC source: 0001209191-20-043275 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 15:39 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,112 | $33.77 | $37,552.24 |
DisclosureSEC source: 0001209191-20-042737 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,153 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:11 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 4,897 | $33.28 | $162,972.16 |
DisclosureSEC source: 0001209191-20-042477 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,265 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 14:11 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,880 | $30.71 | $57,734.80 |
DisclosureSEC source: 0001209191-20-019115 · doc4.xml · nonDerivative · entry 4 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,162 F3 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 14:11 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 43,888 | $0.00 Strike: $29.12 | $0.00 |
DisclosureSEC source: 0001209191-20-019115 · doc4.xml · derivative · entry 5 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,888 Underlying: Common Stock · 43,888 shares Expires 2030-03-12 F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 14:11 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 4,058 | $29.12 | $118,168.96 |
DisclosureSEC source: 0001209191-20-019115 · doc4.xml · nonDerivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,042 F2 · shares: Payment of tax liability associated with share award. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 14:11 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 8,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019115 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,100 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 14:11 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 14,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019115 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,129 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 19:03 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 2,600 | $0.00 Strike: $10.08 | $0.00 |
DisclosureSEC source: 0001209191-20-000671 · doc4.xml · derivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,600 shares Expires 2020-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 19:03 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 2,600 | $28.44 | $73,941.40 |
DisclosureSEC source: 0001209191-20-000671 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,705 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.43 to $28.44, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 19:03 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 2,600 | $10.08 | $26,208.00 |
DisclosureSEC source: 0001209191-20-000671 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 21:49 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,838 | $22.08 | $62,663.04 |
DisclosureSEC source: 0001209191-19-042252 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,705 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 21:49 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 4,896 | $21.89 | $107,173.44 |
DisclosureSEC source: 0001209191-19-042252 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,543 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:08 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 4,506 | $24.75 | $111,523.50 |
DisclosureSEC source: 0001209191-19-019923 · doc4.xml · nonDerivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,439 F2 · shares: Payment of tax liability associated with share award. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:08 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 9,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019923 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,945 Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 17:08 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 45,606 | $0.00 Strike: $24.75 | $0.00 |
DisclosureSEC source: 0001209191-19-019923 · doc4.xml · derivative · entry 4 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,606 Underlying: Common Stock · 45,606 shares Expires 2029-03-14 F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 17:08 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 16,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019923 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,141 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.