Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KROGER COKR · Entity 100 | Director | April 13, 2020 | April 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KROGER CO
Report date April 13, 2020 · Filed April 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,728 |
Ending reported balance
After 2020-04-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-13 · Gift · Disposed 700 · Balance 101,878 Row 2 · 2020-04-14 · Gift · Disposed 2,150 · Balance 99,728 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2020 Filed Apr 16, 2020 19:43 UTC | KROGER CO KR · Entity 100 | GiftCommon Stock | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024638 · doc4.xml · nonDerivative · entry 2 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,728 Read SEC document |
| April 13, 2020 Filed Apr 16, 2020 19:43 UTC | KROGER CO KR · Entity 100 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024638 · doc4.xml · nonDerivative · entry 1 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,878 Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 19:55 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 35,000 | $32.80 | $1,148,000.00 |
DisclosureSEC source: 0001209191-20-017212 · doc4.xml · nonDerivative · entry 1 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,578 Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 21:41 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 7,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042242 · doc4.xml · nonDerivative · entry 1 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,578 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:12 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 13,000 | $0.00 Strike: $10.38 | $0.00 |
DisclosureSEC source: 0001209191-19-040145 · doc4.xml · derivative · entry 5 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2020-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:12 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 13,000 | $0.00 Strike: $10.03 | $0.00 |
DisclosureSEC source: 0001209191-19-040145 · doc4.xml · derivative · entry 4 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:12 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 9,030 | $21.52 | $194,361.72 |
DisclosureSEC source: 0001209191-19-040145 · doc4.xml · nonDerivative · entry 3 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,583 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:12 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 13,000 | $10.38 | $134,940.00 |
DisclosureSEC source: 0001209191-19-040145 · doc4.xml · nonDerivative · entry 2 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 19:12 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 13,000 | $10.03 | $130,390.00 |
DisclosureSEC source: 0001209191-19-040145 · doc4.xml · nonDerivative · entry 1 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 14:41 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 13,000 | $0.00 Strike: $13.07 | $0.00 |
DisclosureSEC source: 0001209191-18-057506 · doc4.xml · derivative · entry 3 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2018-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 14:41 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 5,558 | $30.57 | $169,880.27 |
DisclosureSEC source: 0001209191-18-057506 · doc4.xml · nonDerivative · entry 2 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,613 Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 14:41 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 13,000 | $13.07 | $169,910.00 |
DisclosureSEC source: 0001209191-18-057506 · doc4.xml · nonDerivative · entry 1 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2018 Filed Jul 16, 2018 15:13 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 6,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042597 · doc4.xml · nonDerivative · entry 1 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,171 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 15:13 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 10,000 | $0.00 Strike: $13.11 | $0.00 |
DisclosureSEC source: 0001209191-17-064330 · doc4.xml · derivative · entry 3 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2017-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 15:13 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 10,000 | $26.50 | $264,950.00 |
DisclosureSEC source: 0001209191-17-064330 · doc4.xml · nonDerivative · entry 2 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,910 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.49 to $26.51, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 15:13 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 10,000 | $13.11 | $131,050.00 |
DisclosureSEC source: 0001209191-17-064330 · doc4.xml · nonDerivative · entry 1 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 17:49 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 7,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045175 · doc4.xml · nonDerivative · entry 1 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,910 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 16:05 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 10,000 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001209191-16-151855 · doc4.xml · derivative · entry 2 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2016-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 16:05 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 10,000 | $11.55 | $115,500.00 |
DisclosureSEC source: 0001209191-16-151855 · doc4.xml · nonDerivative · entry 1 RUNDE JAMES A · CIK 0001277020 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.