Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Jefferies Financial Group Inc.JEF · Entity 3502 | Director | August 28, 2026 | August 29, 2026 |
| KROGER COKR · Entity 100 | Director | June 03, 2019 | June 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Jefferies Financial Group Inc.
Report date August 28, 2026 · Filed August 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,257 |
Reported balance
After 2026-08-28 transaction · row 1
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 501 · Balance 113,257 F1: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.
KROGER CO
Report date June 03, 2019 · Filed June 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock - Incentive SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,242.115 |
Reported balance
After 2019-06-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-03 · Grant · Acquired 43.892 · Balance 7,242.115 F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. |
| Common StockSEC Table I · non-derivative | Direct | 126,800 |
Reported balance
Holding disclosure · report date 2019-06-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 126,800 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
F2: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
F3: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LiveVox Holdings, Inc.
Report date December 22, 2023 · Filed December 26, 2023
Section 16 reporting ended · disclosed 2023-12-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-12-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-12-22 · Disposition to issuer · Disposed 103,056 · Balance 76,360 F1: Pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated October 3, 2023, by and among the LiveVox Holdings, Inc., a Delaware corporation (the Company), inContact, Inc., a Delaware corporation (Parent), Laser Bridge Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (Merger Subsidiary), and NICE Ltd., a company organized under the laws of the State of Israel (NICE), each share of Class A common stock, par value $0.0001, of the Company (the Company Common Stock) was automatically cancelled, extinguished and converted into the right to receive $3.74, without interest thereon and less any required withholding taxes. Row 2 · 2023-12-22 · Disposition to issuer · Disposed 76,360 · Balance 0 F2: Pursuant to the Merger Agreement each award of time-based restricted stock units of the Company (each, a Company RSU) that was (i) outstanding and vested as of immediately prior to December 22, 2023 (the Effective Time) or the vesting of which accelerated at the Effective Time, or (ii) outstanding as of immediately prior to the Effective Time and held by a non-employee director of the Company or held by a former service provider to the Company (whether vested or unvested), was, at the Effective Time, cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (x) the aggregate number of shares of Common Stock subject to such Company RSU as of immediately prior to the Effective Time and (y) $3.74. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy CFI Sponsor, LLC | 0 |
Reported balance
After 2023-12-22 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-12-22 · Disposition to issuer · Disposed 762,500 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated October 3, 2023, by and among the LiveVox Holdings, Inc., a Delaware corporation (the Company), inContact, Inc., a Delaware corporation (Parent), Laser Bridge Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (Merger Subsidiary), and NICE Ltd., a company organized under the laws of the State of Israel (NICE), each share of Class A common stock, par value $0.0001, of the Company (the Company Common Stock) was automatically cancelled, extinguished and converted into the right to receive $3.74, without interest thereon and less any required withholding taxes. F3: CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert D. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Family LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated October 3, 2023, by and among the LiveVox Holdings, Inc., a Delaware corporation (the Company), inContact, Inc., a Delaware corporation (Parent), Laser Bridge Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (Merger Subsidiary), and NICE Ltd., a company organized under the laws of the State of Israel (NICE), each share of Class A common stock, par value $0.0001, of the Company (the Company Common Stock) was automatically cancelled, extinguished and converted into the right to receive $3.74, without interest thereon and less any required withholding taxes.
F2: Pursuant to the Merger Agreement each award of time-based restricted stock units of the Company (each, a Company RSU) that was (i) outstanding and vested as of immediately prior to December 22, 2023 (the Effective Time) or the vesting of which accelerated at the Effective Time, or (ii) outstanding as of immediately prior to the Effective Time and held by a non-employee director of the Company or held by a former service provider to the Company (whether vested or unvested), was, at the Effective Time, cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (x) the aggregate number of shares of Common Stock subject to such Company RSU as of immediately prior to the Effective Time and (y) $3.74.
F3: CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert D. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Family LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2026 Filed Aug 29, 2026 01:48 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 501 | $53.09 | $26,598.09 |
DisclosureSEC source: 0001214659-26-011102 · marketforms-73852.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,257 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 29, 2026 Filed May 30, 2026 01:09 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 501 | $52.72 | $26,412.72 |
DisclosureSEC source: 0001214659-26-006935 · marketforms-73302.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,756 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| March 26, 2026 Filed Mar 28, 2026 01:23 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 5,461 | $40.28 | $219,969.08 |
DisclosureSEC source: 0001214659-26-003946 · marketforms-72782.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,255 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| February 27, 2026 Filed Feb 28, 2026 02:16 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 540 | $44.40 | $23,976.00 |
DisclosureSEC source: 0001214659-26-002636 · marketforms-72361.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,794 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| November 26, 2025 Filed Nov 29, 2025 02:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 416 | $57.23 | $23,807.68 |
DisclosureSEC source: 0001214659-25-017356 · marketforms-71366.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,253 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 29, 2025 Filed Aug 30, 2025 00:33 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 365 | $64.85 | $23,670.25 |
DisclosureSEC source: 0001214659-25-013126 · marketforms-70474.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,837 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 29, 2025 Filed May 31, 2025 00:17 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 475 | $49.41 | $23,469.75 |
DisclosureSEC source: 0001214659-25-008595 · marketforms-69737.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,472 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| March 27, 2025 Filed Mar 29, 2025 00:01 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 4,047 | $54.35 | $219,954.45 |
DisclosureSEC source: 0001214659-25-004995 · marketforms-69043.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,997 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 02:36 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 335 | $64.86 | $21,728.10 |
DisclosureSEC source: 0001214659-25-003587 · marketforms-68500.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,950 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| November 27, 2024 Filed Nov 29, 2024 23:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 240 | $78.93 | $18,943.20 |
DisclosureSEC source: 0001214659-24-019793 · marketforms-67415.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,615 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 01:09 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 46,200 | $64.07 | $2,960,200.32 |
DisclosureSEC source: 0001214659-24-018233 · marketforms-67246.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,375 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.65 to $64.58 per share, inclusive. The issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price. Read SEC document |
| August 30, 2024 Filed Aug 30, 2024 20:52 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 314 | $59.95 | $18,824.30 |
DisclosureSEC source: 0001214659-24-015800 · marketforms-66875.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,575 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 30, 2024 Filed Jun 1, 2024 01:24 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 350 | $45.79 | $16,026.50 |
DisclosureSEC source: 0001214659-24-010388 · marketforms-66134.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,260 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| March 28, 2024 Filed Mar 29, 2024 01:04 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 4,648 | $44.10 | $204,976.80 |
DisclosureSEC source: 0001214659-24-005536 · marketforms-65405.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,910 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 23:29 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 352 | $41.26 | $14,523.52 |
DisclosureSEC source: 0001214659-24-003690 · marketforms-64843.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,262 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| December 22, 2023 Filed Dec 26, 2023 16:22 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | Disposition to issuerClass A Common Stock | 762,500 | $3.74 | $2,851,750.00 |
DisclosureSEC source: 0001723648-23-000091 · wk-form4_1703625723.xml · nonDerivative · entry 3 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CFI Sponsor, LLC Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated October 3, 2023, by and among the LiveVox Holdings, Inc., a Delaware corporation (the Company), inContact, Inc., a Delaware corporation (Parent), Laser Bridge Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (Merger Subsidiary), and NICE Ltd., a company organized under the laws of the State of Israel (NICE), each share of Class A common stock, par value $0.0001, of the Company (the Company Common Stock) was automatically cancelled, extinguished and converted into the right to receive $3.74, without interest thereon and less any required withholding taxes. F3 · ownership.nature: CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert D. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Family LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein. Read SEC document |
| December 22, 2023 Filed Dec 26, 2023 16:22 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | Disposition to issuerClass A Common Stock | 76,360 | $3.74 | $285,586.40 |
DisclosureSEC source: 0001723648-23-000091 · wk-form4_1703625723.xml · nonDerivative · entry 2 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement each award of time-based restricted stock units of the Company (each, a Company RSU) that was (i) outstanding and vested as of immediately prior to December 22, 2023 (the Effective Time) or the vesting of which accelerated at the Effective Time, or (ii) outstanding as of immediately prior to the Effective Time and held by a non-employee director of the Company or held by a former service provider to the Company (whether vested or unvested), was, at the Effective Time, cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (x) the aggregate number of shares of Common Stock subject to such Company RSU as of immediately prior to the Effective Time and (y) $3.74. Read SEC document |
| December 22, 2023 Filed Dec 26, 2023 16:22 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | Disposition to issuerClass A Common Stock | 103,056 | $3.74 | $385,429.44 |
DisclosureSEC source: 0001723648-23-000091 · wk-form4_1703625723.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,360 F1 · price: Pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated October 3, 2023, by and among the LiveVox Holdings, Inc., a Delaware corporation (the Company), inContact, Inc., a Delaware corporation (Parent), Laser Bridge Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (Merger Subsidiary), and NICE Ltd., a company organized under the laws of the State of Israel (NICE), each share of Class A common stock, par value $0.0001, of the Company (the Company Common Stock) was automatically cancelled, extinguished and converted into the right to receive $3.74, without interest thereon and less any required withholding taxes. Read SEC document |
| November 28, 2023 Filed Dec 1, 2023 01:31 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 416 | $34.63 | $14,406.08 |
DisclosureSEC source: 0001214659-23-015828 · marketforms-63609.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,910 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 25, 2023 Filed Aug 26, 2023 00:42 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 411 | $34.73 | $14,274.03 |
DisclosureSEC source: 0001214659-23-011715 · marketforms-62338.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,494 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 16:15 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | GrantClass A Common Stock | 66,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038778 · doc4.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,416 F1 · shares: The reported securities are restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock of LiveVox Holdings, Inc. 100% of the RSUs vest on June 15, 2024. Read SEC document |
| May 26, 2023 Filed May 31, 2023 00:39 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 464 | $30.51 | $14,156.64 |
DisclosureSEC source: 0001214659-23-008071 · marketforms-61666.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,083 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 00:56 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 6,583 | $31.14 | $204,994.62 |
DisclosureSEC source: 0001214659-23-004534 · marketforms-61114.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,619 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 23:39 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 321 | $37.67 | $12,092.07 |
DisclosureSEC source: 0001214659-23-003283 · marketforms-59637.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,036 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| November 29, 2022 Filed Dec 2, 2022 01:01 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 321 | $37.32 | $11,979.72 |
DisclosureSEC source: 0001214659-22-014412 · marketforms-57735.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,715 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 26, 2022 Filed Aug 27, 2022 01:44 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 366 | $32.40 | $11,858.40 |
DisclosureSEC source: 0001214659-22-010617 · marketforms-57000.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,394 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 16:15 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | GrantCommon Stock | 83,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044978 · doc4.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,056 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock of LiveVox Holdings, Inc. F2 · shares: The RSUs will vest in full on 6/16/23, subject to the reporting person's continued service through such date. Read SEC document |
| June 28, 2022 Filed Jun 30, 2022 20:20 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 265 | $28.25 | $7,486.25 |
DisclosureSEC source: 0001214659-22-008484 · marketforms-56562.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,028 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 27, 2022 Filed May 28, 2022 00:41 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 355 | $32.95 | $11,697.25 |
DisclosureSEC source: 0001214659-22-007540 · marketforms-56382.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,763 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:24 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 5,697 | $33.35 | $189,994.95 |
DisclosureSEC source: 0001214659-22-004585 · marketforms-55921.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,409 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 02:02 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 275 | $36.02 | $9,905.50 |
DisclosureSEC source: 0001214659-22-003485 · marketforms-55599.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,712 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 21:20 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 213 | $38.37 | $8,172.81 |
DisclosureSEC source: 0001214659-21-012434 · marketforms-54413.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,437 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 27, 2021 Filed Sep 1, 2021 00:52 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 216 | $37.64 | $8,130.24 |
DisclosureSEC source: 0001214659-21-009190 · marketforms-53693.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,224 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 16:19 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052763 · doc4.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · shares: The reported securities are restricted stock units which vest one third annually on each of June 21, 2022, June 21, 2023 and June 21, 2024. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 16:01 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | GrantLock-up Shares · Derivative | 2,487,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-025268 · doc4.xml · derivative · entry 5 CFI Sponsor LLC · CIK 0001727828 · Director Purdy Todd M. · CIK 0001758263 · Director BEYER ROBERT D · CIK 0001188302 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,487,500 Underlying: Class A common stock · 2,487,500 shares Expires not disclosed F2 · derivative.exercise_price: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F2 · price: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F2 · derivative.exercise_date: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F2 · derivative.expiration_date: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F1 · ownership.direct: CFI Sponsor LLC is the record holder of the shares reported herein. CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert B. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Fmaily LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 16:01 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | ConversionClass F common stock · Derivative | 3,250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-025268 · doc4.xml · derivative · entry 4 CFI Sponsor LLC · CIK 0001727828 · Director Purdy Todd M. · CIK 0001758263 · Director BEYER ROBERT D · CIK 0001188302 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 3,250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F2 · price: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F2 · derivative.exercise_date: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F2 · derivative.expiration_date: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F1 · ownership.direct: CFI Sponsor LLC is the record holder of the shares reported herein. CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert B. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Fmaily LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 16:01 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | Disposition to issuerClass F common stock · Derivative | 2,925,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-025268 · doc4.xml · derivative · entry 3 CFI Sponsor LLC · CIK 0001727828 · Director Purdy Todd M. · CIK 0001758263 · Director BEYER ROBERT D · CIK 0001188302 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250,000 Underlying: Class A common stock · 2,925,000 shares Expires not disclosed F2 · derivative.exercise_price: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F2 · price: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F2 · derivative.exercise_date: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F2 · derivative.expiration_date: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F1 · ownership.direct: CFI Sponsor LLC is the record holder of the shares reported herein. CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert B. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Fmaily LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 16:01 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | Disposition to issuerClass A common stock | 2,487,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-025268 · doc4.xml · nonDerivative · entry 2 CFI Sponsor LLC · CIK 0001727828 · Director Purdy Todd M. · CIK 0001758263 · Director BEYER ROBERT D · CIK 0001188302 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,500 F2 · price: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F1 · ownership.direct: CFI Sponsor LLC is the record holder of the shares reported herein. CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert B. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Fmaily LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 16:01 UTC | LiveVox Holdings, Inc. LVOX · Entity 95827 | ConversionClass A common stock | 3,250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-025268 · doc4.xml · nonDerivative · entry 1 CFI Sponsor LLC · CIK 0001727828 · Director Purdy Todd M. · CIK 0001758263 · Director BEYER ROBERT D · CIK 0001188302 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On June 18, 2021, the issuer consummated its initial business combination (the "Business Combination"). In connection with and at the time of the closing of the Businsess Combination, (i) each share of Class F common stock of the issuer automatically converted into one share of Class A common stock, (ii) CFI Sponsor LLC forfeited 2,925,000 of such shares, and (iii) CFI Sponsor LLC placed 2,487,500 of such shares into escrow with 725,000, 781,250 and 981,250 of such shares to be released if the volume weighted average share price of the issuer's Class A common stock equals or exceeds $12.50, $15.00 and $17.50, respectively, per share for 20 of any 30 consecutive trading days, and any such shares not released from escrow by the 7th anniversary of the closing of the Business Combination will be forfeited and canceled. F1 · ownership.direct: CFI Sponsor LLC is the record holder of the shares reported herein. CCGH Legacy Assets, LLC, Beyer Family Interests LLC and TSJD Family LLC are managing members of CFI Sponsor LLC. CCGH Legacy Assets, LLC delegated any of its voting and investment power over the issuer's securities to Mark Attanasio and Jean-Marc Chapus. Robert B. Beyer is a managing member of Beyer Family Interests LLC. Todd M. Purdy is a managing member of TSJD Family LLC. As such, each of Beyer Family Interests LLC, TSJD Fmaily LLC and Messrs. Attanasio, Chapus, Beyer and Purdy may be deemed to have or share beneficial ownership of the shares held directly by CFI Sponsor LLC. Each of the foregoing disclaims beneficial ownership of the shares held by CFI Sponsor LLC, except to the extent of respective pecuniary interest therein. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:36 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 482 | $32.13 | $15,486.66 |
DisclosureSEC source: 0001214659-21-006256 · marketforms-53026.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,008 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F2 · shares: Includes conversion of deferred cash into deferred shares, which deferred cash was granted as a dividend equivalent for the dividends payable on November 25, 2020 and February 26, 2021. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:34 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 6,109 | $31.10 | $189,989.90 |
DisclosureSEC source: 0001214659-21-003634 · marketforms-52154.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,526 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 23:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 217 | $17.79 | $3,860.43 |
DisclosureSEC source: 0001214659-20-007608 · marketforms-49563.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,417 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 28, 2020 Filed Dec 7, 2020 19:03 UTC Amendment | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 217 | $17.79 | $3,860.43 |
DisclosureSEC source: 0001214659-20-010215 · marketforms-50552.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,417 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 29, 2020 Filed May 29, 2020 23:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 261 | $14.65 | $3,823.65 |
DisclosureSEC source: 0001214659-20-005222 · marketforms-48929.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,200 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 22:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 14,393 | $13.20 | $189,987.60 |
DisclosureSEC source: 0001214659-20-003539 · marketforms-48592.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,939 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:14 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 84 | $19.71 | $1,655.64 |
DisclosureSEC source: 0001214659-20-001979 · marketforms-48010.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,546 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 00:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 65 | $20.90 | $1,358.50 |
DisclosureSEC source: 0001214659-19-007541 · marketforms-46769.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,462 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| October 11, 2019 Filed Oct 16, 2019 22:45 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 701 | $18.07 | $12,667.07 |
DisclosureSEC source: 0001214659-19-006509 · marketforms-45949.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,397 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 22:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 68 | $18.64 | $1,267.52 |
DisclosureSEC source: 0001214659-19-005642 · marketforms-45666.xml · nonDerivative · entry 1 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,696 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:31 UTC | KROGER CO KR · Entity 100 | GrantPhantom Stock - Incentive Shares · Derivative | 43.892 | $22.96 Strike: $0.00 | $1,007.76 |
DisclosureSEC source: 0001209191-19-034444 · doc4.xml · derivative · entry 2 BEYER ROBERT D · CIK 0001188302 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,242.115 Underlying: Common Stock · 43.892 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account. F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co. F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.