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SARGENT RONALD

Disclosed activity across 4 companies

Tapewire entity
109
SEC CIK
0001180656

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FIVE BELOW, INCFIVE · Entity 3393DirectorJune 16, 2026June 18, 2026
HOME DEPOT, INC.HD · Entity 2816DirectorSeptember 21, 2012September 24, 2012
KROGER COKR · Entity 100DirectorSeptember 01, 2026September 02, 2026
WELLS FARGO & COMPANY/MNWFC · Entity 2824DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIVE BELOW, INC

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,609 Reported balance After 2026-06-16 transaction · row 1
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 976 · Balance 6,609

Common StockSEC Table I · non-derivativeIndirectBy: Sargent Family Investment LLC73,674 Reported balance Holding disclosure · report date 2026-06-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 73,674

HOME DEPOT, INC.

Report date September 21, 2012 · Filed September 24, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
$.05 Common StockSEC Table I · non-derivativeDirect3,467 Reported balance After 2012-09-21 transaction · row 1
1 source row

Row 1 · 2012-09-21 · Purchase · Acquired 1,667 · Balance 3,467

$.05 Common StockSEC Table I · non-derivativeIndirectBy son450 Reported balance Holding disclosure · report date 2012-09-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 450

$.05 Common StockSEC Table I · non-derivativeIndirectBy son450 Reported balance Holding disclosure · report date 2012-09-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 450

KROGER CO

Report date September 01, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock - Incentive SharesSEC Table II · derivative / convertible securityDirect69,087.076 Reported balance After 2026-09-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-01 · Grant · Acquired 461.923 · Balance 69,087.076

F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Common StockSEC Table I · non-derivativeDirect262,914 Reported balance Holding disclosure · report date 2026-09-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 262,914

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

WELLS FARGO & COMPANY/MN

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect72,073.4427 Reported balance After 2026-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-01 · Grant · Acquired 529.595 · Balance 72,073.4427

F1: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.

F2: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F3: Includes dividend equivalents reinvested in additional Phantom Stock Units.

Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeDirect81 Reported balance Holding disclosure · report date 2026-10-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 81

Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeIndirectThrough Revocable Trust18,050 Reported balance Holding disclosure · report date 2026-10-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 18,050

Filing footnotes · ownership attribution and instrument terms

F1: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.

F2: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F3: Includes dividend equivalents reinvested in additional Phantom Stock Units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:37 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 529.595 $80.25 $42,500.00
Disclosure

SEC source: 0000072971-26-000315 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,073.4427

Underlying: Common Stock, $1 2/3 Par Value · 529.595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F3 · balance_after: Includes dividend equivalents reinvested in additional Phantom Stock Units.

Read SEC document
September 01, 2026 Filed Sep 2, 2026 16:33 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 461.923 $57.94 $26,763.82
Disclosure

SEC source: 0001193125-26-379738 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,087.076

Underlying: Common Stock · 461.923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 15, 2026 Filed Jul 16, 2026 16:51 UTC KROGER CO KR · Entity 100 GrantCommon Stock 7,916 $0.00 $0.00
Disclosure

SEC source: 0001180656-26-000008 · ownership.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,914

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:32 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 494.5311 $85.94 $42,500.00
Disclosure

SEC source: 0000072971-26-000283 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,135.2127

Underlying: Common Stock, $1 2/3 Par Value · 494.5311 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F3 · balance_after: Includes dividend equivalents reinvested in additional Phantom Stock Units.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 20:25 UTC FIVE BELOW, INC FIVE · Entity 3393 GrantCommon Stock 976 $0.00 $0.00
Disclosure

SEC source: 0001192482-26-000386 · form4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,609

Read SEC document
June 01, 2026 Filed Jun 2, 2026 15:43 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 388.213 $61.52 $23,882.86
Disclosure

SEC source: 0001180656-26-000006 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,625.153

Underlying: Common Stock · 388.213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 21:18 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantCommon Stock Units · Derivative 3,436 $81.50 $280,034.00
Disclosure

SEC source: 0000072971-26-000245 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,851.9647

Underlying: Common Stock, $1 2/3 Par Value · 3,436 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F3 · balance_after: Includes dividend equivalents reinvested in additional Common Stock Units.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:41 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 496.4627 $80.57 $40,000.00
Disclosure

SEC source: 0000072971-26-000210 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,231.144

Underlying: Common Stock, $1 2/3 Par Value · 496.4627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F3 · balance_after: Includes dividend equivalents reinvested in additional Phantom Stock Units.

Read SEC document
March 24, 2026 Filed Mar 25, 2026 23:05 UTC FIVE BELOW, INC FIVE · Entity 3393 SaleCommon Stock 10,000 $231.75 $2,317,500.00
Disclosure

SEC source: 0001192482-26-000226 · form4.xml · nonDerivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Sargent Family Investment LLC

Disclosed balance after: 73,674

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.50 to $232.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 23:05 UTC FIVE BELOW, INC FIVE · Entity 3393 SaleCommon Stock 10,000 $231.28 $2,312,791.00
Disclosure

SEC source: 0001192482-26-000226 · form4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Sargent Family Investment LLC

Disclosed balance after: 83,674

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.00 to $231.7800, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The number of shares beneficially owned has been adjusted to correct a clerical error.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 16:56 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 26,567 $75.60 $2,008,465.20
Disclosure

SEC source: 0001180656-26-000004 · ownership.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,998

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:19 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 344.133 $69.05 $23,762.38
Disclosure

SEC source: 0001180656-26-000002 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Chairman and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,236.94

Underlying: Common Stock · 344.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:39 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 429.1845 $93.20 $40,000.00
Disclosure

SEC source: 0000072971-26-000006 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,351.5238

Underlying: Common Stock, $1 2/3 Par Value · 429.1845 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F3 · balance_after: Includes dividend equivalents reinvested in additional Phantom Stock Units.

Read SEC document
December 19, 2025 Filed Dec 22, 2025 21:13 UTC KROGER CO KR · Entity 100 GrantCommon Stock 96,139 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-328761 · ownership.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Chairman and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,565

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 19:53 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 349.963 $67.55 $23,640.00
Disclosure

SEC source: 0001193125-25-305095 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Chairman and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,892.807

Underlying: Common Stock · 349.963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:22 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 494.621 $80.87 $40,000.00
Disclosure

SEC source: 0000072971-25-000236 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,561.0689

Underlying: Common Stock, $1 2/3 Par Value · 494.621 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Stock Unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F3 · balance_after: Includes dividend equivalents reinvested in additional Phantom Stock Units.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 20:29 UTC FIVE BELOW, INC FIVE · Entity 3393 GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-015396 · form4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,633

Read SEC document
September 02, 2025 Filed Sep 3, 2025 18:39 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 342.658 $68.64 $23,520.05
Disclosure

SEC source: 0000950170-25-112785 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Chairman and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,542.844

Underlying: Common Stock · 342.658 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 21:11 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 490.8578 $81.49 $40,000.00
Disclosure

SEC source: 0001127602-25-018924 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,695.7607

Underlying: Common Stock, $1 2/3 Par Value · 490.8578 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in a lump sum or installments based upon director's election.

Read SEC document
June 12, 2025 Filed Jun 16, 2025 21:11 UTC FIVE BELOW, INC FIVE · Entity 3393 GrantCommon Stock 1,389 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011768 · form4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,933

Read SEC document
June 02, 2025 Filed Jun 3, 2025 18:01 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 313.836 $68.21 $21,406.75
Disclosure

SEC source: 0000950170-25-080729 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Chairman and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,200.186

Underlying: Common Stock · 313.836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
April 29, 2025 Filed May 1, 2025 21:34 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantCommon Stock Units · Derivative 3,728 $71.10 $265,060.80
Disclosure

SEC source: 0001127602-25-013004 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,108.4723

Underlying: Common Stock, $1 2/3 Par Value · 3,728 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F3 · balance_after: Includes dividend equivalents reinvested in additional Common Stock Units.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:45 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 525.8729 $71.31 $37,500.00
Disclosure

SEC source: 0001127602-25-011443 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,847.3349

Underlying: Common Stock, $1 2/3 Par Value · 525.8729 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 16:17 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Deferred Comp · Derivative 675.0289 $64.82 Strike: $0.00 $43,752.00
Disclosure

SEC source: 0000950170-25-049017 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Chairman and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,916.1383

Underlying: Phantom Stock - Deferred Comp · 675.0289 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 15:57 UTC KROGER CO KR · Entity 100 GrantCommon Stock 60,515 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-039964 · ownership.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Chairman and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,426

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 20:08 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 338.613 $62.89 Strike: $0.00 $21,295.37
Disclosure

SEC source: 0000950170-25-031793 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Chairman and Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,886.35

Underlying: Common Stock · 60,891.24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:47 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 533.8838 $70.24 $37,500.00
Disclosure

SEC source: 0001127602-25-000476 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,984.4623

Underlying: Common Stock, $1 2/3 Par Value · 533.8838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 18:02 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Deferred Comp · Derivative 742.3893 $58.93 Strike: $0.00 $43,749.00
Disclosure

SEC source: 0000950170-25-000819 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,241.1094

Underlying: Phantom Stock - Deferred Comp · 742.3893 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 20:51 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 352.162 $60.15 Strike: $0.00 $21,182.54
Disclosure

SEC source: 0000950170-24-132708 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,547.737

Underlying: Common Stock · 352.162 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:12 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 677.0175 $55.39 $37,500.00
Disclosure

SEC source: 0001127602-24-025189 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,108.6661

Underlying: Common Stock, $1 2/3 Par Value · 677.0175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 19:50 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Deferred Comp · Derivative 811.2182 $53.93 $43,749.00
Disclosure

SEC source: 0000950170-24-110785 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,498.7201

Underlying: Phantom Stock - Deferred Comp · 811.2182 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 12:21 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 392.125 $53.70 Strike: $0.00 $21,057.11
Disclosure

SEC source: 0000950170-24-103742 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,195.575

Underlying: Common Stock · 392.125 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 15, 2024 Filed Jul 16, 2024 19:55 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 3,810 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-083885 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,803.45

Underlying: Common Stock · 3,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:21 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 618.914 $60.59 $37,500.00
Disclosure

SEC source: 0001127602-24-020065 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,993.8594

Underlying: Common Stock, $1 2/3 Par Value · 618.914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 16:07 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Deferred Comp · Derivative 818.3689 $53.46 $43,750.00
Disclosure

SEC source: 0000950170-24-080110 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,687.5019

Underlying: Common Stock · 818.3689 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 00:40 UTC FIVE BELOW, INC FIVE · Entity 3393 GrantCommon Stock 1,454 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012551 · form4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,544

Read SEC document
June 03, 2024 Filed Jun 4, 2024 17:54 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 344.738 $51.86 Strike: $0.00 $17,878.11
Disclosure

SEC source: 0000950170-24-068489 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,993.45

Underlying: Common Stock · 60,891.24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:54 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantCommon Stock Units · Derivative 4,046 $59.32 $240,008.72
Disclosure

SEC source: 0001127602-24-014014 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,106.1884

Underlying: Common Stock, $1 2/3 Par Value · 4,046 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:20 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 650.9287 $57.61 $37,500.00
Disclosure

SEC source: 0001415889-24-010080 · form4-04032024_090408.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,006.9143

Underlying: Common Stock, $1 2/3 Par Value · 650.9287 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 19:24 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Deferred Comp · Derivative 846.2669 $51.70 Strike: $0.00 $43,752.00
Disclosure

SEC source: 0000950170-24-039232 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,869.133

Underlying: Phantom Stock - Deferred Comp · 846.2669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 15:05 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 361.541 $49.16 Strike: $0.00 $17,773.36
Disclosure

SEC source: 0000950170-24-025466 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,648.712

Underlying: Common Stock · 361.541 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:04 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 761.8854 $49.22 $37,500.00
Disclosure

SEC source: 0001127602-24-000538 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,962.1111

Underlying: Common Stock, $1 2/3 Par Value · 761.8854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:16 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Deferred Comp · Derivative 975.0167 $44.87 $43,749.00
Disclosure

SEC source: 0000950170-24-000777 · ownership.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,022.8661

Underlying: Common Stock · 975.0167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 17:53 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 395.931 $44.60 $17,658.52
Disclosure

SEC source: 0001209191-23-057149 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,287.171

Underlying: Common Stock · 395.931 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 21:17 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 917.768 $40.86 $37,500.00
Disclosure

SEC source: 0001127602-23-025315 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,728.1057

Underlying: Common Stock, $1 2/3 Par Value · 917.768 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 19:00 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Deferred Comp · Derivative 881.332 $46.10 Strike: $0.00 $40,625.00
Disclosure

SEC source: 0001209191-23-050994 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,047.8494

Underlying: Common Stock · 881.332 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 15:23 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 381.639 $45.98 $17,547.76
Disclosure

SEC source: 0001209191-23-048066 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,891.24

Underlying: Common Stock · 381.639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 16:24 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Incentive Shares · Derivative 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042163 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,509.601

Underlying: Common Stock · 4,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:13 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantPhantom Stock Units · Derivative 878.6317 $42.68 $37,500.00
Disclosure

SEC source: 0001127602-23-020187 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,311.9185

Underlying: Common Stock, $1 2/3 Par Value · 878.6317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:51 UTC KROGER CO KR · Entity 100 GrantPhantom Stock - Deferred Comp · Derivative 838.1679 $48.47 Strike: $0.00 $40,626.00
Disclosure

SEC source: 0001209191-23-040922 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,166.5174

Underlying: Common Stock · 838.1679 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.