Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KROGER COKR · Entity 100 | Senior Vice President | July 15, 2020 | July 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KROGER CO
Report date July 15, 2020 · Filed July 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 136,918.8512 |
Reported balance
After 2020-07-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-07-15 · Tax withholding · Disposed 2,025 · Balance 136,918.8512 F1: Payment of tax liability associated with restricted stock. F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax liability associated with restricted stock.
F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2020 Filed Jul 17, 2020 15:33 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,025 | $33.77 | $68,384.25 |
DisclosureSEC source: 0001209191-20-042730 · doc4.xml · nonDerivative · entry 1 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,918.8512 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:06 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 10,545 | $33.28 | $350,937.60 |
DisclosureSEC source: 0001209191-20-042470 · doc4.xml · nonDerivative · entry 1 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,943.8512 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:06 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 21,000 | $0.00 Strike: $18.88 | $0.00 |
DisclosureSEC source: 0001209191-20-040079 · doc4.xml · derivative · entry 5 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2023-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:06 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 12,600 | $0.00 Strike: $10.98 | $0.00 |
DisclosureSEC source: 0001209191-20-040079 · doc4.xml · derivative · entry 4 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,600 shares Expires 2022-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:06 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 33,600 | $34.00 | $1,142,400.00 |
DisclosureSEC source: 0001209191-20-040079 · doc4.xml · nonDerivative · entry 3 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,488.8512 F1 · balance_after: Between January 1, 2020 and June 30, 2020, the reporting person acquired 482.4609 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:06 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 21,000 | $18.88 | $396,480.00 |
DisclosureSEC source: 0001209191-20-040079 · doc4.xml · nonDerivative · entry 2 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,088.8512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:06 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 12,600 | $10.98 | $138,348.00 |
DisclosureSEC source: 0001209191-20-040079 · doc4.xml · nonDerivative · entry 1 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,088.8512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 13:12 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,109 | $30.71 | $34,057.39 |
DisclosureSEC source: 0001209191-20-019099 · doc4.xml · nonDerivative · entry 4 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,006.3903 F3 · shares: Payment of tax liability associated with restricted stock. F4 · balance_after: Between July 1, 2019 and December 31, 2019, the reporting person acquired 896.7897 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 13:12 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 50,157 | $0.00 Strike: $29.12 | $0.00 |
DisclosureSEC source: 0001209191-20-019099 · doc4.xml · derivative · entry 5 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,157 Underlying: Common Stock · 50,157 shares Expires 2030-03-12 F5 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 13:12 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,104 | $29.12 | $61,268.48 |
DisclosureSEC source: 0001209191-20-019099 · doc4.xml · nonDerivative · entry 3 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,115.3903 F2 · shares: Payment of tax liability associated with share award. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 13:12 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 4,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019099 · doc4.xml · nonDerivative · entry 2 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,219.3903 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 13:12 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 16,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019099 · doc4.xml · nonDerivative · entry 1 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,792.3903 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 21:28 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 18,588 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001209191-19-042230 · doc4.xml · derivative · entry 4 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,588 Underlying: Common Stock · 18,588 shares Expires 2029-07-15 F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 21:28 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 10,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042230 · doc4.xml · nonDerivative · entry 3 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,411.6006 F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. F3 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 21:28 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,324 | $22.08 | $51,313.92 |
DisclosureSEC source: 0001209191-19-042230 · doc4.xml · nonDerivative · entry 2 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,220.6006 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 21:28 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 6,825 | $21.89 | $149,399.25 |
DisclosureSEC source: 0001209191-19-042230 · doc4.xml · nonDerivative · entry 1 GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,544.6006 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.