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Nasdaq · USD

CNOB

ConnectOne Bancorp, Inc.

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Tapewire entity
4669
SEC CIK
0000712771
Parsed reports
330

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202630
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2017 Filed Dec 8, 2017 15:13 UTC Exercise / conversionCommon Stock 8,760 $4.62 $40,471.20
Disclosure

SEC source: 0001568214-17-000029 · primary_doc.xml · nonDerivative · entry 2

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,116.612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 15:13 UTC Exercise / conversionCommon Stock 5,437 $6.15 $33,437.55
Disclosure

SEC source: 0001568214-17-000029 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,356.612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Also includes 2,469.802 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan

Read SEC document
June 08, 2017 Filed Jun 8, 2017 18:25 UTC
Ewing Christopher J.EVP & Chief Operations Officer
SaleCommon Stock 2,100 $22.67 $47,607.00
Disclosure

SEC source: 0001568214-17-000028 · primary_doc.xml · nonDerivative · entry 1

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,922

Read SEC document
June 06, 2017 Filed Jun 8, 2017 13:42 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
SaleCommon Stock 2,445 $21.85 $53,431.32
Disclosure

SEC source: 0001568214-17-000027 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,410

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:11 UTC PurchaseCommon Stock 5,000 $21.80 $109,000.00
Disclosure

SEC source: 0001568214-17-000026 · primary_doc.xml · nonDerivative · entry 1

BAIER FRANK W · CIK 0001226353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,891

Read SEC document
May 31, 2017 Filed Jun 1, 2017 14:06 UTC
Burns William SEVP & Chief Financial Officer
SaleCommon Stock 888 $21.55 $19,136.40
Disclosure

SEC source: 0001568214-17-000025 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,145

Read SEC document
May 27, 2017 Filed May 30, 2017 22:18 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $11.15 $0.00
Disclosure

SEC source: 0001568214-17-000022 · primary_doc.xml · derivative · entry 6

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable in four equal annual installments on March 1, 2009, 2010, 2011, and 2012

Read SEC document
May 27, 2017 Filed May 30, 2017 22:18 UTC Exercise / conversionStock Option · Derivative 3,473 $0.00 Strike: $15.73 $0.00
Disclosure

SEC source: 0001568214-17-000022 · primary_doc.xml · derivative · entry 5

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,473 shares

Expires 2017-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in four equal annual installments on June 1, 2008, 2009, 2010, and 2011

Read SEC document
May 27, 2017 Filed May 30, 2017 22:18 UTC SaleCommon Stock 4,350 $21.70 $94,412.40
Disclosure

SEC source: 0001568214-17-000022 · primary_doc.xml · nonDerivative · entry 3

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,302.825

F2 · shares: The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options, also reported herein.

Read SEC document
May 27, 2017 Filed May 30, 2017 22:18 UTC Exercise / conversionCommon Stock 3,473 $11.15 $38,723.95
Disclosure

SEC source: 0001568214-17-000022 · primary_doc.xml · nonDerivative · entry 2

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,652.825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2017 Filed May 30, 2017 22:18 UTC Exercise / conversionCommon Stock 3,473 $15.73 $54,630.29
Disclosure

SEC source: 0001568214-17-000022 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,179.825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Also includes 39.1404 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
May 26, 2017 Filed May 31, 2017 20:48 UTC
Magennis ElizabethEVP & Chief Lending Officer
SaleCommon Stock 820 $21.75 $17,835.00
Disclosure

SEC source: 0001568214-17-000024 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,089

Read SEC document
May 26, 2017 Filed May 31, 2017 20:45 UTC
Criscione LauraEVP & Chief Compliance Officer
SaleCommon Stock 451 $21.75 $9,809.25
Disclosure

SEC source: 0001568214-17-000023 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,332

Read SEC document
March 29, 2017 Filed Mar 29, 2017 16:57 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
GrantCommon Stock 5,048 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000021 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,855

Read SEC document
March 24, 2017 Filed Mar 28, 2017 18:27 UTC
Magennis ElizabethEVP & Chief Lending Officer
GrantCommon Stock 3,868 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000019 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,909

Read SEC document
March 24, 2017 Filed Mar 28, 2017 18:31 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
GrantCommon Stock 10,096 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000020 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,807

Read SEC document
March 24, 2017 Filed Mar 28, 2017 18:24 UTC
Ewing Christopher J.EVP & Chief Operations Officer
GrantCommon Stock 3,407 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000018 · primary_doc.xml · nonDerivative · entry 1

Ewing Christopher J. · CIK 0001534147 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,022

Read SEC document
March 24, 2017 Filed Mar 28, 2017 18:21 UTC
McGrover Michael J.FSVP & Chief Credit Officer
GrantCommon Stock 2,328.9146 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000017 · primary_doc.xml · nonDerivative · entry 1

McGrover Michael J. · CIK 0001675247 · FSVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,772.0627

Read SEC document
March 24, 2017 Filed Mar 28, 2017 13:37 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 2,234 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000016 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,783

Read SEC document
March 24, 2017 Filed Mar 28, 2017 13:34 UTC
Burns William SEVP & Chief Financial Officer
GrantCommon Stock 4,187 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000015 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,033

Read SEC document
February 28, 2017 Filed Mar 2, 2017 15:59 UTC
Criscione LauraEVP & Chief Compliance Officer
SaleCommon Stock 550 $25.34 $13,935.02
Disclosure

SEC source: 0001568214-17-000014 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,549

Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:32 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000006 · primary_doc.xml · nonDerivative · entry 1

BAIER FRANK W · CIK 0001226353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,891

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:21 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000013 · primary_doc.xml · nonDerivative · entry 1

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,005

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:18 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000012 · primary_doc.xml · nonDerivative · entry 1

FISH FREDERICK S · CIK 0001546780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,112.9411

Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:59 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000011 · primary_doc.xml · nonDerivative · entry 1

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,667.6846

Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:55 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000010 · primary_doc.xml · nonDerivative · entry 1

SCHECHTER HAROLD · CIK 0001224646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,968.1361

Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:42 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000008 · primary_doc.xml · nonDerivative · entry 1

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,576.3236

Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:46 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000009 · primary_doc.xml · nonDerivative · entry 1

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,955

Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:37 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000007 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,427

Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:26 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000005 · primary_doc.xml · nonDerivative · entry 1

BOL ALEXANDER · CIK 0001089883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,793.55

Read SEC document
February 22, 2017 Filed Feb 24, 2017 15:58 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001568214-17-000004 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,449.81

Read SEC document
February 17, 2017 Filed Feb 21, 2017 14:24 UTC
Burns William SEVP & Chief Financial Officer
SaleCommon Stock 1,845 $25.41 $46,887.91
Disclosure

SEC source: 0001568214-17-000002 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,846

Read SEC document
February 17, 2017 Filed Feb 22, 2017 15:02 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
SaleCommon Stock 2,178 $25.46 $55,442.30
Disclosure

SEC source: 0001568214-17-000003 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,711

Read SEC document
January 31, 2017 Filed Feb 1, 2017 19:37 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
SaleCommon Stock 2,140 $24.68 $52,807.07
Disclosure

SEC source: 0001568214-17-000001 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,889

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:52 UTC GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001568214-16-000067 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,227

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:20 UTC Exercise / conversionStock Option · Derivative 5,327 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001568214-16-000066 · primary_doc.xml · derivative · entry 3

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,327 shares

Expires 2016-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:20 UTC SaleCommon Stock 1,660 $19.85 $32,958.64
Disclosure

SEC source: 0001568214-16-000066 · primary_doc.xml · nonDerivative · entry 2

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,266

F1 · balance_after: The proceeds of the sale reported on this Form 4 was used by Mr. Kempner to fund the exercise of the stock options, also reported herein.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:20 UTC Exercise / conversionCommon Stock 5,327 $6.15 $32,761.05
Disclosure

SEC source: 0001568214-16-000066 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:12 UTC Exercise / conversionStock Option · Derivative 4,282 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001568214-16-000065 · primary_doc.xml · derivative · entry 2

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,282 shares

Expires 2016-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:12 UTC Exercise / conversionCommon Stock 4,282 $6.15 $26,334.30
Disclosure

SEC source: 0001568214-16-000065 · primary_doc.xml · nonDerivative · entry 1

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 14:24 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Exercise / conversionStock Option · Derivative 10,655 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001568214-16-000064 · primary_doc.xml · derivative · entry 3

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,655 shares

Expires 2016-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 14:24 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
SaleCommon Stock 6,417 $18.30 $117,404.15
Disclosure

SEC source: 0001568214-16-000064 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,029

F1 · balance_after: The sale reported on this Form 4 was used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to the stock option exercise.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 14:24 UTC
Sorrentino Frank IIIDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 10,655 $6.15 $65,528.25
Disclosure

SEC source: 0001568214-16-000064 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:31 UTC Exercise / conversionStock Option · Derivative 4,014 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001568214-16-000063 · primary_doc.xml · derivative · entry 2

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,014 shares

Expires 2016-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:31 UTC Exercise / conversionCommon Stock 4,014 $6.15 $24,686.10
Disclosure

SEC source: 0001568214-16-000063 · primary_doc.xml · nonDerivative · entry 1

Parisi Joseph Jr. · CIK 0001568218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2016 Filed Oct 24, 2016 19:56 UTC Exercise / conversionstock option · Derivative 5,327 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001568214-16-000062 · primary_doc.xml · derivative · entry 2

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 5,327 shares

Expires 2016-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2016 Filed Oct 24, 2016 19:56 UTC Exercise / conversioncommon stock 5,327 $6.15 $32,761.05
Disclosure

SEC source: 0001568214-16-000062 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2016 Filed Oct 19, 2016 16:25 UTC
Magennis ElizabethEVP & Chief Lending Officer
Exercise / conversionStock Option · Derivative 5,200 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001568214-16-000061 · primary_doc.xml · derivative · entry 2

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2016-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2016 Filed Oct 19, 2016 16:25 UTC
Magennis ElizabethEVP & Chief Lending Officer
Exercise / conversionCommon Stock 5,200 $6.15 $31,980.00
Disclosure

SEC source: 0001568214-16-000061 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2007 Filed May 30, 2017 22:18 UTC GrantStock Option · Derivative 3,473 $0.00 Strike: $15.73 $0.00
Disclosure

SEC source: 0001568214-17-000022 · primary_doc.xml · derivative · entry 4

THOMPSON WILLIAM · CIK 0001089892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,473

Underlying: Common Stock · 3,473 shares

Expires 2017-06-01

F3 · derivative.exercise_date: The option became exercisable in four equal annual installments on June 1, 2008, 2009, 2010, and 2011

F4 · balance_after: Due to an administrative error, a Form 4 reflecting this option grant was inadvertently omitted.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.