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person · Reporting owner

Kaufman Calvin J

Disclosed activity across 1 company

Tapewire entity
129138
SEC CIK
0001433128

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KROGER COKR · Entity 100Senior Vice PresidentMarch 14, 2022March 15, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KROGER CO

Report date March 14, 2022 · Filed March 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect158,837.9983 Reported balance After 2022-03-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-03-14 · Tax withholding · Disposed 1,816 · Balance 158,837.9983

F1: Payment of tax liability associated with restricted stock.

F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Filing footnotes · ownership attribution and instrument terms

F1: Payment of tax liability associated with restricted stock.

F2: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2022 Filed Mar 15, 2022 19:00 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 1,816 $55.42 $100,642.72
Disclosure

SEC source: 0001209191-22-018756 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,837.9983

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 16:52 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 7,062 $55.89 $394,695.18
Disclosure

SEC source: 0001209191-22-018393 · doc4.xml · nonDerivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,653.9983

F3 · shares: Payment of tax liability associated with restricted stock.

F4 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 16:52 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 14,452 $57.09 $825,064.68
Disclosure

SEC source: 0001209191-22-018393 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,715.9983

F2 · shares: Payment of tax liability associated with share award.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 16:52 UTC KROGER CO KR · Entity 100 GrantCommon Stock 31,758 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018393 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,167.9983

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:30 UTC KROGER CO KR · Entity 100 Exercise / conversionNon-Qualified Stock Option · Derivative 13,992 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001209191-22-017588 · doc4.xml · derivative · entry 5

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,992 shares

Expires 2025-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:30 UTC KROGER CO KR · Entity 100 Exercise / conversionNon-Qualified Stock Option · Derivative 32,576 $0.00 Strike: $24.67 $0.00
Disclosure

SEC source: 0001209191-22-017588 · doc4.xml · derivative · entry 4

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,576 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:30 UTC KROGER CO KR · Entity 100 SaleCommon Stock 46,568 $58.14 $2,707,649.79
Disclosure

SEC source: 0001209191-22-017588 · doc4.xml · nonDerivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,409.9983

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.10 to $58.21, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Between October 1, 2021 and December 31, 2021, the reporting person acquired 12.3737 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:30 UTC KROGER CO KR · Entity 100 Exercise / conversionCommon Stock 13,992 $38.33 $536,313.36
Disclosure

SEC source: 0001209191-22-017588 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,977.9983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:30 UTC KROGER CO KR · Entity 100 Exercise / conversionCommon Stock 32,576 $24.67 $803,487.04
Disclosure

SEC source: 0001209191-22-017588 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,985.9983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 15:24 UTC KROGER CO KR · Entity 100 Exercise / conversionNon-Qualified Stock Option · Derivative 24,432 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001209191-22-000038 · doc4.xml · derivative · entry 4

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,432 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 15:24 UTC KROGER CO KR · Entity 100 Exercise / conversionNon-Qualified Stock Option · Derivative 6,668 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001209191-22-000038 · doc4.xml · derivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,668 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 15:24 UTC KROGER CO KR · Entity 100 SaleCommon Stock 31,100 $45.56 $1,416,947.10
Disclosure

SEC source: 0001209191-22-000038 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,397.6246

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.56 to $45.59, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 15:24 UTC KROGER CO KR · Entity 100 Exercise / conversionCommon Stock 31,100 $18.88 $587,168.00
Disclosure

SEC source: 0001209191-22-000038 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,497.6246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 15:47 UTC KROGER CO KR · Entity 100 Exercise / conversionNon-Qualified Stock Option · Derivative 16,288 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-21-071445 · doc4.xml · derivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,288 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 15:47 UTC KROGER CO KR · Entity 100 SaleCommon Stock 16,288 $44.25 $720,744.00
Disclosure

SEC source: 0001209191-21-071445 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,397.6246

F1 · balance_after: Between July 1, 2021 and September 30, 2021, the reporting person acquired 11.2231 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 15:47 UTC KROGER CO KR · Entity 100 Exercise / conversionCommon Stock 16,288 $10.98 $178,842.24
Disclosure

SEC source: 0001209191-21-071445 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,685.6246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 18:10 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 5,839 $38.07 $222,290.73
Disclosure

SEC source: 0001209191-21-046746 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,386.4015

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between April 1, 2021 and June 30, 2021, the reporting person acquired 11.7014 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 15:47 UTC KROGER CO KR · Entity 100 SaleCommon Stock 59 $39.49 $2,329.62
Disclosure

SEC source: 0001209191-21-042921 · doc4.xml · nonDerivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,213.7001

F1 · balance_after: Between October 1, 2020 and March 31, 2021, the reporting person acquired 26.1614 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 15:47 UTC KROGER CO KR · Entity 100 SaleCommon Stock 5,868 $39.50 $231,797.74
Disclosure

SEC source: 0001209191-21-042921 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,272.7001

Read SEC document
June 23, 2021 Filed Jun 24, 2021 15:47 UTC KROGER CO KR · Entity 100 SaleCommon Stock 8,498 $39.51 $335,755.98
Disclosure

SEC source: 0001209191-21-042921 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,140.7001

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:19 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 2,319 $35.46 $82,231.74
Disclosure

SEC source: 0001209191-21-020454 · doc4.xml · nonDerivative · entry 5

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,612.5387

F5 · shares: Payment of tax liability associated with restricted stock.

F6 · balance_after: Between July 1, 2020 and September 30, 2020, the reporting person acquired 12.1475 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:19 UTC KROGER CO KR · Entity 100 GrantNon-Qualified Stock Option · Derivative 37,960 $0.00 Strike: $34.94 $0.00
Disclosure

SEC source: 0001209191-21-020454 · doc4.xml · derivative · entry 6

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,960

Underlying: Common Stock · 37,960 shares

Expires 2031-03-11

F7 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:19 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 3,640 $34.94 $127,181.60
Disclosure

SEC source: 0001209191-21-020454 · doc4.xml · nonDerivative · entry 4

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,931.5387

F4 · shares: Payment of tax liability associated with share award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:19 UTC KROGER CO KR · Entity 100 GrantCommon Stock 11,765 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020454 · doc4.xml · nonDerivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,571.5387

F3 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:19 UTC KROGER CO KR · Entity 100 GrantCommon Stock 8,477 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020454 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,806.5387

F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:19 UTC KROGER CO KR · Entity 100 GrantCommon Stock 13,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020454 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,329.5387

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 15:33 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 700 $33.77 $23,639.00
Disclosure

SEC source: 0001209191-20-042731 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,579.3912

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:06 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 5,840 $33.28 $194,355.20
Disclosure

SEC source: 0001209191-20-042471 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,279.3912

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between January 1, 2020 and June 30, 2020, the reporting person acquired 24.3901 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 13:14 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 1,218 $30.71 $37,404.78
Disclosure

SEC source: 0001209191-20-019100 · doc4.xml · nonDerivative · entry 4

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,095.0011

F3 · shares: Payment of tax liability associated with restricted stock.

F4 · balance_after: Between July 1, 2019 and December 31, 2019, the reporting person acquired 29.2329 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 13:14 UTC KROGER CO KR · Entity 100 GrantNon-Qualified Stock Option · Derivative 43,888 $0.00 Strike: $29.12 $0.00
Disclosure

SEC source: 0001209191-20-019100 · doc4.xml · derivative · entry 5

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,888

Underlying: Common Stock · 43,888 shares

Expires 2030-03-12

F5 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 13:14 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 2,799 $29.12 $81,506.88
Disclosure

SEC source: 0001209191-20-019100 · doc4.xml · nonDerivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,313.0011

F2 · shares: Payment of tax liability associated with share award.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 13:14 UTC KROGER CO KR · Entity 100 GrantCommon Stock 8,971 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019100 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,112.0011

Read SEC document
March 12, 2020 Filed Mar 16, 2020 13:14 UTC KROGER CO KR · Entity 100 GrantCommon Stock 14,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019100 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,141.0011

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:30 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 2,090 $22.08 $46,147.20
Disclosure

SEC source: 0001209191-19-042233 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,687.7682

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between January 1, 2019 and June 30, 2019, the reporting person acquired 25.1927 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 12, 2019 Filed Jul 16, 2019 21:30 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 5,838 $21.89 $127,793.82
Disclosure

SEC source: 0001209191-19-042233 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,777.7682

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:00 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 3,082 $24.75 $76,279.50
Disclosure

SEC source: 0001209191-19-019917 · doc4.xml · nonDerivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,590.5755

F2 · shares: Payment of tax liability associated with share award.

F3 · balance_after: Between July 1, 2018 and December 31, 2018, the reporting person acquired 20.923 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:00 UTC KROGER CO KR · Entity 100 GrantCommon Stock 9,804 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019917 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,672.5755

Read SEC document
March 14, 2019 Filed Mar 18, 2019 17:00 UTC KROGER CO KR · Entity 100 GrantNon-Qualified Stock Option · Derivative 43,947 $0.00 Strike: $24.75 $0.00
Disclosure

SEC source: 0001209191-19-019917 · doc4.xml · derivative · entry 4

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,947

Underlying: Common Stock · 43,947 shares

Expires 2029-03-14

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 17:00 UTC KROGER CO KR · Entity 100 GrantCommon Stock 15,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019917 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,868.5755

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

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October 11, 2018 Filed Oct 11, 2018 18:02 UTC KROGER CO KR · Entity 100 SaleCommon Stock 9,800 $27.46 $269,147.20
Disclosure

SEC source: 0001209191-18-054757 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,887.6525

F1 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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October 11, 2018 Filed Oct 11, 2018 18:02 UTC KROGER CO KR · Entity 100 SaleCommon Stock 700 $27.50 $19,250.00
Disclosure

SEC source: 0001209191-18-054757 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,687.6525

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July 13, 2018 Filed Jul 17, 2018 14:45 UTC KROGER CO KR · Entity 100 GrantNon-Qualified Stock Option · Derivative 40,561 $0.00 Strike: $28.05 $0.00
Disclosure

SEC source: 0001209191-18-042772 · doc4.xml · derivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,561

Underlying: Common Stock · 40,561 shares

Expires 2028-07-13

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

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July 13, 2018 Filed Jul 17, 2018 14:45 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 7,339 $28.05 $205,858.95
Disclosure

SEC source: 0001209191-18-042772 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,387.6525

F2 · shares: Payment of tax liability associated with restricted stock.

F3 · balance_after: Between January 1, 2018 and June 30, 2018, the reporting person acquired 21.8442 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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July 13, 2018 Filed Jul 17, 2018 14:45 UTC KROGER CO KR · Entity 100 GrantCommon Stock 18,717 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042772 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,726.6525

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

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March 15, 2018 Filed Mar 19, 2018 16:28 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 1,320 $23.63 $31,191.60
Disclosure

SEC source: 0001209191-18-020501 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,987.8083

F1 · shares: Payment of tax liability associated with share award.

F2 · balance_after: Between July 1, 2017 and December 31, 2017, the reporting person acquired 23.4307 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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March 15, 2018 Filed Mar 19, 2018 16:28 UTC KROGER CO KR · Entity 100 GrantCommon Stock 2,653 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020501 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,307.8083

Read SEC document
July 14, 2017 Filed Jul 17, 2017 14:50 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 8,315 $23.01 $191,328.15
Disclosure

SEC source: 0001209191-17-045293 · doc4.xml · nonDerivative · entry 3

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,631.3776

F2 · shares: Payment of tax liability associated with restricted stock.

F3 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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July 13, 2017 Filed Jul 17, 2017 14:50 UTC KROGER CO KR · Entity 100 GrantNon-Qualified Stock Option · Derivative 91,276 $0.00 Strike: $22.92 $0.00
Disclosure

SEC source: 0001209191-17-045293 · doc4.xml · derivative · entry 4

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,276

Underlying: Common Stock · 91,276 shares

Expires 2027-07-13

F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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July 13, 2017 Filed Jul 17, 2017 14:50 UTC KROGER CO KR · Entity 100 Tax withholdingCommon Stock 1,085 $22.92 $24,868.20
Disclosure

SEC source: 0001209191-17-045293 · doc4.xml · nonDerivative · entry 2

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,946.3776

F2 · shares: Payment of tax liability associated with restricted stock.

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July 13, 2017 Filed Jul 17, 2017 14:50 UTC KROGER CO KR · Entity 100 GrantCommon Stock 30,289 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-045293 · doc4.xml · nonDerivative · entry 1

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,031.3776

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.