Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KROGER COKR · Entity 100 | Senior Vice President | December 09, 2020 | December 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KROGER CO
Report date December 09, 2020 · Filed December 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 170,980.7126 |
Reported balance
After 2020-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-12-09 · Exercise / conversion · Acquired 10,000 · Balance 170,980.7126 |
| Common StockSEC Table I · non-derivative | Direct | 193,480.7126 |
Reported balance
After 2020-12-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-12-09 · Exercise / conversion · Acquired 22,500 · Balance 193,480.7126 |
| Common StockSEC Table I · non-derivative | Direct | 160,980.7126 |
Reported balance
After 2020-12-09 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-12-09 · Sale · Disposed 32,500 · Balance 160,980.7126 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.09 to $31.121, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: Between July 1, 2020 and September 30, 2020, the reporting person acquired 110.8160 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $11.76 · Expires 2021-12-08 | Direct | 0 |
Reported balance
After 2020-12-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-12-09 · Exercise / conversion · Disposed 10,000 · Balance 0 F3: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.37 · Expires 2021-06-23 | Direct | 0 |
Reported balance
After 2020-12-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-12-09 · Exercise / conversion · Disposed 22,500 · Balance 0 F3: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.09 to $31.121, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: Between July 1, 2020 and September 30, 2020, the reporting person acquired 110.8160 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2020 Filed Dec 10, 2020 15:13 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 22,500 | $0.00 Strike: $12.37 | $0.00 |
DisclosureSEC source: 0001209191-20-062657 · doc4.xml · derivative · entry 5 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 15:13 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 10,000 | $0.00 Strike: $11.76 | $0.00 |
DisclosureSEC source: 0001209191-20-062657 · doc4.xml · derivative · entry 4 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 15:13 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 32,500 | $31.10 | $1,010,750.00 |
DisclosureSEC source: 0001209191-20-062657 · doc4.xml · nonDerivative · entry 3 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,980.7126 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.09 to $31.121, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Between July 1, 2020 and September 30, 2020, the reporting person acquired 110.8160 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 15:13 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 22,500 | $12.37 | $278,325.00 |
DisclosureSEC source: 0001209191-20-062657 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,480.7126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 15:13 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 10,000 | $11.76 | $117,600.00 |
DisclosureSEC source: 0001209191-20-062657 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,980.7126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 18:14 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 6,062 | $30.91 | $187,403.70 |
DisclosureSEC source: 0001209191-20-062446 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,980.7126 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.91 to $30.94, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 18:14 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 6,807 | $30.97 | $210,778.76 |
DisclosureSEC source: 0001209191-20-062446 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,042.7126 Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 15:26 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,211 | $33.77 | $40,895.47 |
DisclosureSEC source: 0001209191-20-042727 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,738.8966 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 17:02 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 10,787 | $33.28 | $358,991.36 |
DisclosureSEC source: 0001209191-20-042465 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,949.8966 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: Between January 1, 2020 and June 30, 2020, the reporting person acquired 218.9154 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 12:59 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,534 | $30.71 | $77,819.14 |
DisclosureSEC source: 0001209191-20-019093 · doc4.xml · nonDerivative · entry 4 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,517.9812 F3 · shares: Payment of tax liability associated with restricted stock. F4 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 12:59 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 56,427 | $0.00 Strike: $29.12 | $0.00 |
DisclosureSEC source: 0001209191-20-019093 · doc4.xml · derivative · entry 5 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,427 Underlying: Common Stock · 56,427 shares Expires 2030-03-12 F5 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 12:59 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 5,683 | $29.12 | $165,488.96 |
DisclosureSEC source: 0001209191-20-019093 · doc4.xml · nonDerivative · entry 3 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,051.9812 F2 · shares: Payment of tax liability associated with share award. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 12:59 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 12,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019093 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,734.9812 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 12:59 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 18,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019093 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,501.9812 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 14:05 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 20,000 | $32.25 | $645,004.00 |
DisclosureSEC source: 0001209191-20-018336 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,957.9812 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.04 to $32.46, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 19:54 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 7,000 | $0.00 Strike: $10.94 | $0.00 |
DisclosureSEC source: 0001209191-20-017211 · doc4.xml · derivative · entry 6 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2020-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 19:54 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 7,000 | $0.00 Strike: $10.08 | $0.00 |
DisclosureSEC source: 0001209191-20-017211 · doc4.xml · derivative · entry 5 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2020-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 19:54 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 14,500 | $0.00 Strike: $10.08 | $0.00 |
DisclosureSEC source: 0001209191-20-017211 · doc4.xml · derivative · entry 4 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,500 shares Expires 2020-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 19:54 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 28,500 | $31.98 | $911,484.15 |
DisclosureSEC source: 0001209191-20-017211 · doc4.xml · nonDerivative · entry 3 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,957.9812 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.95 to $32.00, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Between October 1, 2019 and December 31, 2019, the reporting person acquired 289.6481 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 19:54 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 21,500 | $10.08 | $216,720.00 |
DisclosureSEC source: 0001209191-20-017211 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,457.9812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 19:54 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 7,000 | $10.94 | $76,580.00 |
DisclosureSEC source: 0001209191-20-017211 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,957.9812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 21:19 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,466 | $22.08 | $54,449.28 |
DisclosureSEC source: 0001209191-19-042213 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,668.3331 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: Between January 1, 2019 and June 30, 2019, the reporting person acquired 225.6050 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 21:19 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 10,785 | $21.89 | $236,083.65 |
DisclosureSEC source: 0001209191-19-042213 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,134.3331 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 16:54 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 6,220 | $24.75 | $153,945.00 |
DisclosureSEC source: 0001209191-19-019911 · doc4.xml · nonDerivative · entry 3 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,663.7281 F2 · shares: Payment of tax liability associated with share award. F3 · balance_after: Between October 1, 2018 and December 31, 2018, the reporting person acquired 109.1582 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 16:54 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 13,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019911 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,883.7281 Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 16:54 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 59,702 | $0.00 Strike: $24.75 | $0.00 |
DisclosureSEC source: 0001209191-19-019911 · doc4.xml · derivative · entry 4 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,702 Underlying: Common Stock · 59,702 shares Expires 2029-03-14 F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 16:54 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 21,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019911 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,514.7281 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 14:40 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 14,500 | $0.00 Strike: $11.17 | $0.00 |
DisclosureSEC source: 0001209191-18-061920 · doc4.xml · derivative · entry 3 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,500 shares Expires 2019-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 14:40 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 14,500 | $29.06 | $421,370.00 |
DisclosureSEC source: 0001209191-18-061920 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,586.5699 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.05 to $29.08, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Between July 1, 2018 and September 30, 2018, the reporting person acquired 101.3497 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 14:40 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 14,500 | $11.17 | $161,965.00 |
DisclosureSEC source: 0001209191-18-061920 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,086.5699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 14:39 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 55,310 | $0.00 Strike: $28.05 | $0.00 |
DisclosureSEC source: 0001209191-18-042766 · doc4.xml · derivative · entry 4 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,310 Underlying: Common Stock · 55,310 shares Expires 2028-07-13 F5 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 14:39 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 7,561 | $28.05 | $212,086.05 |
DisclosureSEC source: 0001209191-18-042766 · doc4.xml · nonDerivative · entry 3 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,485.2202 F3 · shares: Payment of tax liability associated with restricted stock. F4 · balance_after: Between January 1, 2018 and June 30, 2018, the reporting person acquired 224.7742 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 14:39 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 26,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042766 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,046.2202 F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions lapse as to 25% one year from the date of the award, 25% two years from the date of the award, and 50% three years from the date of the award. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 14:39 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 26,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042766 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,308.2202 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a four-year period, at the rate of 25% per year commencing one year from the date of the award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:22 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,437 | $23.63 | $33,956.31 |
DisclosureSEC source: 0001209191-18-020496 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,345.446 F1 · shares: Payment of tax liability associated with share award. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:22 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 4,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020496 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,782.446 Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 18:20 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 160 | $23.44 | $3,750.40 |
DisclosureSEC source: 0001209191-18-019801 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,280.446 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 17:45 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 11,000 | $0.00 Strike: $14.31 | $0.00 |
DisclosureSEC source: 0001209191-18-004840 · doc4.xml · derivative · entry 3 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2018-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 17:45 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 11,000 | $29.57 | $325,292.00 |
DisclosureSEC source: 0001209191-18-004840 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,780.446 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2017. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.52 to $29.66, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Between July 1, 2017 and December 31, 2017, the reporting person acquired 238.4646 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 17:45 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 11,000 | $14.31 | $157,355.00 |
DisclosureSEC source: 0001209191-18-004840 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,780.446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Feb 20, 2018 18:30 UTC | KROGER CO KR · Entity 100 | GiftCommon Stock | 2,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011176 · doc5.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,440.446 F1 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 14:38 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 8,418 | $23.01 | $193,698.18 |
DisclosureSEC source: 0001209191-17-045287 · doc4.xml · nonDerivative · entry 3 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,541.9814 F2 · shares: Payment of tax liability associated with restricted stock. F3 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 14:38 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 105,074 | $0.00 Strike: $22.92 | $0.00 |
DisclosureSEC source: 0001209191-17-045287 · doc4.xml · derivative · entry 4 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,074 Underlying: Common Stock · 105,074 shares Expires 2027-07-13 F4 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 14:38 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,833 | $22.92 | $42,012.36 |
DisclosureSEC source: 0001209191-17-045287 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,959.9814 F2 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 14:38 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 30,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045287 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,792.9814 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 19:15 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 594 | $22.80 | $13,543.20 |
DisclosureSEC source: 0001209191-17-045017 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,085.9814 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: Between January 1, 2017 and June 30, 2017, the reporting person acquired 179.2004 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 19:25 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 243 | $28.70 | $6,974.10 |
DisclosureSEC source: 0001209191-17-021071 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,500.781 F1 · shares: Payment of tax liability associated with restricted stock. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 13:59 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,001 | $28.83 | $28,858.83 |
DisclosureSEC source: 0001209191-17-020031 · doc4.xml · nonDerivative · entry 2 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,115.781 F1 · shares: Payment of tax liability associated with share award. F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 13:59 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 2,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020031 · doc4.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,116.781 Read SEC document |
| March 09, 2017 Filed Mar 16, 2017 19:11 UTC Amendment | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,373 | $28.83 | $39,583.59 |
DisclosureSEC source: 0001209191-17-021065 · doc4a.xml · nonDerivative · entry 1 Clark Robert W · CIK 0001571458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,743.781 F1 · shares: Payment of tax liability associated with share award. F2 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 1,001 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 1,373. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.